Common use of No Association with FINRA Clause in Contracts

No Association with FINRA. Except as described in the General Disclosure Package, the Prospectus and the FINRA Questionnaire provided by such Selling Shareholder, neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with any member firm of FINRA or is a person associated with a member (within the meaning of the FINRA By-Laws) of FINRA.

Appears in 1 contract

Samples: Purchase Agreement (TMS International Corp.)

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No Association with FINRA. Except as described disclosed in the Registration Statement, the General Disclosure Package, the Prospectus Package and the FINRA Questionnaire provided by such Selling ShareholderProspectus, neither such Selling Shareholder Securityholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with any member firm of FINRA or is a person associated with a member (within the meaning of the FINRA By-Laws) of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Paragon 28, Inc.)

No Association with FINRA. Except as described otherwise disclosed in the Registration Statement, the General Disclosure Package, the Prospectus Package and the FINRA Questionnaire provided by such Selling ShareholderProspectus, neither such Selling Shareholder Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with any member firm of FINRA or is a person associated with a member (within the meaning of the FINRA By-Laws) of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Potbelly Corp)

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No Association with FINRA. Except as described disclosed in the Registration Statement, the General Disclosure Package, the Prospectus Package and the FINRA Questionnaire provided by such Selling ShareholderProspectus, neither such Selling Shareholder Stockholder nor any of its affiliates affiliate thereof directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with any member firm of FINRA or is a person associated with a member (within the meaning of the FINRA By-Laws) of FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Globus Medical Inc)

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