Common use of No Broker’s Fees Clause in Contracts

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 55 contracts

Samples: Underwriting Agreement (ZS Pharma, Inc.), Underwriting Agreement (Anaptysbio Inc), Underwriting Agreement (Kala Pharmaceuticals, Inc.)

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No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 23 contracts

Samples: Underwriting Agreement (Roth CH Acquisition IV Co.), Underwriting Agreement (Roth CH Acquisition II Co), Underwriting Agreement (Roth CH Acquisition III Co)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 22 contracts

Samples: Underwriting Agreement (Phreesia, Inc.), Underwriting Agreement (Passage BIO, Inc.), Underwriting Agreement (RayzeBio, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesUnits.

Appears in 17 contracts

Samples: Underwriting Agreement (Amplitude Healthcare Acquisition Corp), Underwriting Agreement (G&P Acquisition Corp.), Underwriting Agreement (Palatin Technologies Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 16 contracts

Samples: Convertible Preferred Stock (Ovid Therapeutics Inc.), Underwriting Agreement (Aeglea BioTherapeutics, Inc.), Underwriting Agreement (Ovid Therapeutics Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 16 contracts

Samples: Underwriting Agreement (Benitec Biopharma LTD/ADR), Underwriting Agreement (Oglethorpe Power Corp), Underwriting Agreement (Oglethorpe Power Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 10 contracts

Samples: Purchase Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Medirom Healthcare Technologies Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Manager for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.

Appears in 9 contracts

Samples: Equity Distribution Agreement (Immersion Corp), Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (Broadwind, Inc.)

No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 7 contracts

Samples: Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Nkarta, Inc.), Underwriting Agreement (Nkarta, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 6 contracts

Samples: Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.

Appears in 6 contracts

Samples: Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement and the Business Combination Marketing Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commissioncommission or a consulting, finder’s or success fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 5 contracts

Samples: Underwriting Agreement (Panacea Acquisition Corp), Underwriting Agreement (ION Acquisition Corp 1 Ltd.), Underwriting Agreement (ION Acquisition Corp 1 Ltd.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 5 contracts

Samples: Equity Distribution Agreement (Aquestive Therapeutics, Inc.), IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement and the Business Combination Marketing Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 5 contracts

Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp. III), Underwriting Agreement (Andina Acquisition Corp. III)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Anacor Pharmaceuticals Inc), Epocrates Inc, Sharper Image Corp

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Private Placement Shares.

Appears in 3 contracts

Samples: Preferred Stock Purchase Agreement (Centerpoint Energy Inc), Preferred Stock Purchase Agreement (Centerpoint Energy Inc), Common Stock Purchase Agreement (Firstenergy Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered Securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Berry Petroleum Co), Ctrip Com International LTD, Ctrip Com International LTD

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company it or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 3 contracts

Samples: Purchase Agreement (Northern Oil & Gas, Inc.), Northern Oil & Gas, Inc., Northern Oil & Gas, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered Securities.

Appears in 3 contracts

Samples: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (Inventiva S.A.), Underwriting Agreement (HW Electro Co., Ltd.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 3 contracts

Samples: Subscription Agreement, Subscription Agreement (Durect Corp), Subscription Agreement (Neurocrine Biosciences Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.

Appears in 3 contracts

Samples: Aeglea BioTherapeutics, Inc., Aeglea BioTherapeutics, Inc., Aeglea BioTherapeutics, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter an Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Private Placement Shares.

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Firstenergy Corp), Common Stock Purchase Agreement (Firstenergy Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Shares.Private Placement Shares.‌

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement, Preferred Stock Purchase Agreement

No Broker’s Fees. The Except as disclosed in the Registration Statement and Prospectus, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 2 contracts

Samples: Open Market Sale (Gamida Cell Ltd.), Open Market Sale (Gamida Cell Ltd.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commissioncommission or a consulting, finder’s or success fee or like payment in connection with the offering Offering and sale of the SharesPublic Shares or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Panacea Acquisition Corp. II), Underwriting Agreement (Panacea Acquisition Corp. II)

No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.

Appears in 2 contracts

Samples: Sutro Biopharma, Inc., Sutro Biopharma, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 2 contracts

Samples: Oric Pharmaceuticals, Inc., Oric Pharmaceuticals, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the General Disclosure Package, the Prospectus or the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Viewray Inc), Underwriting Agreement (Viewray Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.

Appears in 2 contracts

Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offer Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Trip.com Group LTD)

No Broker’s Fees. The Company It is not a party to any contract, agreement or understanding with any person (other than this AgreementAgreement or the Stock Purchase Agreements) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Registration Agreement (Liberty Media Corp /De/)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesADSs and the Shares represented thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Materialise Nv)

No Broker’s Fees. The Except as otherwise disclosed in the Prospectus, is the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Company or any Underwriter Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Vaxcyte, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Motient Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Managers for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aehr Test Systems)

No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Nkarta, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Initial Purchasers for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Ctrip Com International LTD)

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No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: BioAtla, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.

Appears in 1 contract

Samples: Underwriting Agreement (Dick's Sporting Goods, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company it or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (NeuroPace Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.Total Shares in accordance with this Agreement;

Appears in 1 contract

Samples: Underwriting Agreement (IHS Holding LTD)

No Broker’s Fees. The Other than as provided by this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Subscription Agreement (Vical Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Apollo Endosurgery, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Oric Pharmaceuticals, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter UBS for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Allos Therapeutics Inc)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Ctrip Com International LTD)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Securities Purchase Agreement (Durect Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Sales Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Sharesshares of Common Stock other than this Agreement.

Appears in 1 contract

Samples: Atomera Inc

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Apollo Endosurgery, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities or any transaction contemplated by this Agreement, the Registration Statement, the Pricing Disclosure Package or the Prospectus.

Appears in 1 contract

Samples: Aeglea BioTherapeutics, Inc.

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding contract with any person Person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the offering Concurrent Notes Offering and sale of the Sharesother transactions contemplated hereby.

Appears in 1 contract

Samples: Backstop Commitment Agreement (Cooper-Standard Holdings Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.Securities. ​ ​ ​

Appears in 1 contract

Samples: Deposit Agreement (Medirom Healthcare Technologies Inc.)

No Broker’s Fees. The Company has not incurred any liability, and is not a party to any contract, agreement or understanding with any person (other than this Agreement) ), that would give rise to a valid claim against the Company or any Underwriter Manager, for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Chesapeake Utilities Corp)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.. (ss)

Appears in 1 contract

Samples: Anaptysbio, Inc

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of it or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Alzamend Neuro, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Union Drilling Inc)

No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter Xxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesPlacement Shares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.

Appears in 1 contract

Samples: Common Stock (Sutro Biopharma, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter of them for a brokerage commission, finder’s fee or like payment in connection with the offering and sale as a result of the Sharesany transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Elevation Oncology, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than (a) fees payable to Lakestreet Capital Markets, LLC and (b) this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Aquestive Therapeutics, Inc.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Talis Biomedical Corp

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against it or the Company or any Underwriter Backstop Lenders for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesTerm Loan.

Appears in 1 contract

Samples: Backstop Agreement (Forbes Energy Services Ltd.)

No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement or any Terms Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter Cxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Sales Agreement (Passage BIO, Inc.)

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