Investment Company Act of 1940. The Company is not subject to registration or regulation under the Investment Company Act of 1940, as amended.
Appears in 48 contracts
Samples: Terms Agreement (Wells Fargo & Company/Mn), Terms Agreement (Wells Fargo & Company/Mn), Underwriting Agreement (Wells Fargo & Company/Mn)
Investment Company Act of 1940. The Company is not subject required to registration or regulation be registered as an “investment company” under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”).
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Home Loan Servicing Solutions, Ltd.), Agreement and Plan of Merger (New Residential Investment Corp.)
Investment Company Act of 1940. The Company is not subject to registration or regulation as an "investment company" under the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Underwriting Agreement (Midcoast Energy Resources Inc)
