Name. (a) Full Legal Name of Selling Stockholder (b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held: (c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1075 contracts
Sources: Registration Rights Agreement (CollPlant Biotechnologies LTD), Registration Rights Agreement (Silicon Valley Acquisition Corp.), Registration Rights Agreement (My Size, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 330 contracts
Sources: Resale Registration Rights Agreement (Venus Concept Inc.), Resale Registration Rights Agreement (Nextnav Inc.), Resale Registration Rights Agreement (Venus Concept Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 165 contracts
Sources: Subscription Agreement (Super League Enterprise, Inc.), Subscription Agreement (Super League Enterprise, Inc.), Subscription Agreement (Super League Enterprise, Inc.)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 132 contracts
Sources: Registration Rights Agreement (Jasper Therapeutics, Inc.), Registration Rights Agreement (BiomX Inc.), Registration Rights Agreement (Reed's, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 119 contracts
Sources: Registration Rights Agreement (Abits Group Inc), Registration Rights Agreement (Polyrizon Ltd.), Registration Rights Agreement (Steakholder Foods Ltd.)
Name. (a) Full Legal Name of Selling StockholderInvestor
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 90 contracts
Sources: Registration Rights Agreement (Telomir Pharmaceuticals, Inc.), Registration Rights Agreement (Chemomab Therapeutics Ltd.), Registration Rights Agreement (WhiteHawk Minerals Corp.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 71 contracts
Sources: Subscription Agreement, Registration Rights Agreement (PeerLogix, Inc.), Registration Rights Agreement (Blue Sky Media Corp)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 60 contracts
Sources: Registration Rights Agreement (White River Energy Corp.), Registration Rights Agreement (Oncolix, Inc.), Registration Rights Agreement (Advanced Environmental Petroleum Producers Inc.)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 46 contracts
Sources: Registration Rights Agreement (HCW Biologics Inc.), Registration Rights Agreement (Big Digital Energy, Inc.), Registration Rights Agreement (HCW Biologics Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 26 contracts
Sources: Registration Rights Agreement (Katapult Holdings, Inc.), Registration Rights Agreement (Katapult Holdings, Inc.), Registration Rights Agreement (Katapult Holdings, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 17 contracts
Sources: Registration Rights Agreement (Applied Digital Corp.), Registration Rights Agreement (Soluna Holdings, Inc), Unit Purchase Agreement (Applied Digital Corp.)
Name. (a) Full Legal Name of Selling StockholderShareholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 14 contracts
Sources: Registration Rights Agreement (Liminal BioSciences Inc.), Registration Rights Agreement (Realm Therapeutics PLC), Registration Rights Agreement (MidWestOne Financial Group, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) : Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) : Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 11 contracts
Sources: Subscription Agreement (CytoDyn Inc.), Subscription Agreement (CytoDyn Inc.), Subscription Agreement (CytoDyn Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 11 contracts
Sources: Registration Rights Agreement (Jones Soda Co.), Registration Rights Agreement (Jones Soda Co.), Registration Rights Agreement (Jones Soda Co)
Name. (a) Full Legal Name of Selling StockholderSecurityholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 10 contracts
Sources: Registration Rights Agreement (Pressure Biosciences Inc), Registration Rights Agreement (Pressure Biosciences Inc), Registration Rights Agreement (Pressure Biosciences Inc)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairequestionnaire):
Appears in 7 contracts
Sources: Loan and Security Agreement (89bio, Inc.), Loan and Security Agreement (TScan Therapeutics, Inc.), Warrant Agreement (Molecular Templates, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities Securities covered by this Questionnaire):
Appears in 7 contracts
Sources: Registration Rights Agreement (ConnectM Technology Solutions, Inc.), Registration Rights Agreement (Invea Therapeutics, Inc), Registration Rights Agreement (Invea Therapeutics, Inc)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (holder of record) (if not the same as (a) above) through which Registrable Securities are held:
(c) Full If you are not a natural person, full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 7 contracts
Sources: Registration Rights Agreement (Perfect Moment Ltd.), Registration Rights Agreement (Perfect Moment Ltd.), Settlement Agreement (Foxo Technologies Inc.)
Name. (a) Full Legal Name of Selling StockholderHolder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 7 contracts
Sources: Registration Rights Agreement (Northern Oil & Gas, Inc.), Asset Purchase and Sale Agreement (Northern Oil & Gas, Inc.), Registration Rights Agreement (Northern Oil & Gas, Inc.)
Name. (a) Full Legal Name legal name of Selling StockholderSecurity-holder
(b) Full Legal Name legal name of Registered registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name legal name of Natural Control Person natural control person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 6 contracts
Sources: Registration Rights Agreement (Bullion River Gold Corp), Registration Rights Agreement (Bullion River Gold Corp), Registration Rights Agreement (Bullion River Gold Corp)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name and Title of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 6 contracts
Sources: Registration Rights Agreement (Intellinetics, Inc.), Registration Rights Agreement (Intellinetics, Inc.), Registration Rights Agreement (Intellinetics, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 6 contracts
Sources: Registration Rights Agreement (Asiya Pearls, Inc.), Securities Purchase Agreement (XRpro Sciences, Inc.), Registration Rights Agreement (Propell Technologies Group, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 6 contracts
Sources: Registration Rights Agreement (Full House Resorts Inc), Registration Rights Agreement (Full House Resorts Inc), Registration Rights Agreement (Adamis Pharmaceuticals Corp)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 5 contracts
Sources: Registration Rights Agreement, Registration Rights Agreement (Pieris Pharmaceuticals, Inc.), Registration Rights Agreement (Torchlight Energy Resources Inc)
Name. (a) Full Legal Name of Selling Stockholder: [●]
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:: [●]
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): [●]
Appears in 5 contracts
Sources: Registration Rights Agreement (Presto Automation Inc.), Registration Rights Agreement (Presto Automation Inc.), Registration Rights Agreement (Presto Automation Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a all natural person person(s) who directly or indirectly alone or with others has or shares power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 4 contracts
Sources: Registration Rights Agreement (Searchlight Minerals Corp.), Registration Rights Agreement (Searchlight Minerals Corp.), Registration Rights Agreement (Searchlight Minerals Corp.)
Name. (a) Full Legal Name of Selling StockholderHolder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Shares are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 4 contracts
Sources: Registration Rights Agreement (Northern Oil & Gas, Inc.), Registration Rights Agreement (TRT Holdings Inc), Registration Rights Agreement (Northern Oil & Gas, Inc.)
Name. (a) Full Legal Name legal name of Selling StockholderSecurityholder
(b) Full Legal Name legal name of Registered Holder registered holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name legal name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 4 contracts
Sources: Registration Rights Agreement (Marathon Fund L P V), Registration Rights Agreement (Marathon Fund L P V), Registration Rights Agreement (Wilsons the Leather Experts Inc)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Notice and Questionnaire):
Appears in 4 contracts
Sources: Investor Rights Agreement (Kun Run Biotechnology, Inc.), Securities Purchase Agreement (Kun Run Biotechnology, Inc.), Investor Rights Agreement (Sunesis Pharmaceuticals Inc)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):) or Control Persons:
Appears in 4 contracts
Sources: Registration Rights Agreement (Nn Inc), Registration Rights Agreement (Nn Inc), Registration Rights Agreement (Capstone Green Energy Holdings, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly indirectly, alone or with others others, has the power to vote or dispose of the securities covered by this Questionnaire):
Appears in 4 contracts
Sources: Registration Rights Agreement (Roze Ai Inc.), Registration Rights Agreement (Lakewood-Amedex Biotherapeutics Inc.), Registration Rights Agreement (Roze Ai Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (Telecommunication Systems Inc /Fa/), Registration Rights Agreement (Liquidmetal Technologies Inc), Note Purchase Agreement (Hollywood Media Corp)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (Vineyard National Bancorp), Registration Rights Agreement (Vineyard National Bancorp), Registration Rights Agreement (Yak Communications Inc)
Name. (a) Full Legal Name legal name of Selling StockholderStockholder(s):
(b) Full Legal Name legal name of Registered Holder registered holder(s) (if not the same as (a) above) through which Registrable Securities are Common Stock will be held:
(c) Full Legal Name legal name of Natural Control Person natural control person(s) (which means a the natural person person(s) who directly or indirectly alone or with others has power to vote or dispose of the securities Common Stock covered by this Questionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (Talphera, Inc.), Registration Rights Agreement (Talphera, Inc.), Registration Rights Agreement (Acelrx Pharmaceuticals Inc)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (Aeolus Pharmaceuticals, Inc.), Registration Rights Agreement, Registration Rights Agreement (Aeolus Pharmaceuticals, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this the Questionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (Avatech Solutions Inc), Registration Rights Agreement (Marina Biotech, Inc.), Registration Rights Agreement (Star Energy Corp)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
(d) Footnote for Selling Stockholders table in Registration Statement (leave blank if you would like counsel to draft based on the above information):
Appears in 3 contracts
Sources: Registration Rights Agreement (Tempest Therapeutics, Inc.), Registration Rights Agreement (Tempest Therapeutics, Inc.), Registration Rights Agreement (Rani Therapeutics Holdings, Inc.)
Name. (a) Full Legal Name legal name of Selling StockholderStockholder(s):
(b) Full Legal Name legal name of Registered Holder registered holder(s) (if not the same as (a) above) through which Registrable Securities are Common Stock will be held:
(c) Full Legal Name legal name of Natural Control Person natural control person(s) (which means a the natural person person(s) who directly or indirectly alone or with others has power to vote or dispose of the securities Common Stock covered by this Questionnaire):
(d) Footnote for Selling Stockholders table in Registration Statement (leave blank if you would like counsel to draft based on the above information):
Appears in 3 contracts
Sources: Registration Rights Agreement (Talphera, Inc.), Registration Rights Agreement (Surrozen, Inc./De), Registration Rights Agreement (Surrozen, Inc./De)
Name. (a) Full Legal Name of Selling StockholderSecurityholder exactly as it should appear in the Registration Statement:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person individual who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairequestionnaire):
Appears in 3 contracts
Sources: Registration Rights Agreement (China Biologic Products, Inc.), Registration Rights Agreement (WP X Biologics LLC), Registration Rights Agreement (Warburg Pincus & Co)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 2 below are held:
(c) Full Legal Name of Natural Control Person (which means a each natural person who directly or indirectly indirectly, alone or with others others, has power to vote or dispose of the securities covered by this Notice and Questionnaire)::
Appears in 3 contracts
Sources: Registration Rights Agreement (Medbox, Inc.), Registration Rights Agreement (Medbox, Inc.), Registration Rights Agreement (Medbox, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder Point Capital, Inc.
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): E▇▇▇ ▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder M▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): M▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:: ARTL SUBSCRIPTION AGREEMENT
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Subscription Agreement, Subscription Agreement (Artelo Biosciences, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):).
Appears in 2 contracts
Sources: Registration Rights Agreement (International Battery Metals Ltd.), Registration Rights Agreement (International Battery Metals Ltd.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities or Permissible Piggyback Shares Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Lime Energy Co.), Registration Rights Agreement (Lime Energy Co.)
Name. (a) Full Legal Name of Selling Stockholderthe Purchaser
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Athira Pharma, Inc.), Registration Rights Agreement (Athira Pharma, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder I▇▇▇▇▇ ▇▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): I▇▇▇▇▇ ▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder Fame Associates
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): I▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder Riding the Bull LLC
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): M▇▇▇ ▇▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairequestionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Q Therapeutics, Inc.), Registration Rights Agreement (Q Holdings, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder ________________________________________________________________
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Entera Bio Ltd.), Registration Rights Agreement (Entera Bio Ltd.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name If the Selling Securityholder is not an individual, please provide the full legal name of the Natural Control Person Person(s) (which means a the natural person person(s) who directly or indirectly indirectly, alone or with others others, has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Weikang Bio-Technology Group Co., Inc.), Registration Rights Agreement (China Carbon Graphite Group, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):the questionnaire) :
Appears in 2 contracts
Sources: Registration Rights Agreement (Yadkin Valley Financial Corp), Registration Rights Agreement (Yadkin Valley Financial Corp)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Octillion Corp), Registration Rights Agreement (Phytomedical Technologies Inc)
Name. (a) Full Legal Name of Selling StockholderShareholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Mill City Ventures III, LTD), Registration Rights Agreement (Diginex LTD)
Name. (a) Full Legal Name of Selling StockholderStockholder H&M Machine
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): H▇▇▇▇▇▇ ▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder E▇▇▇ ▇▇▇▇▇▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): E▇▇▇ ▇▇▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
Securityholder (b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
: (c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Resale Registration Rights Agreement (Venus Concept Inc.), Resale Registration Rights Agreement (Nextnav Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder R▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Trust UDT 3/13/85
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): R▇▇▇▇▇ ▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder:
(b) Full Legal Name of Registered Holder of Record (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairequestionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Boldface Group, Inc.), Registration Rights Agreement (Boldface Group, Inc.)
Name. (a) Full Legal Name of Selling StockholderInvestor
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities the Common Stock listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Willbros Group Inc), Registration Rights Agreement (Mru Holdings Inc)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:: Investor Questionnaire 1
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Subscription Agreement (Uihlein Richard E), Subscription Agreement (Galectin Therapeutics Inc)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) above through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or you indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Oragenics Inc), Registration Rights Agreement (Oragenics Inc)
Name. (a) Full Legal Name of Selling StockholderStockholder M▇▇ ▇▇▇▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:: M▇▇ ▇▇▇▇▇▇▇▇
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): M▇▇ ▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder Selling Stockholder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Akerna Corp.), Registration Rights Agreement (Akerna Corp.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
(d) Tax ID of Selling Stockholder:
Appears in 2 contracts
Sources: Registration Rights Agreement (Lightpath Technologies Inc), Registration Rights Agreement (Lightpath Technologies Inc)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities and/or Make-Whole Shares are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (CDT Equity Inc.), Registration Rights Agreement (Momentus Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Instruments are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Brag House Holdings, Inc.), Registration Rights Agreement (SOBR Safe, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder Investor (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (Coconnect Inc), Registration Rights Agreement (Coconnect Inc)
Name. (a) Full Legal Name of Selling StockholderStockholder Cheses Found Ltd.
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): M▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder C▇▇▇▇ ▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): C▇▇▇▇ ▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder Shareholder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Registration Rights Agreement (vTv Therapeutics Inc.), Registration Rights Agreement (Sound Point Meridian Capital, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a all natural person person(s) who directly or indirectly alone or with others has or shares power to vote or dispose of the securities covered by this Questionnaire):the questionnaire): Dispositive Power:
Appears in 2 contracts
Sources: Registration Rights Agreement (Searchlight Minerals Corp.), Registration Rights Agreement (Searchlight Minerals Corp.)
Name. (a) Full Legal Name of Selling StockholderStockholder Alpha Capital Anstalt
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): K▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder M▇▇▇▇ ▇▇▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): M▇▇▇▇ ▇▇▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name of Selling StockholderBuyer
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 2 contracts
Sources: Equity Purchase Agreement (Skye Bioscience, Inc.), Equity Purchase Agreement (Skye Bioscience, Inc.)
Name. (a) Full Legal Name of Selling StockholderStockholder J▇▇▇▇▇ ▇▇▇▇
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): J▇▇▇▇▇ ▇▇▇▇
Appears in 2 contracts
Sources: Registration Rights Agreement (Phaserx, Inc.), Registration Rights Agreement (Phaserx, Inc.)
Name. (a) Full Legal Name legal name of Selling Stockholder
(b) Full Legal Name legal name of Registered Holder registered holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name legal name of Natural Control Person natural control person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Alexza Pharmaceuticals Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:: ____________________________________________________________
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Milestone Scientific Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):questionnaire): .
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Notice and Questionnaire):
Appears in 1 contract
Name. (a) A. Full Legal Name of Selling Stockholder:
(b) B. Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) C. Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 1 contract
Sources: Securities Purchase Agreement (CASI Pharmaceuticals, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): A▇▇▇▇▇ ▇▇▇▇▇ - Director T▇▇▇▇▇ ▇▇▇▇▇▇▇▇ - Director
Appears in 1 contract
Sources: Registration Rights Agreement (Imaging Diagnostic Systems Inc /Fl/)
Name. (a) Full Legal Name of Selling StockholderStockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held::
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):):
Appears in 1 contract
Sources: Registration Rights Agreement (MultiSensor AI Holdings, Inc.)
Name. (a) Full Legal Name of Selling StockholderShareholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (ReWalk Robotics Ltd.)
Name. (a1) Full Legal Name of Selling Stockholder:
(b2) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c3) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Lion Biotechnologies, Inc.)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a each natural person who directly or indirectly indirectly, alone or with others others, has power to vote or dispose of the securities covered by this Questionnaire):the questionnaire:
Appears in 1 contract
Name. (a) Full Legal Name of the Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) If the Selling Stockholder is not a Natural Person, the Full Legal Name of the Natural Control Person Persons (which means a the natural person person(s) who directly or indirectly indirectly, alone or with others others, has the power to vote or dispose of the securities covered by this Selling Stockholder Questionnaire):
Appears in 1 contract
Name. (a) Full Legal Name of Selling StockholderShareholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
(d) Footnote for Selling Shareholders table in Registration Statement (leave blank if you would like counsel to draft based on the above information):
Appears in 1 contract
Sources: Registration Rights Agreement (Leap Therapeutics, Inc.)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through above)through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who personwho directly or indirectly alone or with others has power to vote or dispose ordispose of the securities covered by this Questionnairethe questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Aeolus Pharmaceuticals, Inc.)
Name. (a) Full Legal Name legal name of Selling Stockholder:
(b) Full Legal Name legal name of Registered Holder (if not the same as (a) above) through which Registrable Securities listed in Item 3 below are held:
(c) Full Legal Name legal name of Natural Control Person natural control person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:held (please note than an assignment may be required):
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
(d) Tax Identification or Social Security Number:
Appears in 1 contract
Sources: Registration Rights Agreement (CLS Holdings USA, Inc.)
Name. (a) Full Legal Name of Selling StockholderSecurityholder
(b) Full Legal Name of Registered Holder (holder of record) (if not the same as (a) above) through which Registrable Securities Shares are held:
(c) Full If you are not a natural person, full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnairethe questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (China Clean Energy Inc)
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities and/or Bonus Shares are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder:
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person Person(s) (which means a the natural person person(s) who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):the questionnaire). Please also state whether such person(s) disclaims beneficial ownership of such Registrable Securities:
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which Person(which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Energy Focus, Inc/De)
Name. (a) Full Legal Name of Selling Stockholder
Investor (b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
: (c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
Appears in 1 contract
Sources: Registration Rights Agreement (Opus Genetics, Inc.)
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities Listed in Item 3 below are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):
(d) Describe in reasonable detail the relationships between the persons listed in (a), (b) and (c), above:
Appears in 1 contract
Name. (a) Full Legal Name of Selling Stockholder
(b) Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:
(c) Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):): Exhibit A Selling Stockholder Notice and Questionnaire Page 1
Appears in 1 contract
Sources: Securities Purchase Agreement (Qt Imaging Holdings, Inc.)