Information Regarding Holders Clause Samples
The "Information Regarding Holders" clause requires parties to provide or maintain accurate and up-to-date information about the individuals or entities that hold interests, rights, or securities under the agreement. Typically, this clause outlines what specific information must be collected—such as names, contact details, or ownership percentages—and may require timely updates if any changes occur. Its core function is to ensure transparency and facilitate effective communication or compliance by keeping all relevant parties informed about who the current holders are.
Information Regarding Holders. Each Holder shall furnish to the Company and any applicable underwriter such information regarding such Holder and the distribution proposed by such Holder as the Company or such underwriter may request in writing and as shall be required in connection the registration referred to in this Agreement.
Information Regarding Holders. For purposes of taking or recognizing any direction from the Holders of a given percentage of the Current Certificate Balance of any Class, the Administrator may conclusively rely (i) in the case of the Class A Certificates, on written information received from DTC or its nominee while the Class A Certificates are held in book-entry only form through the facilities of DTC, and (ii) in the case of Class B Certificates, on a written certification received from the Sponsor.
Information Regarding Holders. A Holder of Registrable Securities included in a Warrant Shelf Registration Statement shall provide all information with respect to itself, its plan of distribution and related matters as required by Item 507 or 508 of the Regulation S-K, as applicable, of the Securities Act and requested by the Company in order to effect the registration and disposition of such Registrable Securities pursuant to such Shelf Registration Statement and such additional information required to be disclosed in order to make the information previously furnished to the Company not materially misleading.
Information Regarding Holders. A Holder of Registrable ----------------------------- Securities included in a Shelf Registration Statement shall provide all information with respect to itself, its plan of distribution and related matters as may be reasonably requested by the Company in order to effect the registration and disposition of such Registrable Securities pursuant to such Shelf Registration Statement. If a Holder has not executed a counterpart to this Agreement, the Company may, if it so elects, condition inclusion of such Holder's Registrable Securities in the Shelf Registration Statement upon receipt of such a counterpart.
Information Regarding Holders. The Company may require each Holder of Securities to be sold pursuant to the Shelf Registration Statement or Resale Registration Statement to furnish to the Company such information regarding the Holder and the distribution of the Securities as the Company may from time to time reasonably require for inclusion in the such Registration Statement, and the Company may exclude from such registration the Securities
Information Regarding Holders. OF SENIOR NOTES; STATUS OF AND CHANGE IN BANK.
(a) The Issuer covenants to provide any Secured Party at any time with current information regarding the names and addresses of Holders (as defined in the Senior Notes) of the Senior Notes and the aggregate outstanding amount of the Senior Notes.
(b) The Issuer represents and warrants to each Secured Party that the Bank is not, and covenants that the Bank at all times will not be, an "Affiliate" of the Issuer, as such term is defined in Rule 405 under the Securities Act of 1933, as amended. The Issuer covenants not to change the depository institution which functions as agent on behalf of the Secured Parties pursuant to this Agreement (as defined in Section 3(a)(i) hereof) without providing the Secured Parties with not less than 15 Business Days' notice of such change and an opinion of counsel to the Issuer to the effect that (i) the Bank is not an Affiliate of the Issuer and (ii) the Secured Parties will continue to have a perfected and valid first-priority interest in and to the Collateral after any such change.