Common use of Instructions to Investor Clause in Contracts

Instructions to Investor. In consideration of our carrying a Cash Account or Margin Account for the undersigned, in the form and names listed on the Account Application, you have executed Royal Alliance’s standard form of agreement for such account (the Joint Account) and jointly and severally agree that each of you shall have authority on behalf of the Joint Account to buy, sell (including short sales) and otherwise deal in stocks, bonds, listed options and other securities on margin or otherwise; to receive on behalf of the Joint Account demands, notices, confirmations, reports, statements of account and communications of every kind; to receive on behalf of the Joint Account money, securities and property of every kind and to dispose of same; to make on behalf of the Joint Account agreements relating to any of the foregoing matters and to terminate or modify same or waive any of the provisions thereof; and generally to deal with Royal Alliance on behalf of the Joint Account as fully and completely as if each of you alone were interest in said account, all without notice to the other or others interested in said account. Royal Alliance is authorized but not required to follow the instructions of any of the undersigned in every respect concerning the said Joint Account with Royal Alliance and to make deliveries to any of the undersigned, or upon his/her instructions, of any or all securities in said Joint Account, and to make payments to any of the undersigned, or upon his/her order, of any or all monies at any time or from time to time in the said Joint Account as he/she may order and direct, even if such deliveries and/or payments shall be made to him/her personally, and not for the Joint Account of the undersigned. In the event of any such delivers of securities or payments of monies to any of the undersigned as aforesaid, Royal Alliance shall be under no duty or obligation to inquiries into the purpose or propriety of any such demand for delivery or securities or payment of monies, and Royal Alliance shall not be bound to see the application or disposition of the said securities and/or monies so delivered or paid to any of the undersigned or upon his/her order. The authority hereby conferred shall remain in force until written notice of the revocation addressed to Royal Alliance is delivered at our main office. This agreement shall inure to the benefit of the successors of Royal Alliance, whether by merger, consolidation or otherwise, and assigns. It is the express intention of the undersigned that ownership of this account be vested in them as Joint Tenants with rights of survivorship and not as tenants in common or as tenants by the entirety. In the event of the death of either or any of the undersigned, the entire interest the Joint Account shall be vested in the survivor or survivors on the same terms and conditions as theretofore held, without in any manner releasing the undersigned or their estates from the liability provided for in this agreement.

Instructions to Investor. In consideration of our carrying a Cash Account or Margin Account for the undersigned, in the form and names listed on the Account Application, you have executed Royal Alliance’s standard form of agreement for such account (the Joint Account) and jointly and severally agree that each of you shall have authority on behalf of the Joint Account to buy, sell (including short sales) and otherwise deal in stocks, bonds, listed options and other securities on margin or otherwise; to receive on behalf of the Joint Account demands, notices, confirmations, reports, statements of account and communications of every kind; to receive on behalf of the Joint Account money, securities and property of every kind and to dispose of same; to make on behalf of the Joint Account agreements relating to any of the foregoing matters and to terminate or modify same or waive any of the provisions thereof; and generally to deal with Royal Alliance and/or NFS on behalf of the Joint Account as fully and completely as if each of you alone were interest interested in said account, all without notice to the other or others interested in said account. Royal Alliance and/or NFS is authorized but not required to follow the instructions of any of the undersigned in every respect concerning the said Joint Account with Royal Alliance and/or NFS and to make deliveries to any of the undersigned, or upon his/her instructions, of any or all securities in said Joint Account, and to make payments to any of the undersigned, or upon his/her order, of any or all monies at any time or from time to time in the said Joint Account as he/she may order and direct, even if such deliveries and/or payments shall be made to him/her personally, and not for the Joint Account of the undersigned. In the event of any such delivers deliveries of securities or payments of monies to any of the undersigned as aforesaid, Royal Alliance and/or NFS shall be under no duty or obligation to inquiries into the purpose or propriety of any such demand for delivery or securities or payment of monies, and Royal Alliance and/or NFS shall not be bound to see the application or disposition of the said securities and/or monies so delivered or paid to any of the undersigned or upon his/her order. The authority hereby conferred shall remain in force until written notice of the revocation addressed to Royal Alliance is delivered at our main office. This agreement shall inure to the benefit of the successors of Royal AllianceAlliance and/or NFS, whether by merger, consolidation or otherwise, and assigns. It is the express intention of the undersigned that ownership of this account be vested in them as Joint Tenants with rights of survivorship and not as tenants in common or as tenants by the entirety. In the event of the death of either or any of the undersigned, the entire interest the Joint Account shall be vested in the survivor or survivors on the same terms and conditions as theretofore held, without in any manner releasing the undersigned or their estates from the liability provided for in this agreement. 1 This does not create an implied agreement to continuously monitor your account, but rather, your Financial Professional may, from time to time, voluntarily reviewthe holdings in your account for the purposes of determining whether to provide a recommendation.

Instructions to Investor. In consideration of our carrying a Cash Account or Margin Account for the undersigned, in the form and names listed on the Account Application, you have executed Royal AllianceWoodbury Financial’s standard form of agreement for such account (the Joint Account) and jointly and severally agree that each of you shall have authority on behalf of the Joint Account to buy, sell (including short sales) and otherwise deal in stocks, bonds, listed options and other securities on margin or otherwise; to receive on behalf of the Joint Account demands, notices, confirmations, reports, statements of account and communications of every kind; to receive on behalf of the Joint Account money, securities and property of every kind and to dispose of same; to make on behalf of the Joint Account agreements relating to any of the foregoing matters and to terminate or modify same or waive any of the provisions thereof; and generally to deal with Royal Alliance Woodbury Financial on behalf of the Joint Account as fully and completely as if each of you alone were interest in said account, all without notice to the other or others interested in said account. Royal Alliance Woodbury Financial is authorized but not required to follow the instructions of any of the undersigned in every respect concerning the said Joint Account with Royal Alliance Woodbury Financial and to make deliveries to any of the undersigned, or upon his/her instructions, of any or all securities in said Joint Account, and to make payments to any of the undersigned, or upon his/her order, of any or all monies at any time or from time to time in the said Joint Account as he/she may order and direct, even if such deliveries and/or payments shall be made to him/her personally, and not for the Joint Account of the undersigned. In the event of any such delivers of securities or payments of monies to any of the undersigned as aforesaid, Royal Alliance Woodbury Financial shall be under no duty or obligation to inquiries into the purpose or propriety of any such demand for delivery or securities or payment of monies, and Royal Alliance Woodbury Financial shall not be bound to see the application or disposition of the said securities and/or monies so delivered or paid to any of the undersigned or upon his/her order. The authority hereby conferred shall remain in force until written notice of the revocation addressed to Royal Alliance Woodbury Financial is delivered at our main office. This agreement shall inure to the benefit of the successors of Royal AllianceWoodbury Financial, whether by merger, consolidation or otherwise, and assigns. It is the express intention of the undersigned that ownership of this account be vested in them as Joint Tenants with rights of survivorship and not as tenants in common or as tenants by the entirety. In the event of the death of either or any of the undersigned, the entire interest the Joint Account shall be vested in the survivor or survivors on the same terms and conditions as theretofore held, without in any manner releasing the undersigned or their estates from the liability provided for in this agreement.

Instructions to Investor. In consideration of our carrying a Cash Account or Margin Account for the undersigned, in the form and names listed on the Account Application, you have executed Royal Alliance’s standard form of agreement for such account (the Joint Account) and jointly and severally agree that each of you shall have authority on behalf of the Joint Account to buy, sell (including short sales) and otherwise deal in stocks, bonds, listed options and other securities on margin or otherwise; to receive on behalf of the Joint Account demands, notices, confirmations, reports, statements of account and communications of every kind; to receive on behalf of the Joint Account money, securities and property of every kind and to dispose of same; to make on behalf of the Joint Account agreements relating to any of the foregoing matters and to terminate or modify same or waive any of the provisions thereof; and generally to deal with Royal Alliance and/or NFS on behalf of the Joint Account as fully and completely as if each of you alone were interest interested in said account, all without notice to the other or others interested in said account. Royal Alliance and/or NFS is authorized but not required to follow the instructions of any of the undersigned in every respect concerning the said Joint Account with Royal Alliance and/or NFS and to make deliveries to any of the undersigned, or upon his/her instructions, of any or all securities in said Joint Account, and to make payments to any of the undersigned, or upon his/her order, of any or all monies at any time or from time to time in the said Joint Account as he/she may order and direct, even if such deliveries and/or payments shall be made to him/her personally, and not for the Joint Account of the undersigned. In the event of any such delivers deliveries of securities or payments of monies to any of the undersigned as aforesaid, Royal Alliance and/or NFS shall be under no duty or obligation to inquiries into the purpose or propriety of any such demand for delivery or securities or payment of monies, and Royal Alliance and/or NFS shall not be bound to see the application or disposition of the said securities and/or monies so delivered or paid to any of the undersigned or upon his/her order. The authority hereby conferred shall remain in force until written notice of the revocation addressed to Royal Alliance is delivered at our main office. This agreement shall inure to the benefit of the successors of Royal AllianceAlliance and/or NFS, whether by merger, consolidation or otherwise, and assigns. It is the express intention of the undersigned that ownership of this account be vested in them as Joint Tenants with rights of survivorship and not as tenants in common or as tenants by the entirety. In the event of the death of either or any of the undersigned, the entire interest the Joint Account shall be vested in the survivor or survivors on the same terms and conditions as theretofore held, without in any manner releasing the undersigned or their estates from the liability provided for in this agreement.