No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, under the 1933 Act, except as required herein.
Appears in 6 contracts
Samples: Preferred Stock Purchase Agreement (Verticalbuyer Inc), Preferred Stock Purchase Agreement (Shea Development Corp.), Preferred Stock Purchase Agreement (Computer Software Innovations Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (China Swine Genetics, Inc.), Stock Purchase Agreement (Speedemissions Inc), Stock Purchase Agreement (Iceweb Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred Stock, Common Stock or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Common Stock, under the 1933 Act, except as required herein.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Sino Green Land Corp), Common Stock Purchase Agreement (Sino Green Land Corp), Common Stock Purchase Agreement (Sino Green Land Corp)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on of its directors or their behalf officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 XxxD) or general advertising with respect to the sale of the Preferred StockSecurities, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, Securities under the 1933 Act, except Act or made any “directed selling efforts” as required herein.defined in Rule 902 of Regulation S.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (Cord Blood America, Inc.), Preferred Stock Purchase Agreement (Cord Blood America, Inc.), Preferred Stock Purchase Agreement (Medis Technologies LTD)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockCommon Stock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockCommon Stock or Warrants, under the 1933 Act, except as required herein.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Asia Premium Television Group), Common Stock Purchase Agreement (Asia Premium Television Group), Common Stock Purchase Agreement (Asia Premium Television Group)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockShares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, Shares under the 1933 Act, except as required herein.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Widepoint Corp), Common Stock Purchase Agreement (Widepoint Corp), Common Stock Purchase Agreement (Widepoint Corp)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockUnits, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockUnits, under the 1933 Act, except as required herein.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Widepoint Corp), Stock Purchase Agreement (Hartville Group Inc), Stock Purchase Agreement (Enucleus Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Series A Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series A Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Science Dynamics Corp), Securities Purchase Agreement (Tricell Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx1933 Act) or general advertising with respect to the sale of the ox xxx Xxries A Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series A Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Techprecision Corp), Preferred Stock Purchase Agreement (Lounsberry Holdings Ii Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockNote, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockNote, under the 1933 Act, except as required herein.
Appears in 2 contracts
Samples: Note Purchase Agreement (Sun New Media Inc.), Note Purchase Agreement (Sun New Media Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Series A Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series A Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Lounsberry Holdings I Inc), Securities Purchase Agreement (Jordan 1 Holdings Co)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Series A Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series A Preferred Stock, Stock or Warrants under the 1933 Act, except as required herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Deli Solar (USA), Inc.), Securities Purchase Agreement (Deli Solar (USA), Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.. PREFERRED STOCK PURCHASE AGREEMENT BETWEEN WIRELESS AGE COMMUNICATIONS, INC. AND BXXXXX PARTNERS LP PAGE 10 OF 29
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Wireless Age Communications Inc), Preferred Stock Purchase Agreement (Wireless Age Communications Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Series A Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Windsortech Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockShares or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockShares or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock and Warrant Purchase Agreement (Sino Green Land Corp)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockCommon Stock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockCommon Stock or Warrants, under the 1933 Act, except as required herein.. COMMON STOCK PURCHASE AGREEMENT BETWEEN THE COMPANY AND INVESTORS LISTED IN SCHEDULE A
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company Inline nor any of its Affiliates nor, to the knowledge of the CompanyInline, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred Common Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Common Stock, under the 1933 Act, except as required herein.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their any of its Affiliates behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred Stock, Stock or Warrants or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Vein Associates of America Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred Common Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Common Stock, under the 1933 Act, except as required herein.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Notes, Series A Preferred Stock, Common Stock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Achievers Magazine Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the offer or sale of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Corgenix Medical Corp/Co)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the the, Series A Preferred Stock, Common Stock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Capital Solutions I, Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockUnits, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockUnits, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Stock Purchase Agreement (Qsgi Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockShares or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockShares or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Stock Purchase Agreement (American Nano Silicon Technologies, Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Series B Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series B Preferred Stock, Stock or Warrants under the 1933 Act, except as required hereinherein and the other Transaction Documents.
Appears in 1 contract
Samples: Series B Convertible Preferred Stock Purchase Agreement (Entech Environmental Technologies Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Series B Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series B Preferred Stock, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Series B Preferred Stock Purchase Agreement (Shea Development Corp.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on of its directors or their behalf officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 XxxD) or general advertising with respect to the sale of the Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, the Underlying Shares under the 1933 Act, except Securities Act or made any “directed selling efforts” as required herein.defined in Rule 902 of Regulation S.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockConvertible Note or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockConvertible Note or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (China for-Gen Corp.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on of its directors or their behalf officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 XxxD) or general advertising with respect to the sale of the Preferred StockDebentures or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockDebentures, the Underlying Shares or the Warrants under the 1933 Securities Act, except as required herein.
Appears in 1 contract
Samples: Convertible Secured Debenture Purchase Agreement (Health Systems Solutions Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Stock Purchase Agreement (Broadcast International Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockShares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockShares, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Stock Purchase Agreement (Act Teleconferencing Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Series A Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred Stock, under the 1933 Act, except as required herein.. SERIES A PREFERRED STOCK PURCHASE AGREEMENT BETWEEN QSGI INC. AND PIKE CAPITAL PARTNERS, LP
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Windsortech Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Series A Preferred Stock, Common Stock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lincoln International Corp)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 XxxSecurities Act) or general advertising with respect to the sale of the Preferred StockSecurities, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockDebentures, Common Stock or Warrants, under the 1933 Securities Act, except as required herein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Genesis Pharmaceuticals Enterprises, Inc.)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 1000 Xxx) or general advertising with respect to the sale of the Preferred StockStock or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockStock or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its Affiliates nor, to the knowledge of the Company, any Person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D as promulgated by the SEC under the 0000 Xxx) or general advertising with respect to the sale of the Preferred StockNote or Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Preferred StockNote or Warrants, under the 1933 Act, except as required herein.
Appears in 1 contract
