Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 8 contracts
Samples: Underwriting Agreement (Icad Inc), Purchase Agreement (Rockwell Medical, Inc.), Purchase Agreement (XBiotech Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 7 contracts
Samples: Underwriting Agreement (Zynex Inc), Sales Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (Catalyst Biosciences, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 5 contracts
Samples: Purchase Agreement (Mast Therapeutics, Inc.), Purchase Agreement (Neogenomics Inc), Purchase Agreement (Chembio Diagnostics, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182021, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 4 contracts
Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Liqtech International Inc), Underwriting Agreement (Biolase, Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 4 contracts
Samples: Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 3 contracts
Samples: Purchase Agreement (Apollo Endosurgery, Inc.), Underwriting Agreement (Baudax Bio, Inc.), Underwriting Agreement (Leap Therapeutics, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182013, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 3 contracts
Samples: Purchase Agreement (Trovagene, Inc.), Purchase Agreement (Bacterin International Holdings, Inc.), Purchase Agreement (Transgenomic Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182017, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 3 contracts
Samples: Underwriting Agreement (Chembio Diagnostics, Inc.), Underwriting Agreement (Orthopediatrics Corp), Quicklogic Corporation
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 3 contracts
Samples: Underwriting Agreement (DiaMedica Therapeutics Inc.), Purchase Agreement (Qumu Corp), Underwriting Agreement (IZEA Worldwide, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no more than 1% of the capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (ExOne Co), Underwriting Agreement (Leaf Group Ltd.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182015, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Purchase Agreement (Recro Pharma, Inc.), Purchase Agreement (Recro Pharma, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Purchase Agreement (Qumu Corp), Underwriting Agreement (Crexendo, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (Performant Financial Corp), Sales Agreement (Marker Therapeutics, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, the The Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity, other than any subsidiary listed in Exhibit 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2017.
Appears in 2 contracts
Samples: Underwriting Agreement (ENDRA Life Sciences Inc.), Underwriting Agreement (ENDRA Life Sciences Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, 2011 the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Purchase Agreement (Research Frontiers Inc), Purchase Agreement (Uni-Pixel)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (Brookline Bancorp Inc), Underwriting Agreement (CUI Global, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for filed by the fiscal year ended December 31Company with the Commission on March 4, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (K2m Group Holdings, Inc.), Underwriting Agreement (K2m Group Holdings, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182017, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (IZEA, Inc.), Underwriting Agreement (IZEA Worldwide, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December March 31, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 2 contracts
Samples: Purchase Agreement (Adamis Pharmaceuticals Corp), Purchase Agreement (Adamis Pharmaceuticals Corp)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entityentity that constitutes a “significant subsidiary” as defined in Rule 1-02(w) of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Rekor Systems, Inc.), Underwriting Agreement (Heritage Global Inc.)
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 to the Company’s 's Annual Report on Form 10-K for the fiscal year ended December 31, 20182015, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31September 30, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182015, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018ended, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no more than 1% of the capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 3128, 20182013, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Netlist Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no material capital stock or other material equity or ownership or material proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for US.131466268.03 the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31January 28, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December March 31, 20182021, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Jerash Holdings (US), Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31January 1, 20182017, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entityentity that constitutes a “significant subsidiary” as defined in Rule 1-02(w) of Regulation S-X under the Exchange Act.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December July 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, 2012 the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Uni-Pixel)
Ownership of Other Entities. Other than the subsidiaries of the Company listed under the heading “Organizational Structure” in Exhibit 21 to Item 4 of the Company’s Annual Report on Form 1020-K F for the fiscal year ended December 31, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Edap TMS Sa)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity..
Appears in 1 contract
Ownership of Other Entities. Other Except as noted on Schedule V, and other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182015, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.entity that is a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December January 31, 20182013, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Streamline Health Solutions Inc.)
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182013, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Icad Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31June 30, 20182013, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (ZBB Energy Corp)
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 to the Company’s 's Annual Report on Form 10-K for the fiscal year ended December 31, 20182021, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31June 30, 20182019, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Akoustis Technologies, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, 2017 the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Mackinac Financial Corp /Mi/)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December January 31, 20182023, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (MamaMancini's Holdings, Inc.)
Ownership of Other Entities. Other than the subsidiaries subsidiary of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31June 30, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 2.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31January 2, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Netlist Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, 2013 the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December July 31, 20182017, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December January 31, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Conns Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December March 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than (i) the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182019 and (ii) its equity ownership in PellePharm, Inc., the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Infinity Pharmaceuticals, Inc.)
Ownership of Other Entities. Other Except as noted on Schedule V, and other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182021, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December October 31, 20182017, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.entity that is a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 3129, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Netlist Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed under the heading “Organizational Structure” in Exhibit 21 to Item 4 of the Company’s Annual Report on Form 1020-K F for the fiscal year ended December 31, 20182021, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Edap TMS Sa)
Ownership of Other Entities. Other than the shares of stock in the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: EnerJex Resources, Inc.
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s 's Annual Report on Form 10-K for the fiscal year ended December 31June 30, 20182012, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (S&W Seed Co)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K filed for the fiscal year ended December 31, 20182017 or as otherwise disclosed in the Registration Statement, Time of Sale Disclosure Package and Prospectus, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Trovagene, Inc.)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s 's Annual Report on Form 10-K 10‑K for the fiscal year ended December March 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December August 31, 20182011, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K K/A for the fiscal year ended December 31, 2018, 2019 the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Purchase Agreement (Cutera Inc)
Ownership of Other Entities. Other than the subsidiaries of the Company listed in or incorporated by reference into Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 20182014, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December May 31, 20182016, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other Except as noted on Schedule VI, and other than the subsidiaries of the Company listed in Exhibit 21 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Ownership of Other Entities. Other than the subsidiaries of the Company listed in Exhibit 21 21.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December January 31, 20182020, the Company, directly or indirectly, owns no capital stock or other equity or ownership or proprietary interest in any corporation, partnership, association, trust or other entity.
Appears in 1 contract
Samples: Underwriting Agreement (Streamline Health Solutions Inc.)