No Suspension, Etc. The shares of Common Stock (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission or the Principal Market from trading on the Principal Market nor shall suspension by the Commission or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (NeoStem, Inc.), Securities Purchase Agreement (Coeur D Alene Mines Corp), Securities Purchase Agreement (Ener1 Inc)
No Suspension, Etc. The shares of Common Stock Stock: (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (La Jolla Pharmaceutical Co), Securities Purchase Agreement (Genta Inc De/)
No Suspension, Etc. The shares of Common Stock (iI) shall be designated for quotation or listed on the Principal Market and (iiII) shall not have been suspended, as of the each Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the each Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/)
No Suspension, Etc. The shares of Common Stock (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission or the Principal Market from trading on the Principal Market nor shall suspension by the Commission or the Principal Market have been threatened, as of the Closing Date, either (A) Date in writing by the Commission or the Principal Market or (B) by falling below failure to comply with the minimum listing rules, regulations and maintenance requirements of the Principal Market.
Appears in 2 contracts
Samples: Note Purchase Agreement (Ants Software Inc), Warrant Purchase Agreement (Ants Software Inc)
No Suspension, Etc. The shares of Common Stock (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Victory Electronic Cigarettes Corp), Securities Purchase Agreement (Elephant Talk Communications Corp)
No Suspension, Etc. The shares of Common Stock Stock: (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the Closing Dateeach Closing, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
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No Suspension, Etc. The shares of Common Stock (i) shall be have been designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the each Acquisition Loan Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the each Acquisition Loan Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
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No Suspension, Etc. The shares of Common Stock (iI) shall be designated for quotation or listed on the Principal Market and (iiII) shall not have been suspended, as of the each applicable Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the each Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 1 contract
No Suspension, Etc. The shares of Common Stock (i) shall be have been designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the each Incremental Loan Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the each Incremental Loan Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Victory Electronic Cigarettes Corp)
No Suspension, Etc. The shares of Common Stock (iI) shall be designated for quotation or listed on the Principal Market and (iiII) shall not have been suspended, as of the each applicable Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 1 contract
No Suspension, Etc. The shares of Common Stock (i) shall be designated for quotation or listed on the Principal Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission or the Principal Market from trading on the Principal Market nor shall suspension by the Commission or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 1 contract
No Suspension, Etc. The shares of Common Stock (iI) shall be designated for quotation or listed on the Principal Market and (iiII) shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Market from trading on the Principal Market nor shall suspension by the Commission SEC or the Principal Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Market or (B) by falling below the minimum listing maintenance requirements of the Principal Market.
Appears in 1 contract
