Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s Service Providers. In furtherance of this duty,
Appears in 26 contracts
Samples: Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the TrustFund, adherence to the written compliance policies and procedures of the TrustFund’s service providers, including the Fund, its investment adviser (and sub-adviser, if applicable), the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,:
Appears in 18 contracts
Samples: Services Agreement (Carlyle Credit Income Fund), Services Agreement (Alpha Alternative Assets Fund), Services Agreement (Bluerock Total Income (Plus) Real Estate Fund)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, the advisor, the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 6 contracts
Samples: Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund), Form of Chief Compliance Officer Services Agreement (Harvest Volatility Edge Trust), Compliance Officer Services Agreement (Financial Investors Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s Service Providers. In furtherance of this duty,:
Appears in 5 contracts
Samples: Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Financial Investors Trust), Officer Services Agreement (Financial Investors Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trustee and the Trust’s sponsor (the “Sponsor”) and distributor (the “Distributor”) (the Trustee, Sponsor and Distributor, collectively, the “Service Providers”). In furtherance of this duty,
Appears in 3 contracts
Samples: Chief Compliance Officer Services Agreement (SPDR Dow Jones Industrial Average Etf Trust), Chief Compliance Officer Services Agreement (SPDR S&p 500 Etf Trust), Chief Compliance Officer Services Agreement (SPDR S&p Midcap 400 Etf Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Reality Shares ETF Trust), Chief Compliance Officer Services Agreement (Reality Shares ETF Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including CLIENT and distributor (the “Distributor”) (CLIENT and Distributor, collectively, the “Service Providers”). In furtherance of this duty,
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Cook & Bynum Funds Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Adviser and distributor (the “Distributor”) (the Adviser and the Distributor, collectively, the “Service Providers”). In furtherance of this duty,
Appears in 2 contracts
Samples: Compliance Officer Services Agreement (Financial Investors Trust), Compliance Officer Services Agreement (Financial Investors Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, the investment advisor, the investment sub-advisor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Chief Compliance Officer Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including its investment adviser and distributor (collectively, the “Service Providers”). In furtherance of this duty,
Appears in 2 contracts
Samples: Compliance Officer Services Agreement (Transparent Value Trust), Compliance Officer Services Agreement (Transparent Value Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, its investment adviser (and sub-adviser, if applicable), the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,:
Appears in 2 contracts
Samples: Services Agreement (X-Square Series Trust), Services Agreement (GraniteShares ETF Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, the advisors, the distributor, the administrators, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Wakefield Alternative Series Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the investment adviser, the sub-adviser, the custodian, the administrator, and the transfer agent (the “Fund Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Principal Real Estate Income Fund)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s Service Providers. In furtherance of this duty,
Appears in 1 contract
Samples: Compliance Officer Services Agreement (Financial Investors Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including distributor (the “Distributor” and collectively, the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Reaves Utility Income Fund)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures activities of the Trust’s Service ProvidersProviders and any successor provider or new service provider performing similar functions as the foregoing. In furtherance of this duty,:
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (WisdomTree Digital Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Trust, the Funds’ investment adviser and the distributor (the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including Client and distributor (the “Distributor”) (Client and Distributor, collectively, the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Centre Funds)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Trust, adherence to the written compliance policies and procedures of the Trust’s service providers, including the Fund’s investment adviser and sub-adviser (the “Advisers”) and distributor (the “Distributor”). The Advisers and the Distributor collectively, the “Service Providers. .” In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (ALPS ETF Trust)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the TrustFund, adherence to the written compliance policies and procedures of the TrustFund’s service providers, including the Fund, the advisor, the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund, Inc.)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the TrustFund, adherence to the written compliance policies and procedures of the TrustFund’s service providers, including the Fund, the adviser, the distributor, the administrator, and the transfer agent (the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund)
