Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 13 contracts
Samples: Account Agreement (FS Investment Corp III), Account Agreement (Global Income Fund, Inc.), Account Agreement (Dividend & Income Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 11 contracts
Samples: Account Agreement (Nexpoint Real Estate Strategies Fund), Account Agreement (NexPoint Capital, Inc.), Account Agreement (ALPS Series Trust)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. NY may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Account Agreement (Alpine Income Trust), Account Agreement (Alpine Equity Trust), Account Agreement (Alpine Series Trust)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Account Agreement (Reaves Utility Income Fund), Pb Agreement (DNP Select Income Fund Inc), Pb Agreement (Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund))
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Pb Agreement (Fiduciary/Claymore Energy Infrastructure Fund), Account Agreement (Guggenheim Credit Allocation Fund), Account Agreement (Guggenheim Strategic Opportunities Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, . BNPP PB, . Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: Account Agreement (Guggenheim Credit Allocation Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(110b-10(bX1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: Account Agreement (Claymore/Guggenheim Strategic Opportunities Fund)
