Common use of No Illegal Transactions Clause in Contracts

No Illegal Transactions. Each of the Undersigned and each Purchaser has not, directly or indirectly, and no person acting on behalf of or pursuant to any understanding with it has, disclosed to a non-affiliated third party (other than to its legal advisors and other representatives) any of the information regarding the Aggregated Transactions nor engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving any of the Company’s securities) from the time that the Undersigned was first contacted by any of the Company, OpCo or any other person regarding the Aggregated Transactions, this Agreement or an investment in the Purchased Notes or the Company until the time the Aggregated Transactions were publicly disclosed by the Company. “Short Sales” include, without limitation, all “short sales” as defined in Rule 200 of Regulation SHO promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, derivatives and similar arrangements (including on a total return basis), and sales and other transactions through non-U.S. broker-dealers or foreign regulated brokers, in each case, solely to the extent it has the same economic effect as a “short sale” as defined in Rule 200 of Regulation SHO.

Appears in 3 contracts

Samples: Private Placement Purchase Agreement (New Mountain Finance Corp), Private Placement Purchase Agreement (New Mountain Finance Corp), Form of Private Placement Purchase Agreement (New Mountain Finance Corp)

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No Illegal Transactions. Each of the Undersigned and each Purchaser The Holder has not, directly or indirectly, and no person acting on behalf of or pursuant to any understanding with it the Holder has, disclosed to a non-affiliated third party (other than to its legal advisors and other representatives) any of the information regarding the Aggregated Transactions nor engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving any of the Company’s securities) from since the time that the Undersigned such Holder was first contacted by any of either the Company, OpCo Lazard Frères & Co. LLC or Lazard Capital Markets LLC or any other person regarding the Aggregated Transactions, this Agreement or an investment in the Purchased Notes Company. Such Holder covenants that neither it nor any person acting on its behalf or pursuant to any understanding with such Holder will engage, directly or indirectly, in any transactions in the securities of the Company until (including Short Sales) prior to the time the Aggregated Transactions were transactions contemplated by this Agreement are publicly disclosed by the Companydisclosed. “Short Sales” include, without limitation, all “short sales” as defined in Rule 200 of Regulation SHO promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, short sales, swaps, derivatives and similar arrangements (including on a total return basis), and sales and other transactions through non-U.S. broker-dealers or foreign regulated brokers, in each case, solely to the extent it has the same economic effect as a “short sale” as defined in Rule 200 of Regulation SHO.

Appears in 2 contracts

Samples: Exchange Agreement (Genesco Inc), Exchange Agreement (Genesco Inc)

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