Common use of Late Trading Clause in Contracts

Late Trading. Service Provider certifies that it is, and at all times during the term of this Agreement shall be, following all relevant rules and regulations, as well as internal policies and procedures, regarding “forward pricing” and the handling of mutual fund orders on a timely basis. As evidence of its compliance, Service Provider shall:

Appears in 2 contracts

Samples: Participant Administrative Services Agreement (SBL Variable Annuity Account Xiv), Participant Administrative Services Agreement (SBL Variable Annuity Account Xiv)

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Late Trading. Service Provider certifies that it is, and at all times during the term of this Agreement shall be, following all relevant rules and regulations, as well as internal policies and procedures, regarding "forward pricing" and the handling of mutual fund orders on a timely basis. As evidence of its compliance, Service Provider shall:

Appears in 1 contract

Samples: Intermediary Services Agreement (Janus Investment Fund)

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Late Trading. Service Provider certifies that it is, and at all times during the term of this Agreement shall be, is following all relevant rules and regulations, as well as internal policies and procedures, regarding "forward pricing" and the handling of mutual fund orders on a timely basis. As evidence of its compliance, Service Provider shall:

Appears in 1 contract

Samples: Distribution Agreement (Janus Adviser Series)

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