Common use of Limitations on Transfer Clause in Contracts

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the “Escrow Period” for the “Founder Units” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 16 contracts

Samples: Initial Unit Subscription Agreement (Sapphire Industrials Corp.), Initial Unit Subscription Agreement (Sapphire Industrials Corp.), Initial Unit Subscription Agreement (Sapphire Industrials Corp.)

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Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the “Escrow Period” for the “Founder Founders’ Units” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow AgreementAgreement or other agreement among Purchaser, the Company and the Underwriters, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 9 contracts

Samples: Initial Unit Subscription Agreement (JWL Partners Acquisition Corp.), Initial Unit Subscription Agreement (JWL Partners Acquisition Corp.), Initial Unit Subscription Agreement (JWL Partners Acquisition Corp.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Warrants (and the underlying securitiesany shares of Common Stock issuable in respect thereof) during the “Escrow Period” for the “Founder UnitsSponsor Warrants” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B A (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 6 contracts

Samples: Sponsor Warrants Subscription Agreement (Greenstreet Acquisition Corp.), Sponsor Warrants Subscription Agreement (Greenstreet Acquisition Corp.), Sponsor Warrants Subscription Agreement (Greenstreet Acquisition Corp.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the “Escrow Period” for the “Founder Founders’ Units” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 4 contracts

Samples: Initial Unit Subscription Agreement (Heckmann CORP), Initial Unit Subscription Agreement (Heckmann CORP), Initial Unit Subscription Agreement (Heckmann CORP)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the “Escrow Period” for the “Founder Private Placement Units” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 3 contracts

Samples: Unit Subscription Agreement (Heckmann CORP), Unit Subscription Agreement (Heckmann CORP), Unit Subscription Agreement (Heckmann CORP)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Warrants (and the underlying securitiesany shares of Common Stock issuable in respect thereof) during the “Escrow Period” for the “Founder UnitsSponsors’ Warrants” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 3 contracts

Samples: Subscription Agreement (Heckmann CORP), Subscription Agreement (Heckmann CORP), Subscription Agreement (Heckmann CORP)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Warrants (and the underlying securitiesany shares of Common Stock issuable in respect thereof) during the “Escrow Period” for the “Founder UnitsSponsors’ Warrants” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B A (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 3 contracts

Samples: Subscription Agreement (Heckmann CORP), Subscription Agreement (Heckmann CORP), Subscription Agreement (Heckmann CORP)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the “Escrow Period” for the “Founder Units” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow AgreementAgreement or other agreement among Purchaser, the Company, and the Underwriters, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 2 contracts

Samples: Initial Unit Subscription Agreement (Opportunity Acquisition Corp.), Initial Unit Subscription Agreement (Opportunity Acquisition Corp.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) Sponsor’s Shares during the “Escrow Period” for the “Founder UnitsSponsor’s Shares” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B A (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, Agreement and (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreementlaws.

Appears in 2 contracts

Samples: Subscription Agreement (Global Defense & National Security Systems, Inc.), Subscription Agreement (Global Defense & National Security Systems, Inc.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Insider Warrants (and the underlying securities) during the respective “Escrow Period” for the “Founder Units” (as such terms are term is defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by Mellon Investor Services LLC) for the Company)Insider Warrants, except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 2 contracts

Samples: Subscription Agreement (Sapphire Industrials Corp.), Subscription Agreement (Sapphire Industrials Corp.)

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Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Warrants (and the underlying securitiesshares of Common Stock issuable in respect thereof) during the “Escrow Period” for the “Founder UnitsSponsors’ Warrants” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B A (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 1 contract

Samples: Subscription Agreement (Heckmann CORP)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Co-Investment Units (and the underlying securities) during the respective “Escrow Period” for the “Founder Units” (as such terms are term is defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO Offering to be entered into by and between the Company and an escrow agent to be determined by Mellon Investor services LLC) for the Company)Co-Investment Units, except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 1 contract

Samples: Investment Units Subscription Agreement (Sapphire Industrials Corp.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities (and the underlying securities) during the "Escrow Share Period” for the “Founder Units” " (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B C (the "Securities Escrow Agreement"), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 1 contract

Samples: Subscription Agreement (Western United Financial Corp)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Insider Warrants (and the underlying securities) during the respective “Escrow Period” for the “Founder Units” (as such terms are term is defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company)) for the Insider Warrants, except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 1 contract

Samples: Subscription Agreement (Sapphire Industrials Corp.)

Limitations on Transfer. Purchaser shall not assign, hypothecate, donate, encumber or otherwise dispose of any interest in the Securities Warrants (and the underlying securitiesshares of Common Stock issuable in respect thereof) during the “Escrow Period” for the “Founder UnitsSponsors’ Warrants” (as such terms are defined in a securities escrow agreement substantially in the form attached hereto as Exhibit B (the “Securities Escrow Agreement”), dated on or about the effective date of the IPO to be entered into by and between the Company and an escrow agent to be determined by the Company), except (i) as otherwise permitted by the Securities Escrow Agreement, (ii) in compliance with applicable securities laws and (iii) in compliance with the Warrant Agreement.

Appears in 1 contract

Samples: Subscription Agreement (Heckmann CORP)

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