No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 85 contracts
Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Panacea Acquisition Corp. II), Sales Agreement (Molecular Templates, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 57 contracts
Samples: Sales Agreement (Avidity Biosciences, Inc.), Underwriting Agreement (Greenlane Holdings, Inc.), Underwriting Agreement (Greenlane Holdings, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action without the consent of the Representatives designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 14 contracts
Samples: Underwriting Agreement (Roth CH Acquisition III Co), Underwriting Agreement (Roth CH Acquisition IV Co.), Underwriting Agreement (Roth CH Acquisition I Co)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its Subsidiaries nor any of their respective directors, officers, directors affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which might in the future could reasonably be expected to cause or result in, in any stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 12 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (Medical Properties Trust Inc)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officersControlled Entities, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, that constituted or which caused or resulted in, or which might in the future could reasonably be expected to cause or result in, in any stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (Baidu, Inc.), Underwriting Agreement (Baidu, Inc.), Underwriting Agreement (Baidu, Inc.)
No Stabilization. Neither the Company nornor any affiliate of the Company has taken, to nor will the Company’s Knowledge, Company or any of its officers, directors or affiliates has taken or will affiliate take, directly or indirectly, any action which is designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, has constituted or which might in the future reasonably would be expected to cause or result in, in the unlawful stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group)
No Stabilization. Neither the Company nor, to None of the Company’s Knowledge, any of its officers, directors Affiliates or affiliates has taken or any person acting on any of their behalf will take, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that will constitute or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany or any of its subsidiaries to facilitate the sale or resale of the Securities.
Appears in 10 contracts
Samples: Purchase Agreement (Orix Corp), Purchase Agreement (Orix Corp), Underwriting Agreement (Nomura Holdings Inc)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its subsidiaries nor any of its directors, officers, directors affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which might in the future reasonably be expected expected, to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 7 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
No Stabilization. Neither the Company norCompany, nor to the Company’s Knowledgeits knowledge, any of its officersaffiliates, directors or affiliates has taken or will may take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanySecurities.
Appears in 7 contracts
Samples: Purchase Agreement (Sba Communications Corp), Sba Communications Corp, Sba Communications Corp
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its subsidiaries nor any of their respective directors, officers, directors affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which might in the future could reasonably be expected to cause or result in, in any stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (Medical Properties Trust Inc)
No Stabilization. Neither the Company Company, the Subsidiaries nor, to the Company’s Knowledgeknowledge, any of its the Company’s or the Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might could in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Ballard Power Systems Inc.), Equity Distribution Agreement (Ballard Power Systems Inc.), Underwriting Agreement (Ballard Power Systems Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its Subsidiaries nor any of their officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 3 contracts
Samples: Purchase Agreement (Sangamo Biosciences Inc), Subscription Agreement (Sangamo Biosciences Inc), Placement Agency Agreement (Sangamo Biosciences Inc)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its directors, officers, directors affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which might in the future reasonably be expected expected, to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
No Stabilization. Neither None of the Company norCompany, any Subsidiary or any of their respective directors and officers or, to the Company’s Knowledgeknowledge, any of its officersrepresentatives or affiliates, directors or affiliates has taken or taken, and none will take, directly or indirectly, any action that is designed or intended to stabilize or manipulate the price of any security of the Companyto, that has constituted, or which caused or resulted in, or which that might in the future reasonably be expected to cause or result in, in stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Stock.
Appears in 3 contracts
Samples: Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Standard Diversified Inc.), Underwriting Agreement (Turning Point Brands, Inc.)
No Stabilization. Neither None of the Company norCompany, Subsidiaries, or to the best of the Company’s Knowledge, knowledge any of its their respective officers, directors or affiliates and controlling persons has taken or will taketaken, directly or indirectly, any action that is designed to or intended to stabilize that has constituted or manipulate the price of any security of the Company, or which caused or resulted in, or which that might in the future reasonably be expected to cause or result in, in stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 2 contracts
Samples: Equity Distribution Program (Oilsands Quest Inc), Dealer Manager Agreement (Oilsands Quest Inc)
No Stabilization. Neither the Company Company, its subsidiaries nor, to the Company’s Knowledgeknowledge, any of the Company’s or its subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might could in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Agreement (Sarepta Therapeutics, Inc.), Agreement (Sarepta Therapeutics, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectlyindirectly (without giving effect to the activities of the Underwriters), any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (908 Devices Inc.), Underwriting Agreement (908 Devices Inc.)
No Stabilization. Neither None of the Company norCompany, its subsidiaries, or to the best of the Company’s Knowledge, 's knowledge any of its their respective officers, directors or affiliates and controlling persons has taken or will taketaken, directly or indirectly, any action that is designed to or intended to stabilize that has constituted or manipulate the price of any security of the Company, or which caused or resulted in, or which that might in the future reasonably be expected to cause or result in, in stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Underlying Shares.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Peapack Gladstone Financial Corp), Dealer Manager Agreement (First Security Group Inc/Tn)
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Silence Therapeutics PLC), Silence Therapeutics PLC
No Stabilization. Neither the Company Company, its Subsidiaries nor, to the Company’s Knowledgeknowledge, any of the Company’s or its Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: The Market Offering Agreement (CAPSTONE TURBINE Corp), Placement Agency Agreement (Endeavour Silver Corp)
No Stabilization. Neither the Company nor any of its Subsidiaries nor, to the Company’s Knowledgeits knowledge after reasonable due inquiry, any of its their officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Placement Agency Agreement (Acacia Research Corp), Securities Purchase Agreement (Acacia Research Corp)
No Stabilization. Neither the Company nor, to the Company’s knowledge (“Knowledge”), any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Interactive Strength, Inc.), Underwriting Agreement (Interactive Strength, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (Cross Timbers Oil Co), Purchase Agreement (Cross Timbers Oil Co)
No Stabilization. Neither the Company nor any of its subsidiaries nor, to the Company’s Knowledgeknowledge, any of its their respective officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
No Stabilization. Neither the Company Company, nor, to the Company’s Knowledgeknowledge, any of its officers, directors directors, affiliates or affiliates controlling persons, has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, Company to facilitate the sale or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation resale of the price of any security of the CompanyShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Nanophase Technologies Corporation), Agency Agreement (Harris & Harris Group Inc /Ny/)
No Stabilization. Neither the Company nor any of its Subsidiaries nor, to the Company’s Knowledgeits knowledge, any of its their officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Purchase Agreement (Immtech Pharmaceuticals, Inc.), Schedules and Exhibits (Acacia Research Corp)
No Stabilization. Neither the Company norCompany, nor to the Company’s Knowledgeknowledge, any of its officersaffiliates, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the issuance of the Rights or the sale or resale of the Shares in violation of any law, statute, regulation or rule applicable to the Company or its affiliates.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Great Elm Capital Corp.), Dealer Manager Agreement (Great Elm Capital Corp.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Intricon Corp), Underwriting Agreement (Corindus Vascular Robotics, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officers, ---------------- directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officers, directors or affiliates or, to the Company’s knowledge, its affiliates, has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Subscription Agreement (Vical Inc)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities in violation of the Exchange Act.
Appears in 1 contract
Samples: Purchase Agreement (Omeros Corp)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of ---------------- its officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Stabilization. Neither the Company nor any of its subsidiaries, nor, to the Company’s Knowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Aura Biosciences, Inc.
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors directors, affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future that could reasonably be expected to cause or result in, in any stabilization or manipulation of the price of any security of the CompanyShares.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its ---------------- officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates Controlled Affiliates (as defined below) has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates Affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Nivalis Therapeutics, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, without giving effect to activities by Xxxxx, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Common Stock (Sutro Biopharma, Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its subsidiaries nor any of their officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Agency Agreement (Genta Inc De/)
No Stabilization. Neither the Company nor any of the Subsidiaries nor, to the Company’s Knowledgeknowledge, any of its their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, Company to facilitate the sale or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation resale of the price of any security of the CompanyShares.
Appears in 1 contract
Samples: Purchase Agreement (Utek Corp)
No Stabilization. Neither the Company Corporation nor, to the CompanyCorporation’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the CompanyCorporation, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the CompanyCorporation.
Appears in 1 contract
No Stabilization. Neither the Company nor its subsidiaries have, nor, to the knowledge of the Company’s Knowledge, any director, officer, agent, employee, affiliate or other person associated with or action on behalf of the Company or any of its officers, directors or affiliates subsidiaries has taken or will taketaken, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future that could reasonably be expected to cause or result in, in any stabilization or manipulation of the price of any security of the CompanySecurities.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Stabilization. Neither the Company norCompany, nor to the knowledge of the Company’s Knowledge, any of its subsidiaries or any of their respective directors, officers, directors affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, without giving effect to the actions of the Underwriters, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future that would reasonably be expected to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.
Appears in 1 contract
Samples: NPS Pharmaceuticals Inc
No Stabilization. Neither the Company Company, nor, to the Company’s Knowledge's knowledge, any of its officers, directors directors, affiliates or affiliates controlling persons, has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, Company to facilitate the sale or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation resale of the price of any security of the CompanyShares.
Appears in 1 contract
Samples: Harris & Harris Group Inc /Ny/
No Stabilization. Neither None of the Company norCompany, its Subsidiaries, or to the Company’s Knowledge, 's knowledge any of its their respective officers, directors or affiliates and controlling persons has taken or will taketaken, directly or indirectly, any action that is designed to or intended to stabilize that has constituted or manipulate the price of any security of the Company, or which caused or resulted in, or which that might in the future reasonably be expected to cause or result in, in stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Rights Shares.
Appears in 1 contract
Samples: Dealer Manager Agreement (Great Elm Capital Group, Inc.)
No Stabilization. Neither the Company Company, nor, to the Company’s Knowledge's knowledge, any of its the Company’s officers, directors directors, affiliates or affiliates controlling persons, has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, Company to facilitate the sale or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation resale of the price of any security of the CompanyShares.
Appears in 1 contract
Samples: Underwriting Agreement (Harris & Harris Group Inc /Ny/)
No Stabilization. Neither the Company nor, to the Company’s Knowledge's knowledge, any of its officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to cause or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted result in, or that has constituted or which might in the future reasonably be expected to cause or result inconstitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.
Appears in 1 contract
No Stabilization. Neither the Company Corporation, the Subsidiaries nor, to the CompanyCorporation’s Knowledgeknowledge, any of its the Corporation’s or the Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the CompanyCorporation, or which caused or resulted in, or which might could in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the CompanyCorporation.
Appears in 1 contract
Samples: Underwriting Agreement (Ballard Power Systems Inc.)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, nor any of its officerssubsidiaries, directors or affiliates nor any Person acting on its instructions, has taken or will taketaken, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future that would reasonably be expected to cause or result in, or that has constituted or that might reasonably be expected to constitute, any stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (COMPASS Pathways PLC)
No Stabilization. Neither the Company nor, to the Company’s Knowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which has caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
No Stabilization. Neither the Company norCompany, nor to the Company’s Knowledgeknowledge, any of its officersaffiliates, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares in violation of any law, statute, regulation or rule applicable to the Company or its affiliates.
Appears in 1 contract
No Stabilization. Neither the Company Company, its subsidiaries nor, to the Company’s Knowledgeknowledge, any of the Company’s or its subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
No Stabilization. Neither the Company nor, to the Company’s Knowledgeknowledge, any of its officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.
Appears in 1 contract
No Stabilization. Neither the Company norCompany, nor to the Company’s Knowledge's knowledge, any of its officersaffiliates, directors or affiliates has taken or will may take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security the Securities to facilitate the sale or resale of the CompanySecurities.
Appears in 1 contract
Samples: Friendlys Restaurants Franchise Inc
