Common use of Listing and Maintenance Requirements; DTC Eligibility Clause in Contracts

Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of the date of this Agreement and the Closing Date, the Company has not received notice from the Trading Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market. As of the Closing Date, the Company is in compliance with all applicable listing and maintenance requirements of the Trading Market. The Ordinary Shares may be issued and transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-entry services by DTC with respect to the Ordinary Shares is being imposed or is contemplated.

Appears in 2 contracts

Samples: Ordinary Shares Purchase Agreement (Tritium DCFC LTD), Ordinary Shares Purchase Agreement (Sono Group N.V.)

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Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the The Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and except as may be disclosed in the Prospectus, the Company has taken no action designed to, or which to its Knowledge knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of The Ordinary Shares are currently listed on the date of this Agreement and Exchange under the Closing Datetrading symbol “SEV.” Except as disclosed in the Prospectus, the Company has not received notice from the Trading Market Exchange to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading MarketExchange. As of Except as disclosed in the Closing DateProspectus, the Company is in compliance with all applicable listing and maintenance requirements of the Trading MarketExchange. The Ordinary Shares may be issued and transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) DWAC delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-entry services by DTC with respect to the Ordinary Shares is being imposed or is contemplated.

Appears in 1 contract

Samples: Sales Agreement (Sono Group N.V.)

Listing and Maintenance Requirements; DTC Eligibility. As After the closing of the date of this Agreement and the Closing DateBusiness Combination (as defined below), the Ordinary Shares are Common Stock will be registered pursuant to Section 12(b) of the Exchange Act, and the Company has shall have taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration, except as has been disclosed in the Commission Documents. As of the date of this Agreement and the Closing Date, the The Company has not received notice from the Trading Principal Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Principal Market. As of , except as has been disclosed in the Closing Date, the Company is in compliance with all applicable listing and maintenance requirements of the Trading MarketCommission Documents. The Ordinary Shares may Common Stock shall be issued eligible for participation in the DTC book entry system and transferred shall have shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary SharesCommon Stock, electronic trading or book-entry services by DTC with respect to the Ordinary Shares Common Stock is being imposed or is contemplated.

Appears in 1 contract

Samples: Company Common Stock Purchase Agreement (Lionheart Acquisition Corp. II)

Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the The Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of Except as set forth in the date of this Agreement and the Closing DateCommission Documents, the Company has not received notice from the Trading Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market. As of Except as set forth in the Closing DateCommission Documents, the Company is in compliance with all applicable such listing and maintenance requirements of the Trading Marketrequirements. The Ordinary Shares may be issued are eligible for participation in the DTC book entry system and transferred has shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-book- entry services by DTC with respect to the Ordinary Shares is are being imposed or is contemplated.. Section 5.35

Appears in 1 contract

Samples: Share Purchase Agreement (Arrival)

Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the The Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of the date of this Agreement and the Closing Date, the The Company has not received notice from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market, as applicable). As of the Closing Date, the The Company is in compliance with all applicable listing and maintenance requirements of the Trading Market. The Ordinary Shares may be issued and transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-entry services by DTC with respect to the Ordinary Shares is being imposed or is contemplated.

Appears in 1 contract

Samples: Ordinary Share Purchase Agreement (Bitdeer Technologies Group)

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Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the The Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of the date of this Agreement and the Closing Date, the The Company has not received notice from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market, as applicable). As of the Closing Date, the The Company is in compliance with all applicable listing and maintenance requirements of the Trading Market. The Ordinary Shares may be issued and transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-entry services by DTC with respect to the Ordinary Shares is are being imposed or is contemplated.

Appears in 1 contract

Samples: Ordinary Shares Purchase Agreement (Pagaya Technologies Ltd.)

Listing and Maintenance Requirements; DTC Eligibility. As of the date of this Agreement and the Closing Date, the The Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Ordinary Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of the date of this Agreement and the Closing Date, the The Company has not received notice from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market. As of the Closing Date, the Company is in compliance with all applicable listing and maintenance requirements of the Trading Marketas applicable). The Ordinary Shares may be issued and transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Ordinary Shares, electronic trading or book-entry services by DTC with respect to the Ordinary Shares is being imposed or is contemplated.

Appears in 1 contract

Samples: Ordinary Share Purchase Agreement (Iris Energy LTD)

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