Common use of Monitoring Guidelines Clause in Contracts

Monitoring Guidelines. For purposes of monitoring for potential abusive trading, the Funds have established a “Round Trip Test.” Financial Intermediary Information shall be reviewed for transactions that have the following patterns:

Appears in 1 contract

Sources: Monitoring Services Agreement (Carlyle Select Trust)

Monitoring Guidelines. For purposes of monitoring for potential potentially abusive trading, the Funds have established a “Round Trip Test.” Financial Intermediary Information shall be reviewed for transactions that have the following patternspattern:

Appears in 1 contract

Sources: Monitoring Services Agreement (Babson Capital Funds Trust)