Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)
Appears in 17 contracts
Samples: Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Inc), Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Inc), Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Inc)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)only be responsible for performing the AML Procedures with respect to the ownership of, and transactions in, Shares in the Fund for which the Transfer Agent maintains the applicable Shareholder information.
Appears in 12 contracts
Samples: Master Transfer Agency and Service Agreement (Calvert Variable Products, Inc.), Agency and Service Agreement (Harris Associates Investment Trust), Transfer Agency and Service Agreement (American Beacon Funds)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)Schedule 1.2(f) - 1
Appears in 5 contracts
Samples: Agency and Service Agreement (1290 Funds), Transfer Agency and Service Agreement (Smead Funds Trust), Transfer Agency and Service Agreement (Cohen & Steers Active Commodities Strategy Fund, Inc.)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)Schedule 1.2(f) - 1
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Madison Funds), Transfer Agency and Service Agreement (Pax World Funds Series Trust Iii), Transfer Agency and Service Agreement (RidgeWorth Funds)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall Schedule 1.2(f) - 1 SCHEDULE 1.1(f)1.2(f) AML DELEGATION
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Dimensional Investment Group Inc), Transfer Agency and Service Agreement (Dimensional Emerging Markets Value Fund), Transfer Agency and Service Agreement (Dfa Investment Dimensions Group Inc)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. AdditionallySchedule 1.2(f) - 1 Exhibit (h)(2) SCHEDULE 1.2(f) AML DELEGATION Dated: December 26, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)2012
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Highland Global Allocation Fund Ii), Transfer Agency and Service Agreement (Highland Global Allocation Fund)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. AdditionallySchedule 1.2(f) - 1 Exhibit (h)(3) SCHEDULE 1.2(f) AML DELEGATION Dated: December 26, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)2012
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Highland Floating Rate Opportunities Fund Ii)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)Schedule 1.2(f)-1
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Aberdeen Funds)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall Schedule 1.2(w) - 1 SCHEDULE 1.1(f1.2(w)
Appears in 1 contract
Samples: Fees and Expenses (State Street Institutional Investment Trust)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)Schedule 1.2(w) - 1
Appears in 1 contract
Samples: Fees and Expenses (Ssga Funds)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall Schedule 1.2(f) - SCHEDULE 1.1(f1.2(f)
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Ultra Series Fund)
Limitation on Delegation. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the AML Procedures, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program or for the overall compliance by the Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall SCHEDULE 1.1(f)only be responsible for performing the AML Procedures with respect to the
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cohen & Steers Real Assets Fund, Inc.)
