Name. (a) Full Legal Name of Selling Securityholder -------------------------------------------------------------- (b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: -------------------------------------------------------------- (c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------
Appears in 27 contracts
Sources: Securities Purchase Agreement (Common Horizons Inc), Registration Rights Agreement (Epicept Corp), Registration Rights Agreement (Stackpole David Andrew)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------
Appears in 18 contracts
Sources: Registration Rights Agreement (Lj International Inc), Registration Rights Agreement (On2 Technologies Inc), Registration Rights Agreement (Medialink Worldwide Inc)
Name. (a) Full Legal Name of Selling Securityholder ----------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ----------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ----------------------------------------------------------------------------------------------------------------------------------
Appears in 13 contracts
Sources: Registration Rights Agreement (Astralis LTD), Registration Rights Agreement (Midwood Capital Management LLC), Registration Rights Agreement (TNX Television Holdings Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 12 contracts
Sources: Registration Rights Agreement (Catcher Holdings Inc), Registration Rights Agreement (Paxton Energy Inc), Registration Rights Agreement (Integrated Security Systems Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________
Appears in 10 contracts
Sources: Registration Rights Agreement (Cytrx Corp), Registration Rights Agreement (Cytrx Corp), Registration Rights Agreement (Implant Sciences Corp)
Name. (a) Full Legal Name of Selling Securityholder ------------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ------------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ------------------------------------------------------------------------------------------------------------------------------------
Appears in 9 contracts
Sources: Registration Rights Agreement (Baseline Oil & Gas Corp.), Registration Rights Agreement (Edentify, Inc.), Registration Rights Agreement (Edentify, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________________
Appears in 8 contracts
Sources: Registration Rights Agreement (Vendingdata Corp), Registration Rights Agreement (Mdi, Inc.), Registration Rights Agreement (Alfacell Corp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________
Appears in 8 contracts
Sources: Registration Rights Agreement (Elite Pharmaceuticals Inc /De/), Registration Rights Agreement (Imedia International Inc), Secured Convertible Note (Nuevo Financial Center, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder: ____________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________
Appears in 7 contracts
Sources: Registration Rights Agreement (Corindus Vascular Robotics, Inc.), Registration Rights Agreement (Corindus Vascular Robotics, Inc.), Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________________
Appears in 4 contracts
Sources: Registration Rights Agreement (Rockwell Medical Technologies Inc), Securities Purchase Agreement (Rockwell Medical Technologies Inc), Registration Rights Agreement (Access Integrated Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder ----------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ----------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ----------------------------------------------------------------------------------------------------------------------------------
Appears in 4 contracts
Sources: Registration Rights Agreement (Thomas Equipment, Inc.), Registration Rights Agreement (Knockout Holdings, Inc.), Registration Rights Agreement (TNX Television Holdings Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------________________________________________________________________
Appears in 4 contracts
Sources: Registration Rights Agreement (Able Energy Inc), Registration Rights Agreement (Electronic Sensor Technology, Inc), Registration Rights Agreement (Able Energy Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------___________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------___________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (Terax Energy, Inc.), Registration Rights Agreement (Pro Pharmaceuticals Inc), Registration Rights Agreement (Lightpath Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (Ramp Corp), Registration Rights Agreement (Ramp Corp), Subscription Agreement (China Evergreen Environmental CORP)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder _________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------_________________________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (T Stamp Inc), Registration Rights Agreement (T Stamp Inc), Registration Rights Agreement (Zoom Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder -------------------------------------------------------------- --------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: -------------------------------------------------------------- --------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): -------------------------------------------------------------- --------------------------------------------------------------
Appears in 3 contracts
Sources: Registration Rights Agreement (Flexible Solutions International Inc), Registration Rights Agreement (Silverstar Holdings LTD), Registration Rights Agreement (Flexible Solutions International Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (Emerge Interactive Inc), Registration Rights Agreement (Tripath Technology Inc), Registration Rights Agreement (DDS Technologies Usa Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder: ___________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------___________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (Reed's, Inc.), Registration Rights Agreement (Reed's, Inc.), Registration Rights Agreement (Rx Staffing, Inc.)
Name. (a) Full Legal Name of Selling Securityholder ---------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ---------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ---------------------------------------------------------------------------------------------------------------------------
Appears in 3 contracts
Sources: Registration Rights Agreement (Digital Recorders Inc), Registration Rights Agreement (Calypte Biomedical Corp), Registration Rights Agreement (Black Family 1997 Trust)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Security holder ______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 3 contracts
Sources: Registration Rights Agreement (China Biopharmaceuticals Holdings Inc), Registration Rights Agreement (China Biopharmaceuticals Holdings Inc), Registration Rights Agreement (China Biopharmaceuticals Holdings Inc)
Name. (a) Full Legal Name of Selling Securityholder ------------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ------------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ------------------------------------------------------------------------------------------------------------------------------------
Appears in 3 contracts
Sources: Registration Rights Agreement (Epicept Corp), Registration Rights Agreement (Stackpole David Andrew), Registration Rights Agreement (Access Integrated Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_________________________________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Marizyme, Inc.), Registration Rights Agreement (GoFish Corp.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Stinger Systems, Inc), Registration Rights Agreement (Stinger Systems, Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Registration Rights Agreement (Harvey Electronics Inc), Securities Purchase Agreement (Harvey Electronics Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------__________________________________________________________________________________________________________
Appears in 2 contracts
Sources: Securities Purchase Agreement (LENSAR, Inc.), Registration Rights Agreement (Vycor Medical Inc)
Name. (a) Full Legal Name legal name of Selling Securityholder --------------------------------------------------------------Securityholder: ----------------------------------------------------------------------
(b) Full Legal Name legal name of Registered registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: ------------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name legal name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ------------------------------------------------------------------------------------------------------------------------------------
(d) State of organization or domicile of Selling Securityholder: ----------------------------------------------------------------------
Appears in 2 contracts
Sources: Purchase Agreement (Zila Inc), Registration Rights Agreement (Zila Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): -------------------------------------------------------------- --------------------------------------------------------------
Appears in 2 contracts
Sources: Registration Rights Agreement (Diomed Holdings Inc), Registration Rights Agreement (New Century Companies Inc)
Name. (a) Full Legal Name of Selling Securityholder -----------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: -----------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): -----------------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Registration Rights Agreement (Harvey Electronics Inc), Investor Rights Agreement (Secured Services Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Security holder: ______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Zone 4 Play Inc), Registration Rights Agreement (Zone 4 Play Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Organic to Go Food CORP), Registration Rights Agreement (Emagin Corp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Registration Rights Agreement (Elite Pharmaceuticals Inc /De/), Registration Rights Agreement (Cdknet Com Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------this Questionnaire):
Appears in 2 contracts
Sources: Securities Purchase Agreement (Transportation & Logistics Systems, Inc.), Registration Rights Agreement (Transportation & Logistics Systems, Inc.)
Name. (a) a. Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder ______________________________________________
(b) b. Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________
(c) c. Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Telkonet Inc), Registration Rights Agreement (Telkonet Inc)
Name. (a) Full Legal Name of Selling Securityholder -------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: -------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): -------------------------------------------------------------------------------------------------------------------------
Appears in 2 contracts
Sources: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (Composite Technology Corp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------___________________________________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------___________________________________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________________________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Drugmax Inc), Registration Rights Agreement (Drugmax Inc)
Name. (a) Full Legal Name legal name of Selling Securityholder --------------------------------------------------------------Securityholder: -----------------------------------------------------------------------
(b) Full Legal Name legal name of Registered registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: -------------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name legal name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): -------------------------------------------------------------------------------------------------------------------------------------
(d) State of organization or domicile of Selling Securityholder: -----------------------------------------------------------------------
Appears in 2 contracts
Sources: Registration Rights Agreement (Zila Inc), Purchase Agreement (Zila Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------__________________________________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (Agriforce Growing Systems Ltd.), Registration Rights Agreement (Agriforce Growing Systems Ltd.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (RCG Companies Inc), Registration Rights Agreement (Artistdirect Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------________________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (United American Petroleum Corp.), Registration Rights Agreement (Velocity Asset Management Inc)
Name. (a) Full Legal Name legal name of Selling Securityholder --------------------------------------------------------------Securityholder: ______________________________________________________________________ _____________________________________________________________________
(b) Full Legal Name legal name of Registered registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________ __________________________________________________________________
(c) Full Legal Name legal name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________ __________________________________________________________________________
(d) State of organization or domicile of Selling Securityholder: ______________________________ _________________________________________________
Appears in 2 contracts
Sources: Registration Rights Agreement (REST Redux LLC), Registration Rights Agreement (Hoak Public Equities, LP)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person Person(s) (which means a natural person person(s) who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Biovest International Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________
Appears in 1 contract
Sources: Warrant Share Registration Rights Agreement (Java Detour Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: ____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 1 contract
Sources: Share Registration Rights Agreement (Java Detour Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------___________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________________________
Appears in 1 contract
Sources: Securities Purchase Agreement (Technoconcepts, Inc.)
Name. (a) Full Legal Name legal name of Selling Securityholder --------------------------------------------------------------Security-holder ______________________________________________________________________________________________________________________________
(b) Full Legal Name legal name of Registered registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________________________________________________________________________
(c) Full Legal Name legal name of Natural Control Person natural control person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Bullion River Gold Corp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Royale Energy, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------
Appears in 1 contract
Sources: Registration Rights Agreement (InfoSearch Media, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________ 4924-2563-4306.3
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_______________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_______________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_______________________________________________________________________
Appears in 1 contract
Sources: Subscription Agreement (Empire Financial Holding Co)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------________________________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Rainmaker Systems Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder ____________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------____________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Douglas Lake Minerals Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------___________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Gammacan International Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ---------------------------------------------------------------------------------------------------------------------------
Appears in 1 contract
Sources: Registration Rights Agreement (Environmental Solutions Worldwide Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: _______________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_______________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_______________________________________________________
(d) Full Legal Name of DTC participant (if applicable and if not the same as (b) above) through which Registrable Securities listed in Item 3 below are held (enter N/A if not applicable): _______________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Epoch Biosciences Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________ __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________ __________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________ __________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Panamerican Bancorp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------):
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Tripath Technology Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------___________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------___________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (PDG Environmental Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder: ____________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Shares Listed in Item 3 below are held: --------------------------------------------------------------____________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder ________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------________________________________________________________________
Appears in 1 contract
Sources: Securities Purchase Agreement (Air Industries Group)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________________________________________
Appears in 1 contract
Sources: Securities Purchase Agreement (Neurobiological Technologies Inc /Ca/)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder: _____________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Catabasis Pharmaceuticals Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------______________________________________________________________
Appears in 1 contract
Sources: Securities Purchase Agreement (Ecosphere Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________ ____________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________ ____________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________ ____________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Panamerican Bancorp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder: _____________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------_____________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_____________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------
Appears in 1 contract
Sources: Registration Rights Agreement (Access Integrated Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder ______________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------______________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Eagle Point Income Co Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder -------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ---------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): ---------------------------------------------------------------------------------------------------------------------------------
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: _____________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_____________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_____________________________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------______________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------______________________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Sys)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder _________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------this Questionnaire):
Appears in 1 contract
Sources: Securities Purchase Agreement (DARA BioSciences, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder ____________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Amarantus Bioscience Holdings, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder _______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_______________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------_______________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Shareholder: _____________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_____________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Southern First Bancshares Inc)
Name. (a) Full Legal Name of Selling Securityholder ----------------------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ----------------------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ----------------------------------------------------------------------------------------------------------------------------------------------
Appears in 1 contract
Sources: Registration Rights Agreement (Phase Iii Medical Inc/De)
Name. (a) Full Legal Name of Selling Securityholder ------------------------------------------------------------------------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ------------------------------------------------------------------------------------------------------------------------------------ ----------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): ------------------------------------------------------------------------------------------------------------------------------------ ----------------------------------------------------------------------
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (NightFood Holdings, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------(if a limited partnership, state the names of the general partners of such limited partnership): _______________________________________________________________ _______________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_______________________________________________________________ _______________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_______________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Synova Healthcare Group Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________
(b) State of jurisdiction of Selling Securityholder ____________________________________________________________________
(c) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________
(cd) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------):
Appears in 1 contract
Sources: Registration Rights Agreement (Metretek Technologies Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Islandia, L.P. --------------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: ----------------------------------------------------------------------------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------):
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------________________________________________________________ ________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------________________________________________________________ ________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------________________________________________________________ ________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Synova Healthcare Group Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------(if a limited partnership, state the names of the general partners of such limited partnership): ------------------------------------------------------------- -------------------------------------------------------------
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------------------
Appears in 1 contract
Sources: Registration Rights Agreement (Synova Healthcare Group Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------____________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------____________________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_____________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_____________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (American Strategic Minerals Corp)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Empire Financial Holding Co)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: ____________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------____________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_____________________________________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________ 4893-7416-1910.1
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder __________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Stockholder _____________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_____________________________________________ 4871-7482-8212
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnairethis Questionnaire): --------------------------------------------------------------_____________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Eledon Pharmaceuticals, Inc.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------:
(c) Full Legal Name of Natural Control Person Person(s) (which means a all natural person person(s) who directly or indirectly alone or with others has or shares power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------Voting Power: ______________________________________________________________ Dispositive Power: ___________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Searchlight Minerals Corp.)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------__________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------__________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------__________________________________________________________________
Appears in 1 contract
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_________________________________________________________________________________________________
Appears in 1 contract
Sources: Registration Rights Agreement (Oxis International Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------Securityholder: ___________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------___________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------):
Appears in 1 contract
Sources: Registration Rights Agreement (Achillion Pharmaceuticals Inc)
Name. (a) Full Legal Name of Selling Securityholder --------------------------------------------------------------_______________________________________________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held: --------------------------------------------------------------_______________________________________________________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by the questionnaire): --------------------------------------------------------------_______________________________________________________________________________________________________
Appears in 1 contract