No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Package.
Appears in 8 contracts
Samples: Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (CM Finance Inc)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Arthrocare Corp), Underwriting Agreement (Synplicity Inc), Underwriting Agreement (Novellus Systems Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company its executive officers, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 5 contracts
Samples: Sales Agreement (Curis Inc), Curis Inc, Sales Agreement (Curis Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and Registration Statement, the General Disclosure PackagePackage or the Prospectus.
Appears in 5 contracts
Samples: Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.)
No Unlawful Contributions or Other Payments. Neither the Company Company, the NRLBH nor, to the Company’s knowledge, any employee or agent of the Company or the NRLBH has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Placement Agent Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc)
No Unlawful Contributions or Other Payments. Neither the The Company norand, to the Company’s knowledge, any employee or agent of the Company has Company, have not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure Packageeach Applicable Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Somaxon Pharmaceuticals, Inc.), Underwriting Agreement (Somaxon Pharmaceuticals, Inc.), Terms Agreement (Somaxon Pharmaceuticals, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Hybrid Networks Inc), Underwriting Agreement (Hybrid Networks Inc), Underwriting Agreement (Momenta Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Sales Agreement (Idera Pharmaceuticals, Inc.), Underwriting Agreement (CardioVascular BioTherapeutics, Inc.), Underwriting Agreement (CardioVascular BioTherapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and Registration Statement or the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Open Market Sale (Iovance Biotherapeutics, Inc.), Open Market Sale (Arrowhead Pharmaceuticals, Inc.), Open Market Sale (Iovance Biotherapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of the Subsidiaries nor, to the best of the Company’s knowledgeKnowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Company Disclosure Package.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Universal Technical Institute Inc), Securities Purchase Agreement (Coliseum Capital Management, LLC), Securities Purchase Agreement (BioScrip, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Threshold Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s actual knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Mela Sciences, Inc. /Ny), Underwriting Agreement (Clearsign Combustion Corp)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries nor, to the Company’s knowledge, any director, employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure PackageProspectus.
Appears in 4 contracts
Samples: Open Market Sale (Praxis Precision Medicines, Inc.), Open Market Sale (Praxis Precision Medicines, Inc.), Open Market Sale (Praxis Precision Medicines, Inc.)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of the Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Open Market Sale (Cytosorbents Corp), Sales Agreement (Tilray Brands, Inc.), Market Sale (Cytosorbents Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and or the General Disclosure Package.
Appears in 3 contracts
Samples: Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (CM Finance Inc)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries nor, to the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Open Market Sale (Arbe Robotics Ltd.), Open Market Sale (Cyclerion Therapeutics, Inc.), BlueLinx Holdings Inc.
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor, to the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Open Market Sale (BioXcel Therapeutics, Inc.), Open Market Sale (BioXcel Therapeutics, Inc.), Open Market Sale (BioXcel Therapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, nor any of its subsidiaries nor any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Total Entertainment Restaurant Corp), Underwriting Agreement (Total Entertainment Restaurant Corp), Underwriting Agreement (Total Entertainment Restaurant Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, nor any employee or agent of the Company its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character which violation is required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Nelnet Inc, Nelnet Inc, Nelnet Inc
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and Registration Statement or the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Open Market Sale (AC Immune SA), Open Market Sale (Liquidia Technologies Inc), Open Market Sale (AC Immune SA)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Package.Prospectus. (x)
Appears in 3 contracts
Samples: Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Coldwater Creek Inc), Custody Agreement (Garden Fresh Restaurant Corp /De/)
No Unlawful Contributions or Other Payments. Neither the The Company norhas not and, to the best of the Company’s knowledge, any no employee or agent of the Company has has, made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc)
No Unlawful Contributions or Other Payments. Neither the Company Company, any of the Subsidiaries nor, to the knowledge of the Company’s knowledge, any employee or agent of the Company or any of the Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure Packagean Applicable Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor its Subsidiaries nor, to the best of the Company’s 's knowledge, any employee director, officer, employee, agent, contractor, distributor or agent other persons acting on behalf of any of the Company or its Subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary (acting in such capacity), has made any contribution or other payment to any official of, or candidate for, any federalnon-U.S., U.S. federal or state or foreign office in violation of any law or of the character required necessary to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus in order to make the statements therein not materially misleading.
Appears in 2 contracts
Samples: Delhaize Group, Delhaize Group
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement, the Disclosure Package and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company or its subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Smart Move, Inc.), Underwriting Agreement (Smart Move, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any Subsidiary nor, to the Company’s knowledge, any director, officer, employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any of its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Converted Organics Inc.), Underwriting Agreement (Converted Organics Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required by the Act to be disclosed in the Final Prospectus and the Disclosure PackageSupplement.
Appears in 2 contracts
Samples: Purchase Agreement (Rigel Pharmaceuticals Inc), Purchase Agreement (Rigel Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, nor any of its Subsidiaries nor any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Final Disclosure Package or any Prospectus and the Disclosure PackageSupplement.
Appears in 2 contracts
Samples: Underwriting Agreement (CHINA METRO-RURAL HOLDINGS LTD), Placement Agency Agreement (China Precision Steel, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company Company, either of the Subsidiaries nor, to the knowledge of the Company’s knowledge, any employee or agent of the Company or either of the Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Netsolve Inc), Netsolve Inc
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the General Disclosure Package and the Final Prospectus and in order to make the Disclosure Packagestatements therein not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Mercer International Inc.), Underwriting Agreement (Mercer International Inc.)
No Unlawful Contributions or Other Payments. Neither the The Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 2 contracts
Samples: Underwriting Agreement (LJL Biosystems Inc), Underwriting Agreement (Ecollege Com)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the Final Prospectus Pricing Disclosure Package and the Disclosure PackageFinal Offering Memorandum in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Purchase Agreement (Geokinetics Inc), Purchase Agreement (Mercer International Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the Company’s 's knowledge, any employee or agent of the Company or any Subsidiary, has (i) made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Package.or (ii) made any payment to any federal or state
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Final Disclosure Package or any Prospectus and the Disclosure PackageSupplement.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the Company’s and MST’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement, the Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Packagelaw.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, after due investigation by its officers, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee Xxxxxxxx Financial, Inc. Xxxxxx Xxxxx Xxxxx, Inc. April___, 2004 Page 10 of 35 or agent of the Company or any subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to None of the Company’s knowledge, the Subsidiary or any employee or agent of the Company or the Subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Packagelaw.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the knowledge of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Cubist Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageCircular.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, the Acquired Companies, their subsidiaries, nor to the Knowledge of the Company’s knowledge, any employee or agent purporting to act on behalf of the Company such entity has made any contribution or other payment of funds of the Company or the Acquired Companies to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in both the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company norCompany, to nor the Company’s knowledgeSubsidiary, nor any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Orderly Marketing Agreement (Keryx Biophamaeuticals Inc)
No Unlawful Contributions or Other Payments. Neither the The Company norand, to the Company’s knowledge, any employee or agent of the Company has Company, have not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the The Company has not, nor, to the best of the Company’s 's knowledge, has any employee or agent of the Company has Company, made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Imanage Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made made, in the last five years, any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageCircular.
Appears in 1 contract
Samples: Purchase Agreement (Alkermes Inc)
No Unlawful Contributions or Other Payments. Neither None of the Company Company, any of the Affiliated Companies, any of the Related Partnerships nor, to the best of the Company’s 's knowledge, any employee or agent of the Company foregoing, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Vistana Inc
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law where such violation would result in a Material Adverse Change or be of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Moog Inc)
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, any of the Acquisition Subsidiaries, any of the Founding Companies or, to the best of the Company’s 's knowledge, any employee or agent of the Company any such entity, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the The Company has not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Registration Statement and the Disclosure Packageeach Applicable Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, its Subsidiaries or, to the Company’s knowledge, any employee or agent of the Company or its Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and Registration Statement, the General Disclosure PackagePackage or the Prospectus.
Appears in 1 contract
Samples: Agreement (Mannkind Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character that is required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (I Many Inc)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Pricing Disclosure Package or Prospectus, neither the Company nor any Company Subsidiary nor, to the knowledge of the Company’s knowledge, any employee or agent of the Company or any Company Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or law, the violation of the character required to be disclosed in the Final Prospectus and the Disclosure Packagewhich would have a Material Adverse Effect.
Appears in 1 contract
Samples: MGM Mirage
No Unlawful Contributions or Other Payments. Neither the Company or any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any of its Subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus in order to make the statements therein not misleading.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Primus Knowledge Solutions Inc)
No Unlawful Contributions or Other Payments. Neither the Company Company, the Predecessor, nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or the Predecessor, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or its subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither To the Company's knowledge, neither the Company nor, to the Company’s knowledge, nor any employee or agent of the Company its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
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No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, nor any employee or agent of the Company its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign political office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Integrated Information Systems Inc
No Unlawful Contributions or Other Payments. Neither the Company norCompany, the Subsidiaries, to the best of the Company’s 's knowledge, any employee or agent of the Company or the Subsidiaries, has made any contribution or other payment to any official of, or candidate forfor office of, any federal, state or foreign office government in violation of any law or of the a character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
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No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary (acting in such capacity), has made any contribution or other payment to any official of, or candidate for, any federalnon-U.S., U.S. federal or state or foreign office in violation of any law or of the character required necessary to be disclosed in the Final Prospectus Pricing Disclosure Package and the Disclosure PackageFinal Offering Memorandum in order to make the statements therein not materially misleading.
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Samples: Purchase Agreement (Delhaize Group)
No Unlawful Contributions or Other Payments. Neither the Company norThe Company, to the best of the Company’s knowledge, and any employee or agent of the Company Company, has not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and Registration Statement or the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Sales Agreement (Advaxis, Inc.)
No Unlawful Contributions or Other Payments. Neither None of the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Mapquest Com Inc
No Unlawful Contributions or Other Payments. Neither the Company Parties nor, to the best of the Company’s knowledge, any employee or agent of the Company Parties, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Packagelaw.
Appears in 1 contract
Samples: Regulation D Purchase Agreement (Energy Xxi (Bermuda) LTD)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character that is required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
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No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company its executive officers, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the Final Prospectus and the Disclosure Package.
Appears in 1 contract
Samples: Underwriting Agreement (Curis Inc)
No Unlawful Contributions or Other Payments. Neither the Company Parties nor, to the best of the Company’s knowledge, any employee or agent of any of the Company Parties, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Packagelaw.
Appears in 1 contract
Samples: Regulation S Purchase Agreement (Energy Xxi (Bermuda) LTD)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its affiliated companies nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any affiliated company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Package.Prospectus. (x)
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No Unlawful Contributions or Other Payments. Neither the Company nor its subsidiary nor, to the best of the Company’s 's knowledge, UNI or any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
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No Unlawful Contributions or Other Payments. Neither None of the Company noror any of its subsidiaries and, to the best of the Company’s knowledge, any no employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
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No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in the Final Prospectus and Registration Statement or the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Equity Distribution Agreement (Gemphire Therapeutics Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s best of the Company s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure PackageProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Childrens Place Retail Stores Inc)
No Unlawful Contributions or Other Payments. Neither the Company Company, the Fund nor the General Partner nor, to the Company’s knowledge, any employee or agent of the Company Company, the Fund or the General Partner, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Final Prospectus and the Disclosure Package.
Appears in 1 contract
Samples: Investment Advisory Agreement (FIDUS INVESTMENT Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the Company’s knowledge, nor any employee or agent acting on behalf of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in both the Final Prospectus Disclosure Package and the Disclosure PackageProspectus.
Appears in 1 contract
