Common use of Investment Management and Related Activities Clause in Contracts

Investment Management and Related Activities. None of Company, any of its Subsidiaries or Company’s or its Subsidiaries’ employees is required to be registered, licensed, or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Independent Bank Corp), Agreement and Plan of Merger (Independent Bank Corp), Agreement and Plan of Merger (Cambridge Bancorp)

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Investment Management and Related Activities. None of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed, licensed or authorized under the Laws laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Camden National Corp), Agreement and Plan of Merger (Union Bankshares Co/Me)

Investment Management and Related Activities. None of CompanyBuyer, any of its Subsidiaries or CompanyBuyer’s or its Subsidiaries’ employees is required to be registered, licensed, or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Cambridge Bancorp), Agreement and Plan of Merger (Eastern Bankshares, Inc.)

Investment Management and Related Activities. None of Company, any of its Subsidiaries or Company’s or its Subsidiaries’ directors, officers, or employees is required to be registered, licensed, or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Independent Bank Corp)

Investment Management and Related Activities. None of Companythe Company or the Bank or their respective directors, any of its Subsidiaries officers or Company’s or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws laws or regulations issued by any Governmental Authority Entity, as an investment adviser, a broker or broker, dealer, an insurance salesperson or agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental AuthorityEntity.

Appears in 1 contract

Samples: Stock Purchase Agreement (FNB Bancorp/Ca/)

Investment Management and Related Activities. None of Company, any of its Subsidiaries or Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed, licensed or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Independent Bank Corp)

Investment Management and Related Activities. None of Company, any Company Subsidiary or any of its Subsidiaries their respective directors, officers or Company’s or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws issued by of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Bank of the Carolinas CORP)

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Investment Management and Related Activities. None of Company, any of the Company or its Subsidiaries or Company’s their respective directors, officers or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws laws or regulations issued by any Governmental Authority Entity, as an investment adviser, a broker or broker, dealer, an insurance salesperson or agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental AuthorityEntity.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ucbh Holdings Inc)

Investment Management and Related Activities. None of the Company, any of its Subsidiaries or Company’s their respective directors, officers or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Massbank Corp)

Investment Management and Related Activities. None of the Company or the Company, any of its ’s Subsidiaries or Company’s their respective directors, officers or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws laws or regulations issued by any Governmental Authority Entity, as an investment adviser, a broker or broker, dealer, an insurance salesperson or agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental AuthorityEntity.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ucbh Holdings Inc)

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