Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 5 contracts
Samples: One Group Mutual Funds, Westcore Trust, Westcore Trust
Limitation on Delegation. 3.1 3.1. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be thattheTransfer Agentshall onlybe responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 4 contracts
Samples: Assignment and Assumption Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust), Assignment and Assumption Agreement (RS Variable Products Trust)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder participant information.
Appears in 4 contracts
Samples: SPDR Series Trust, SPDR Index Shares Funds, Select Sector SPDR Trust
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder participant information.
Appears in 3 contracts
Samples: Fresco Index Shares Funds, State Street Master Funds, State Street Institutional Investment Trust
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Legg Mason Income Trust Inc, Funds for Institutions Series, Advisors Inner Circle Fund
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Firsthand Funds), Schroder Series Trust, Schroder Capital Funds /Delaware/
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Agency and Service Agreement (State Street Institutional Investment Trust), Client Services Agreement (State Street Institutional Investment Trust), Streettracks Series Trust
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that that, in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot ActAct other than as may be otherwise provided in this Agreement. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of and transactions in shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Lazard Funds Inc, Lazard Retirement Series Inc
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Delegation Amendment (Sa Funds Investment Trust), Agency and Service Agreement (Cornercap Group of Funds /Va/)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting delegating the delegation hereunderduties hereunder to the Transfer Agent, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Letter Agreement (Ssga Funds), Ssga Funds
