No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 56 contracts
Samples: Securities Purchase Agreement (Progenity, Inc.), Securities Purchase Agreement (aTYR PHARMA INC), Agreement and Plan of Merger (Novus Therapeutics, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (Ai) in writing by the Commission or the Principal Trading Market or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Cidara Therapeutics, Inc.), Backstop Securities Agreement (Rehabcare Group Inc), Securities Purchase Agreement (Biofrontera Inc.)
No Suspensions of Trading in Common Stock. The Common Stock (i) shall be designated for listing or quotation on the Principal Trading Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the any minimum listing maintenance requirements of the Principal Trading Market.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market OTCQB from trading on the Principal Trading Market OTCQB nor shall suspension by the Commission or the Principal Trading Market OTCQB have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market OTCQB or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketOTCQB.
Appears in 5 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Note and Warrant Purchase Agreement (Fluoropharma Medical, Inc.), Securities Purchase Agreement (MetaStat, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market Nasdaq from trading on the Principal Trading Market Nasdaq nor shall suspension by the Commission SEC or the Principal Trading Market Nasdaq have been threatened, as of the Closing Date, either (Ai) in writing by the Commission SEC or the Principal Trading Market Nasdaq or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading MarketNasdaq.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Five Prime Therapeutics Inc), Stock Purchase Agreement (Five Prime Therapeutics Inc), Stock Purchase Agreement (Five Prime Therapeutics Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission SEC or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 2 contracts
Samples: Registration Rights Agreement (Aveo Pharmaceuticals Inc), Securities Purchase Agreement (Eloxx Pharmaceuticals, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (Ai) in writing by the Commission or the Principal Trading Market or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading Market, except as disclosed on Schedule 3.1(y).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Unicycive Therapeutics, Inc.), Securities Purchase Agreement (Unicycive Therapeutics, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fate Therapeutics Inc), Securities Purchase Agreement (Fate Therapeutics Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing DateDate (or the applicable closing date of a Subsequent Closing), by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing DateDate (or the applicable closing date of a Subsequent Closing), either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal principal Trading Market from trading on the Principal principal Trading Market nor shall suspension by the Commission or the Principal principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Z Trim Holdings, Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the applicable Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the applicable Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Anthera Pharmaceuticals Inc)
No Suspensions of Trading in Common Stock. The Parent Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission SEC or the Principal Trading Market have been threatened, as of the Closing Date, either (Aa) in writing by the Commission SEC or the Principal Trading Market or (Bb) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Alphatec Holdings, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date (or the Subsequent Closing Date), by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date (or Subsequent Closing Date), either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Share Purchase Agreement and Omnibus Amendment (Juno Therapeutics, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) Date in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketCommission.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cellectar Biosciences, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the each applicable Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the each applicable Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, suspended by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall such suspension have been threatened by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Scientific Learning Corp)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the such Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the such Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market, if any.
Appears in 1 contract
Samples: Securities Purchase Agreement (Guided Therapeutics Inc)
