No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s officers, directors or 5% or greater securityholders.
Appears in 98 contracts
Samples: Underwriting Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Agreement and Any Terms Agreement (Innovative Industrial Properties Inc)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s 's officers, directors or 5% or greater securityholders.
Appears in 30 contracts
Samples: Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Sachem Capital Corp.)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s officers, directors directors, director nominees or 5% or greater securityholders.
Appears in 18 contracts
Samples: Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.)
No FINRA Affiliations. There To the knowledge of either of the Company or the Operating Partnership, there are no affiliations or associations between any member of FINRA and any of the Company’s officers, directors or 5% or greater securityholders, except as set forth in the Prospectus.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Extra Space Storage LP), Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s 's officers, directors or or, to the knowledge of the Company, 5% or greater securityholders.
Appears in 10 contracts
Samples: Underwriting Agreement (COMSovereign Holding Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the CompanyParent Guarantor’s officers, directors or 5% or greater securityholders.
Appears in 3 contracts
Samples: Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s 's officers, directors or 5% or greater securityholders, except as previously disclosed in the questionnaires delivered by such officers, directors and 5% or greater securityholders to counsel to the Representative.
Appears in 1 contract
No FINRA Affiliations. There To the Company’s knowledge, there are no affiliations or associations between any member of FINRA and any of the Company’s officers, directors or 5% or greater securityholders, except as set forth in the Registration Statement.
Appears in 1 contract
Samples: Underwriting Agreement (BCD Semiconductor Manufacturing LTD)
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA Financial Industry Regulatory Authority, Inc.’s (“FINRA”) and any of the Company’s officers, directors or 5% or greater securityholders.
Appears in 1 contract
Samples: AFC Gamma, Inc.
No FINRA Affiliations. There To the knowledge of the Company, except for Ashford Securities LLC, there are no affiliations or associations between any member of FINRA and any of the Company’s 's officers, directors or 5% or greater securityholders.
Appears in 1 contract
No FINRA Affiliations. There are no affiliations or associations between any member of FINRA and any of the Company’s officers, directors directors, director nominees or 5% or greater securityholderssecurity holders.
Appears in 1 contract
