Ineligible Persons. Neither the Company, nor any "associated person" (as defined in the Advisers Act) thereof, is subject to any disqualification under the provisions of Section 203(e) of the Advisers Act or is ineligible to serve as an investment adviser or as an associated person to a registered investment adviser.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Affiliated Managers Group Inc), Stock Purchase Agreement (Affiliated Managers Group Inc)
Ineligible Persons. Neither the Company, Buyer nor any "associated person" (as defined in the Advisers Act) thereof, thereof is subject to any disqualification under the provisions provision of Section 203(e) of the Advisers Act or is otherwise ineligible to serve as an investment adviser or as an associated person to a registered investment adviser.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Affiliated Managers Group Inc), Stock Purchase Agreement (Affiliated Managers Group Inc)
Ineligible Persons. Neither the Company, Company nor any "associated person" (as defined in the Advisers Act) thereof, thereof is subject ineligible pursuant to any disqualification under the provisions of Section 203(e) 203 of the Advisers Act or is ineligible Section 15(b) of the Exchange Act to serve as an a registered investment adviser or broker-dealer or as an associated person to of a registered investment adviseradviser or broker-dealer.
Appears in 1 contract
Sources: Stock Purchase Agreement (First Ipswich Bancorp /Ma)
Ineligible Persons. Neither None of the Company, nor Company or any "person associated personwith an investment adviser" (as defined in the Advisers Act) thereof, of the Company is subject ineligible pursuant to any disqualification under the provisions of Section 203(e) of the Advisers Act or is ineligible to serve as an a registered investment adviser or as an associated person to of a registered investment adviser.
Appears in 1 contract