Common use of Payments within Six (6) Months Clause in Contracts

Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the Selling Shareholder has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Selling Shareholder or introducing to the Selling Shareholder persons who raised or provided capital to the Selling Shareholder; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months immediately prior to the original filing of the Registration Statement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.

Appears in 3 contracts

Samples: Underwriting Agreement (Fitell Corp), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Fitell Corp)

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Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the ProspectusProspectus or in connection with the ATM Facility (as defined herein), the Selling Shareholder Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Selling Shareholder Company or introducing to the Selling Shareholder Company persons who raised or provided capital to the Selling ShareholderCompany; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months immediately prior to the original initial filing of the Registration Statement, other than the payment to the Underwriters Underwriter as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Verb Technology Company, Inc.)

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Payments within Six (6) Months. Except as described in the Registration Statement, the Pricing Disclosure Package and the ProspectusProspectus or in connection with any sales made under the Company’s Sales Agreement, the Selling Shareholder Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Selling Shareholder Company or introducing to the Selling Shareholder Company persons who raised or provided capital to the Selling ShareholderCompany; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the six (6) months immediately prior to the original filing date of the Registration Statementthis Agreement, other than the payment to the Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Heat Biologics, Inc.)

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