Common use of Offerings Pursuant to Offering Circular Clause in Contracts

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, the Purchasing Agent shall provide each Selected Dealer with such number of copies of each preliminary offering circular, of the documents contained in the Disclosure Package relating to such Securities, and of the final offering circular relating thereto as it may reasonably request. Each Selected Dealer agrees that it will comply with the applicable Federal and state laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of such documents by brokers or dealers. Each Selected Dealer agrees that in purchasing Securities pursuant to an offering circular, it will rely upon no statements whatsoever, written or oral, other than the statements in the Disclosure Package relating to such Securities and in final offering circular delivered to such Selected Dealer by the Purchasing Agent. The Selected Dealers will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriter, to give any information or to make any representation not contained in the Disclosure Package relating to such Securities or in the offering circular in connection with the sale of such Securities; provided that no Selected Dealer may give to any prospective purchaser of the Securities any written information in respect thereof other than the materials contained in the Disclosure Package or offering circulars relating to such Securities or any other offering materials prepared by or with the consent of the issuer and the Purchasing Agent.

Appears in 2 contracts

Samples: Selling Agent Agreement (Prudential Financial Capital Trust Iii), Selling Agent Agreement (Prudential Financial Capital Trust Ii)

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