PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meeting of Selling Fund shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Form of Agreement and Plan of Reorganization (Financial Investors Trust), Form of Agreement and Plan of Reorganization (Financial Investors Trust), Agreement and Plan of Reorganization (Financial Investors Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Funds will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Acquired Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund Funds and a prospectus of the Acquiring Fund relating to the transaction transactions contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other party parties with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meeting meetings of Selling Fund the Funds’ shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Nuveen Arizona Premium Income Municipal Fund Inc), Agreement and Plan of Reorganization (Nuveen Ohio Quality Income Municipal Fund Inc), Agreement and Plan of Reorganization (Nuveen Michigan Quality Income Municipal Fund Inc)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Target Fund for distribution to Target Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Target Fund and a prospectus of the Acquiring Fund relating to the transaction transactions contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meeting of Selling Fund the Target Fund’s shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Nuveen Investment Trust), Agreement and Plan of Reorganization (Nuveen Investment Trust), Agreement and Plan of Reorganization (Nuveen Investment Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Fund will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the respective Selling Fund Shareholders Stockholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in material compliance with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the joint special meeting of Selling Fund shareholders Funds’ Stockholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Boulder Growth & Income Fund), Agreement and Plan of Reorganization (Lola Brown Trust 1b), Form of Agreement and Plan of Reorganization (Boulder Growth & Income Fund)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Funds have prepared and filed, or will prepare and file file, with the Securities and Exchange Commission (the “Commission”) SEC a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Acquired Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Selling Fund Funds and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meeting meetings of Selling Fund the Funds' shareholders referred to consider the approval of this Agreement and the transactions contemplated hereinin Section 5.2.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (First Trust Strategic High Income Fund Ii), Agreement and Plan of Reorganization (First Trust Strategic High Income Fund Ii)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Fund will prepare and file with the Securities and Exchange Commission (the “"Commission”") a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to shareholders of the Selling Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the 1934 Act, Act and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meeting of the Selling Fund shareholders Shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Berger Growth Fund Inc), Agreement and Plan of Reorganization (Berger Investment Portfolio Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Fund will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Acquired Fund Shareholders Stockholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in material compliance with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the special meeting of Selling Fund shareholders Acquired Fund’s Stockholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Madison Covered Call & Equity Strategy Fund)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Target Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Selling Target Fund and a prospectus of the Acquiring Fund relating to the transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meeting of Selling Fund the Target Fund's shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Integrity Managed Portfolios)
