Common use of Liability Information Clause in Contracts

Liability Information. Do you have professional liability coverage? Yes [ ] No [ ] Name of Carrier Policy Coverage Limits: per Occurrence Aggregate Expiration Date: Have you changed your professional liability carrier within the past ten years? ●Yes [ ] No [ ] ●If yes, please list your previous carrier(s), period(s) of coverage and policy number(s) on a separate sheet. Do you have any general liability coverage? [ ] Yes [ ] No Name of Carrier $ Coverage Limits • Are you presently involved in any malpractice suit(s)? ●Yes [ ] No [ ] • Have you ever previously been involved in a malpractice suit? ●Yes [ ] No [ ] • Has any payment been made by you, or on your behalf, as a result of a malpractice claim settlement not involving litigation, a settlement that occurred prior to a judgment involving litigation, or a settlement that was the result of a judgment involving litigation? ●Yes [ ] No [ ] ●If you answered yes to any of the above questions, please complete the following medical malpractice history form for each case in which you were involved within the past ten years which includes both new and resolved cases. If you answered yes to any of the above questions but have not been involved in any pending or settled claims within the past 10 years, so state. Please complete this section if you reported any malpractice actions on your application. If additional sheets are required, please photocopy this page prior to completion. A separate sheet should be used for each malpractice action. Name of Patient Your relationship to patient: [ ] Attending Dentist [ ] Attending Oral Surgeon [ ] Assistant Oral Surgeon [ ] Consultant [ ] Other Location of Incident: _ Date Reported: Insurance Carrier: Additional Defendants: Check appropriate box: [ ] Open [ ] Closed If closed, indicate method of closing: [ ] Dismissal [ ] Dropped [ ] Settled [ ] Judgment Amount of Settlement or Judgment: Date of Payment: - Please describe the care your rendered and treatment prescribed for the patient. Condition and diagnosis at time of incident: Dates and description of treatment rendered: Condition of patient subsequent to treatment: • Has your license to practice dentistry in any state ever been revoked, restricted, suspended, voluntarily surrendered in lieu of pending adverse action, or been made subject to probationary terms, reprimand, censure, supervision or fine? • Has your license to dispense or prescribe any narcotic ever been denied, revoked, restricted, suspended, voluntarily surrendered in lieu of pending adverse action, or been made subject to probationary terms? ●Yes [ ] No [ ] • Have you ever been the subject of an investigation into possible wrongdoing by any administrative agency (Federal, State or Local) including but not limited to Medicare, Medicaid, or CUA program authorities? ●Yes [ ] No [ ] • Have you ever been placed on probation, fined, suspended, reprimanded or censured by and Federal, State or Local agency, including but not limited to Medicare, Medicaid or CUA program authorities? ●Yes [ ] No [ ] • Have you ever been convicted for violation of law other than a traffic offense or been the subject of a criminal incident? • Have you been the subject of any Civil suit concerning professional misconduct (other than malpractice, which is addressed previously)? ●Yes [ ] No [ ] • Do you have any physical or mental health condition, treated or untreated, which in any way impairs your ability to practice to the fullest extent of your licensure and requested specialty(ies) or which in any pose a risk of harm to your patients? ●Yes [ ] No [ ] • Have you ever been the subject of any complaints concerning inappropriate sexual conduct, harassment, or exploitation? • Has disciplinary action ever been taken against you by an ethics committee, licensing board, professional association or educational, training or healthcare institution organization? ●Yes [ ] No [ ] • Have you ever had your membership in any professional, organization or association revoked, suspended, denied, or not renewed by association choice? ●Yes [ ] No [ ] • Have you ever voluntarily relinquished membership in any professional, organization or association in lieu of pending adverse action? ●Yes [ ] No [ ] • Are you currently under investigation or have you ever been convicted, suspended or assessed a civil penalty under the anti-fraud and abuse provisions of the Medicare or Medicaid programs. ●Yes [ ] No [ ] • Have you ever had or do you have any limitations or admitting, surgical or other privileges in any hospital, institution, or healthcare facility other than those listed on the third page of this application. ●Yes [ ] No [ ] • Have you ever voluntarily relinquished membership in any professional, organization or association in lieu of pending adverse action? ●Yes [ ] No [ ] • Are you currently under investigation or have you ever been convicted, suspended or assessed a civil penalty under the anti-fraud and abuse provisions of the Medicare or Medical programs.●Yes [ ] No [ ] • Have you ever had or do you have any limitations or admitting, surgical or other privileges in any hospital, institution, or healthcare facility other than those listed on the third page of this application? ●Yes [ ] No [ ] • Do you or a member of your family own, have an investment in, or otherwise have a business interest in any clinical laboratory, diagnostic center, hospital, surgi-center, or other business dealing with the provision of health services, equipment or supplies? ●Yes [ ] No [ ] ●If yes to any of the above, please provide details. Attach additional pages if necessary. [ ] PROFESSIONAL CORP. [ ] PARTNERSHIP [ ] IPA [ ] OTHER Type of Practice: Solo Single Specialty Group _ Multi Specialty Group Name of Practice Practice, Specialty (ies): Tax Identification Number Billing Names: (As indicated on IRS W-9 Form) Billing Address: (As indicated on IRS W-9 Form) City: State: (As submitted on claim form) Zip Remittance should be sent to where services are rendered? [ ] Yes [ ] No Signature: Date: The following required information checklist is provided for your convenience. (FAILURE TO INCLUDE ANY OF THE FOLLOWING DOCUMENTS MAY RESULT IN A DELAY OR INACTIVATION OF YOUR APPLICATION!!!) • A current state license/registration-signed by the applicant. • A current federal DEA registration. • A current state specific DEA or CDS registration, as required by the State in which you practice. • A current Dental malpractice face sheet which includes the applicant’s name, policy limits and limitations, the effective dates and the specialty(ies) of practice; if this is a group umbrella policy, please provide a document from the broker/carrier naming the applicant as insured. • Hospital affiliation letters. You must still complete the application section even though you furnish these letters. • Board Certification(s) (documentation with copies), if applicable. • If your are Board Eligible, please submit proof of your Board Eligibility form the Boards, or proof of completion of an approved Residency/Fellowship training program. • A curriculum vitae (CV) or resume which accounts for all training and work/practice history since graduation from your professional school with an explanation for all gaps between training periods and/or jobs. • 2 fully signed and dated agreements – See page 7. • A fully singed and dated application – See pages 7 and 8. • Academic appointments, if applicable. • Copy of professional school diploma(s). • Your TIN# (tax identification number) • Your Social Security number. I hereby authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designates to consult with hospitals, institutions, or healthcare organizations with which I have been associated and with others who may have information bearing on my professional competence, character, ethical qualifications, pending malpractice suits, judgments or settlements of a malpractice action or any finding of professional misconduct. I hereby further consent to the inspection by ▇▇▇▇-▇▇▇▇, INC. and/or its designees of all documents that in their opinion may be material to an evaluation of my professional qualifications and competence, for utilization and quality assurance purposes, and to evaluate my moral and ethical qualifications for membership. I hereby release from liability all representatives of ▇▇▇▇-▇▇▇▇, INC. and/or its designees for their acts performed in good faith and without malice in connection with evaluating my application and my credentials and qualifications, and I hereby release from any liability any and all individuals and organizations who provide information to ▇▇▇▇-▇▇▇▇, INC and/or its designees in good faith and without malice concerning my professional competence, ethics, character and other qualifications. I hereby consent to the release and exchange of information relating to any disciplinary action, suspension, or curtailment of surgical- medical privileges and any other information which may be necessary to obtain in order to fulfill statutory and regulatory requirements to ▇▇▇▇-▇▇▇▇, INC. and/or its designees or to hospitals where I may have applied for staff privileges. I hereby further authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designees to communicate to hospitals, institutions and healthcare organizations with legitimate interest therein, any information concerning my professional competence, character, ethics and conduct, as well as any other information which must be disclosed in accordance with statutes and regulatory requirements that ▇▇▇▇-▇▇▇▇, INC. and/or its designees may have to acquire, and, where such communication is made in good faith and without malice, In consent there to and agree to hold ▇▇▇▇-▇▇▇▇, INC. and its authorized representatives and/or its designees free of liability therefore. I hereby authorize my Dental Liability Insurance carrier to annually provide ▇▇▇▇-▇▇▇▇, INC. and/or its designees with a copy of my Certificate of Insurance of Professional Liability Coverage (insurance holder) and updated claims experiences. In the event of any material change in, cancellation of, or failure to renew any professional liability coverage, I request and authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designees be given immediate written notice by any professional liability carrier. I hereby release my Dental Liability Company and its representative for the provision of such information to ▇▇▇▇-▇▇▇▇, INC. and/or its designees. A photocopy of this waiver shall be as effective as the original when so presented. DATED: NAME: (Please Print Name) SIGNATURE: (No Signature Stamps Please) Form W-9 (Rev. December 2014) Department of the Treasury Internal Revenue Service PLEASE COMPLETE AND FAX BACK WITH ALL ATTACHMENTS TO ▇▇▇-▇▇▇-▇▇▇▇ See Specific Instructions on page 2. 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: 4 Exemptions (codes apply only to Individual/sole proprietor or single-member LLC C Corporation S Corporation Partnership Trust/estate certain entities, not individuals; see instructions on page 3): Exempt payee code (if any) Limited liability company. Enter the tax classification (C=C corporation, S=S corporation, P=partnership) ▶ Other (see instructions) ▶ Exemption from FATCA reporting code (if any)

Liability Information. Do you have professional liability coverage? Yes [ ] No [ ] Name of Carrier Policy Coverage Limits: per Occurrence Aggregate Expiration Date: Have you changed your professional liability carrier within the past ten years? ●Yes Yes [ ] No [ ] ●If If yes, please list your previous carrier(s), period(s) of coverage and policy number(s) on a separate sheet. Do you have any general liability coverage? [ ] Yes [ ] No Name of Carrier $ Coverage Limits • Are you presently involved in any malpractice suit(s)? ●Yes Yes [ ] No [ ] • Have you ever previously been involved in a malpractice suit? ●Yes Yes [ ] No [ ] • Has any payment been made by you, or on your behalf, as a result of a malpractice claim settlement not involving litigation, a settlement that occurred prior to a judgment involving litigation, or a settlement that was the result of a judgment involving litigation? ●Yes Yes [ ] No [ ] ●If If you answered yes to any of the above questions, please complete the following medical malpractice history form for each case in which you were involved within the past ten years which includes both new and resolved cases. If you answered yes to any of the above questions but have not been involved in any pending or settled claims within the past 10 years, so state. Please complete this section if you reported any malpractice actions on your application. If additional sheets are required, please photocopy this page prior to completion. A separate sheet should be used for each malpractice action. Name of Patient Your relationship to patient: [ ] Attending Dentist [ ] Attending Oral Surgeon [ ] Assistant Oral Surgeon [ ] Consultant [ ] Other Location of Incident: _ Date Reported: Insurance Carrier: Additional Defendants: Check appropriate box: [ ] Open [ ] Closed If closed, indicate method of closing: [ ] Dismissal [ ] Dropped [ ] Settled [ ] Judgment Amount of Settlement or Judgment: Date of Payment: - Please describe the care your rendered and treatment prescribed for the patient. Condition and diagnosis at time of incident: Dates and description of treatment rendered: Condition of patient subsequent to treatment: • Has your license to practice dentistry in any state ever been revoked, restricted, suspended, voluntarily surrendered in lieu of pending adverse action, or been made subject to probationary terms, reprimand, censure, supervision or fine? • Has your license to dispense or prescribe any narcotic ever been denied, revoked, restricted, suspended, voluntarily surrendered in lieu of pending adverse action, or been made subject to probationary terms? ●Yes Yes [ ] No [ ] • Have you ever been the subject of an investigation into possible wrongdoing by any administrative agency (Federal, State or Local) including but not limited to Medicare, Medicaid, or CUA program authorities? ●Yes Yes [ ] No [ ] • Have you ever been placed on probation, fined, suspended, reprimanded or censured by and Federal, State or Local agency, including but not limited to Medicare, Medicaid or CUA program authorities? ●Yes Yes [ ] No [ ] • Have you ever been convicted for violation of law other than a traffic offense or been the subject of a criminal incident? • Have you been the subject of any Civil suit concerning professional misconduct (other than malpractice, which is addressed previously)? ●Yes Yes [ ] No [ ] • Do you have any physical or mental health condition, treated or untreated, which in any way impairs your ability to practice to the fullest extent of your licensure and requested specialty(ies) or which in any pose a risk of harm to your patients? ●Yes Yes [ ] No [ ] • Have you ever been the subject of any complaints concerning inappropriate sexual conduct, harassment, or exploitation? • Has disciplinary action ever been taken against you by an ethics committee, licensing board, professional association or educational, training or healthcare institution organization? ●Yes Yes [ ] No [ ] • Have you ever had your membership in any professional, organization or association revoked, suspended, denied, or not renewed by association choice? ●Yes Yes [ ] No [ ] • Have you ever voluntarily relinquished membership in any professional, organization or association in lieu of pending adverse action? ●Yes Yes [ ] No [ ] • Are you currently under investigation or have you ever been convicted, suspended or assessed a civil penalty under the anti-fraud and abuse provisions of the Medicare or Medicaid programs. ●Yes Yes [ ] No [ ] • Have you ever had or do you have any limitations or admitting, surgical or other privileges in any hospital, institution, or healthcare facility other than those listed on the third page of this application. ●Yes Yes [ ] No [ ] • Have you ever voluntarily relinquished membership in any professional, organization or association in lieu of pending adverse action? ●Yes Yes [ ] No [ ] • Are you currently under investigation or have you ever been convicted, suspended or assessed a civil penalty under the anti-fraud and abuse provisions of the Medicare or Medical programs.●Yes programs.Yes [ ] No [ ] • Have you ever had or do you have any limitations or admitting, surgical or other privileges in any hospital, institution, or healthcare facility other than those listed on the third page of this application? ●Yes Yes [ ] No [ ] • Do you or a member of your family own, have an investment in, or otherwise have a business interest in any clinical laboratory, diagnostic center, hospital, surgi-center, or other business dealing with the provision of health services, equipment or supplies? ●Yes Yes [ ] No [ ] ●If If yes to any of the above, please provide details. Attach additional pages if necessary. [ ] PROFESSIONAL CORP. [ ] PARTNERSHIP [ ] IPA [ ] OTHER Type of Practice: Solo Single Specialty Group _ Multi Specialty Group Name of Practice Practice, Specialty (ies): Tax Identification Number Billing Names: (As indicated on IRS W-9 Form) Billing Address: (As indicated on IRS W-9 Form) City: State: (As submitted on claim form) Zip Remittance should be sent to where services are rendered? [ ] Yes [ ] No Signature: Date: The following required information checklist is provided for your convenience. (FAILURE TO INCLUDE ANY OF THE FOLLOWING DOCUMENTS MAY RESULT IN A DELAY OR INACTIVATION OF YOUR APPLICATION!!!) • A current state license/registration-signed by the applicant. • A current federal DEA registration. • A current state specific DEA or CDS registration, as required by the State in which you practice. • A current Dental malpractice face sheet which includes the applicant’s name, policy limits and limitations, the effective dates and the specialty(ies) of practice; if this is a group umbrella policy, please provide a document from the broker/carrier naming the applicant as insured. • Hospital affiliation letters. You must still complete the application section even though you furnish these letters. • Board Certification(s) (documentation with copies), if applicable. • If your are Board Eligible, please submit proof of your Board Eligibility form the Boards, or proof of completion of an approved Residency/Fellowship training program. • A curriculum vitae (CV) or resume which accounts for all training and work/practice history since graduation from your professional school with an explanation for all gaps between training periods and/or jobs. • 2 fully signed and dated agreements – See page 7. • A fully singed and dated application – See pages 7 and 8. • Academic appointments, if applicable. • Copy of professional school diploma(s). • Your TIN# (tax identification number) • Your Social Security number. I hereby authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designates to consult with hospitals, institutions, or healthcare organizations with which I have been associated and with others who may have information bearing on my professional competence, character, ethical qualifications, pending malpractice suits, judgments or settlements of a malpractice action or any finding of professional misconduct. I hereby further consent to the inspection by ▇▇▇▇-▇▇▇▇, INC. and/or its designees of all documents that in their opinion may be material to an evaluation of my professional qualifications and competence, for utilization and quality assurance purposes, and to evaluate my moral and ethical qualifications for membership. I hereby release from liability all representatives of ▇▇▇▇-▇▇▇▇, INC. and/or its designees for their acts performed in good faith and without malice in connection with evaluating my application and my credentials and qualifications, and I hereby release from any liability any and all individuals and organizations who provide information to ▇▇▇▇-▇▇▇▇, INC and/or its designees in good faith and without malice concerning my professional competence, ethics, character and other qualifications. I hereby consent to the release and exchange of information relating to any disciplinary action, suspension, or curtailment of surgical- medical privileges and any other information which may be necessary to obtain in order to fulfill statutory and regulatory requirements to ▇▇▇▇-▇▇▇▇, INC. and/or its designees or to hospitals where I may have applied for staff privileges. I hereby further authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designees to communicate to hospitals, institutions and healthcare organizations with legitimate interest therein, any information concerning my professional competence, character, ethics and conduct, as well as any other information which must be disclosed in accordance with statutes and regulatory requirements that ▇▇▇▇-▇▇▇▇, INC. and/or its designees may have to acquire, and, where such communication is made in good faith and without malice, In consent there to and agree to hold ▇▇▇▇-▇▇▇▇, INC. and its authorized representatives and/or its designees free of liability therefore. I hereby authorize my Dental Liability Insurance carrier to annually provide ▇▇▇▇-▇▇▇▇, INC. and/or its designees with a copy of my Certificate of Insurance of Professional Liability Coverage (insurance holder) and updated claims experiences. In the event of any material change in, cancellation of, or failure to renew any professional liability coverage, I request and authorize ▇▇▇▇-▇▇▇▇, INC. and/or its designees be given immediate written notice by any professional liability carrier. I hereby release my Dental Liability Company and its representative for the provision of such information to ▇▇▇▇-▇▇▇▇, INC. and/or its designees. A photocopy of this waiver shall be as effective as the original when so presented. DATED: NAME: (Please Print Name) SIGNATURE: (No Signature Stamps Please) Form W-9 (Rev. December 2014) Department of the Treasury Internal Revenue Service PLEASE COMPLETE AND FAX BACK WITH ALL ATTACHMENTS TO ▇▇▇-▇▇▇-▇▇▇▇ See Specific Instructions on page 2. 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: 4 Exemptions (codes apply only to Individual/sole proprietor or single-member LLC C Corporation S Corporation Partnership Trust/estate certain entities, not individuals; see instructions on page 3): Exempt payee code (if any) Limited liability company. Enter the tax classification (C=C corporation, S=S corporation, P=partnership) ▶ Other (see instructions) ▶ Exemption from FATCA reporting code (if any)