Common use of Investment Management and Related Activities Clause in Contracts

Investment Management and Related Activities. Except as set forth on Section 4.01(bb) of the Buyer Disclosure Schedule, none of Buyer, any of the Buyer Subsidiaries or Buyer’s or the Buyer Subsidiaries’ respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Investment Management and Related Activities. Except as set forth on Section 4.01(bb3.01(hh) of the Buyer Seller Disclosure Schedule, none of BuyerSeller, any of the Buyer Seller Subsidiaries or BuyerSeller’s or the Buyer Seller Subsidiaries’ respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Investment Management and Related Activities. (a) Except as set forth on in Section 4.01(bb4.26(a) of the Buyer Seller Disclosure Schedule, none of Buyerthe Seller, any of the Buyer Subsidiaries or Buyer’s its subsidiaries or the Buyer Subsidiaries’ respective Seller's or its subsidiaries' directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or broker, dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Investment Management and Related Activities. Except as set forth on Section 4.01(bbSchedule 3.01(ii) of the Buyer Seller Disclosure Schedule, none of Buyerthe Seller, any of the Buyer Seller Subsidiaries or Buyerthe Seller’s or the Buyer Seller Subsidiaries’ respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Investment Management and Related Activities. Except as set forth on Section 4.01(bb) Schedule 2.25 of the Buyer Seller Disclosure Schedule, none of BuyerSeller, any of the Buyer its Subsidiaries or BuyerSeller’s or the Buyer its Subsidiaries’ respective directors, officers or employees is required by any Legal Requirements to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.