Common use of Offerings Pursuant to Offering Circular Clause in Contracts

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with applicable Federal, state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 57 contracts

Samples: Distribution Agreement (Bear Stearns Companies Inc), Master Selected Dealer Agreement (Nuveen Build America Bond Opportunity Fund), Master Selected Dealer Agreement (ClearBridge Energy MLP Fund Inc.)

AutoNDA by SimpleDocs

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of “exempted securities” as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(2) of the Securities Act (an “Exempted Securities Offering”), you shall provide us with such number of copies of each preliminary offering circular and of circular, the final offering circular and any supplement thereto relating thereto to each Offering as you we may reasonably request. You We agree that you we will comply with the applicable Federal, federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You We agree that in purchasing Securities pursuant to an offering circular you we will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 12 contracts

Samples: Agency Agreement (Quaint Oak Bancorp Inc), Agency Agreement (Delanco Bancorp Inc), Agency Agreement (CMS Bancorp, Inc.)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of "exempted securities" as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Exchange Act (an "Exempted Securities Offering"), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 9 contracts

Samples: Distribution Agreement (Royal Bank of Scotland Group PLC), Terms Agreement (Caterpillar Financial Services Corp), Terms Agreement (Caterpillar Financial Services Corp)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of "exempted securities" as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Securities Exchange Act (an "EXEMPTED SECURITIES OFFERING"), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 6 contracts

Samples: Certificate Agreement (International Lease Finance Corp), Selling Agent Agreement (International Business Machines Corp), United Parcel Service Inc

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of “exempted securities” as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Exchange Act (an “Exempted Securities Offering”), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 5 contracts

Samples: Terms Agreement (Gmac LLC), Terms Agreement (Lasalle Funding LLC), Selling Agent Agreement (SLM Corp)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of "exempted securities" as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(2) of the Securities Act (an "Exempted Securities Offering"), you shall provide us with such number of copies of each preliminary offering circular and of circular, the final offering circular and any supplement thereto relating thereto to each Offering as you we may reasonably request. You We agree that you we will comply with the applicable Federal, federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You We agree that in purchasing Securities pursuant to an offering circular you we will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 4 contracts

Samples: Agency Agreement (Magyar Bancorp, Inc.), Agency Agreement (Delanco Bancorp Inc), Agency Agreement (Alpena Bancshares Inc)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will provide to you electronically copies of each preliminary offering circular, if any, any offering circular supplement and of the final offering circular relating thereto will make available to you such number of copies of the final offering circular as you may reasonably request as soon as practicable after sufficient copies are made available to us by the issuer of the Securities such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably requestSecurities. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the preliminary or final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 4 contracts

Samples: Selling Agent Agreement (Boeing Capital Corp), Selling Agent Agreement (HSBC Finance CORP), Selling Agent Agreement (Cit Group Inc)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of “exempted securities” as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Exchange Act (an “Exempted Securities Offering”), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, United States federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 3 contracts

Samples: Selling Agent Agreement (Manulife Financial Corp), Selling Agent Agreement (Hancock John Life Insurance Co), Selling Agent Agreement (Manulife Financial Corp)

AutoNDA by SimpleDocs

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we shall provide to you electronic copies of each preliminary offering circular, if any, any offering circular supplement and of the final offering circular relating thereto and will make available to you such number of copies of the final offering circular as you may reasonably request as soon as practicable after sufficient copies are made available to us by the issuer of the Securities such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably requestSecurities. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the preliminary or final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 2 contracts

Samples: Selling Agent Agreement, Selling Agent Agreement (Dow Chemical Co /De/)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary offering circular circular, of the documents contained in the Disclosure Package relating to such Securities and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars such documents by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the Disclosure Package relating to such Securities and in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the Disclosure Package relating to such Securities or in the offering circular in connection with the sale of such SecuritiesSecurities provided that you may not give to any prospective purchaser of the Securities any written information in respect thereof other than the materials contained in the Disclosure Package or offering circulars relating to such Securities or any other offering materials prepared by or with the consent of the issuer and the Purchasing Agent.

Appears in 2 contracts

Samples: Selling Agent Agreement (Prudential Financial Capital Trust Ii), Selling Agent Agreement (Prudential Financial Capital Trust Iii)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered OfferingOffering (an "Offering Circular"), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary offering circular Offering Circular and of the final offering circular Offering Circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, state Federal and other State laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular Offering Circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular Offering Circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular Offering Circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular Offering Circular in connection with the sale of such Securities.

Appears in 1 contract

Samples: Master Selected Dealer Agreement (Premier Concepts Inc /Co/)

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of "exempted securities" as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Securities Exchange Act (an "EXEMPTED SECURITIES Offering"), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 1 contract

Samples: United Parcel Service Inc

Offerings Pursuant to Offering Circular. In the case of any Offering of Securities, other than a Registered Offering, which is made pursuant to an offering circular or other document comparable to a prospectus in a Registered Offering, we will make available to you including, without limitation, an Offering of "exempted securities" as soon as practicable after sufficient copies are made available to us by the issuer defined in Section 3(a)(12) of the Exchange Act (an “Exempted Securities Offering”), we shall provide you with such number of copies of each preliminary offering circular and of the final offering circular relating thereto as you may reasonably request. You agree that you will comply with the applicable Federal, Federal and state and other laws, and the applicable rules and regulations of any regulatory body promulgated thereunder, governing the use and distribution of offering circulars by brokers or dealers. You agree that in purchasing Securities pursuant to an offering circular you will rely upon no statements whatsoever, written or oral, other than the statements in the final offering circular delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to an offering circular or by any Underwriters Underwriter to give any information or to make any representation not contained in the offering circular in connection with the sale of such Securities.

Appears in 1 contract

Samples: Abn Amro Bank Nv

Time is Money Join Law Insider Premium to draft better contracts faster.