Common use of Orders Clause in Contracts

Orders. All orders Intermediary submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary will date and timestamp its customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary shall not withhold placing customers’ orders for any Shares so as to profit Intermediary or its customers as a result of such withholding. Intermediary is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund (directly or through its transfer agent) from time to time. All purchase orders Intermediary submits are subject to acceptance or rejection, and Distributor reserves the right to suspend or limit the sale of Shares. Intermediary is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or Distributor (acting on behalf of the Fund) may provide to Intermediary with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 30 contracts

Samples: Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Professionally Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)

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Orders. All orders Intermediary Dealer submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary Dealer will date and timestamp its customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary Dealer shall not withhold placing customers’ orders for any Shares so as to profit Intermediary Dealer or its customers as a result of such withholding. Intermediary Dealer is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund (directly or through its transfer agent) from time to time. All purchase orders Intermediary Dealer submits are subject to acceptance or rejection, and Distributor reserves the right to suspend or limit the sale of Shares. Intermediary Dealer is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or Distributor (acting on behalf of the Fund) may provide to Intermediary Dealer with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 28 contracts

Samples: Fee Agreement (Fmi Funds Inc), Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 26 contracts

Samples: Dealer Agreement (Avenue Mutual Funds Trust), Distribution Agreement (PNC Funds), Distribution Agreement (PNC Funds)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 20 contracts

Samples: Service Fee Agreement (JOHCM Funds Trust), Distribution Agreement (Series Portfolios Trust), Distribution Agreement (JOHCM Funds Trust)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 5 contracts

Samples: Selling Group Member Agreement (Avenue Mutual Funds Trust), Selling Group Member Agreement (Brinker Capital Destinations Trust), Selling Group Member Agreement (Nomura Partners Funds, Inc.)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the "Prospectus," which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers' orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the "Company") for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 4 contracts

Samples: Foreside Fund Services (Cornercap Group of Funds /Va/), Foreside Fund Services (Henderson Global Funds), Aul American Unit Trust

Orders. All orders Intermediary Dealer submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary Dealer will date and timestamp its customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary Dealer shall not withhold placing customers’ orders for any Shares so as to profit Intermediary Dealer or its customers as a result of such withholding. Intermediary Dealer is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund Company (directly or through its transfer agent) from time to time. All purchase orders Intermediary Dealer submits are subject to acceptance or rejection, and Distributor reserves the right to suspend or limit the sale of Shares. Intermediary Dealer is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund Company or Distributor (acting on behalf of the a Fund) may provide to Intermediary Dealer with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next next-determined NAV per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 3 contracts

Samples: Dealer Agreement (Aristotle Funds Series Trust), Dealer Agreement (Aristotle Funds Series Trust), Dealer Agreement (Aristotle Funds Series Trust)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the "Prospectus," which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers' orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the "Company") for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 2 contracts

Samples: Selling Group Member Agreement (Henderson Global Funds), Selling Group Member Agreement (Century Capital Management Trust)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the "Prospectus," which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers' orders for any Shares so as to profit Intermediary yourself or its customers your customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the "Company") for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 2 contracts

Samples: Dealer Agreement (Century Capital Management Trust), Dealer Agreement (Henderson Global Funds)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) we may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: First Funds

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself (or its customers your customers) as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Selling Group Member Agreement (Performance Funds Trust)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the "Prospectus," which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers' orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the "Company") for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.. [Form of Dealer Agreement]

Appears in 1 contract

Samples: HSBC Funds

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself (or its customers your customers) as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting axcting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: First Funds

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Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the "Prospectus," which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers' orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the "Company") for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Service Fee Agreement (Coventry Group)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Dealer Agreement (Performance Funds Trust)

Orders. All orders Intermediary Dealer submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary Dealer will date and timestamp its C-1 customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary Dealer shall not withhold placing customers’ orders for any Shares so as to profit Intermediary Dealer or its customers as a result of such withholding. Intermediary Dealer is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund (directly or through its transfer agent) from time to time. All purchase orders Intermediary Dealer submits are subject to acceptance or rejection, and Distributor reserves the right to suspend or limit the sale of Shares. Intermediary Dealer is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or Distributor (acting on behalf of the Fund) may provide to Intermediary Dealer with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV per share and subject to any applicable redemption feefee or contingent deferred sales load, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Two Roads Shared Trust (Two Roads Shared Trust)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.. Exhibit (e)(3)

Appears in 1 contract

Samples: HSBC Advisor Funds Trust

Orders. All orders Intermediary submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary will date and timestamp its customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary shall not withhold placing customers’ orders for any Shares so as to profit Intermediary or its customers as a result of such withholding. Intermediary is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund (directly or through its transfer agent) from C-13 time to time. All purchase orders Intermediary submits are subject to acceptance or rejection, and Distributor reserves the right to suspend or limit the sale of Shares. Intermediary is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or Distributor (acting on behalf of the Fund) may provide to Intermediary with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Fee Agreement (Fmi Funds Inc)

Orders. All orders Intermediary submits for transactions in Shares shall reflect orders received from its customers or shall be for its account for its own bona fide investment. Intermediary will date and timestamp its customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its customers, Intermediary shall not withhold placing customers’ orders for any Shares so as to profit Intermediary or its customers as a result of such withholding. Intermediary is hereby authorized to: (i) place its orders directly with the Company for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor or the Fund (directly or through its transfer agent) from time to time. All purchase orders Intermediary submits are subject to acceptance or rejection, and C-13 4856-8762-6516.2 Distributor reserves the right to suspend or limit the sale of Shares. Intermediary is not authorized to make any representations concerning Shares except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or Distributor (acting on behalf of the Fund) may provide to Intermediary with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV per share and subject to any applicable redemption fee, in each case as described in the Prospectus.

Appears in 1 contract

Samples: Distribution Agreement (Reynolds Funds Inc)

Orders. All orders Intermediary submits you submit for transactions in Fund Shares shall reflect orders received from its your customers or shall be for its your account for its your own bona fide investment. Intermediary , and you will date and timestamp its time-stamp your customer orders and forward them promptly each day and in any event prior to the time required by the applicable Fund prospectus (the “Prospectus,” which for purposes of this agreement includes the Statement of Additional Information incorporated therein). As agent for its your customers, Intermediary you shall not withhold placing customers’ orders for any Shares so as to profit Intermediary yourself or its customers your Customer as a result of such withholding. Intermediary is You are hereby authorized to: (i) place its your orders directly with the Company relevant investment company (the “Company”) for the purchase of Shares and (ii) tender Shares directly to the Company for redemption, in each case subject to the terms and conditions set forth in the Prospectus and any operating procedures and policies established by Distributor us or the Fund (directly or through its transfer agentTransfer Agent) from time to time. All purchase orders Intermediary submits you submit are subject to acceptance or rejection, and Distributor reserves we reserve the right to suspend or the limit the sale of Shares. Intermediary is You are not authorized to make any representations concerning Shares of any Fund except such representations as are contained in the Prospectus and in such supplemental written information that the Fund or the Distributor (acting on behalf of the Fund) may provide to Intermediary you with respect to a Fund. All orders that are accepted for the purchase of Shares shall be executed at the next determined public offering price per share (i.e., the net asset value (“NAV”) per share plus the applicable sales load, if any) and all orders for the redemption of Shares shall be executed at the next determined NAV net asset value per share and subject to any applicable redemption fee, in each case as described in the Prospectus.. Exhibit (e)(2)

Appears in 1 contract

Samples: HSBC Funds

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