Ineligible Issuer Status. At the time of filing the Registration Statement and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined under Rule 405 under the Securities Act.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Nuwellis, Inc.), Underwriting Agreement (Statera Biopharma, Inc.), Underwriting Agreement (Innovation Beverage Group LTD)
Ineligible Issuer Status. (i) At the time of the initial filing of the Initial Registration Statement and (ii) at the date hereofof this Agreement, the Company was not and is not an “ineligible issuer,” as defined under in Rule 405 under the Securities Act405.
Appears in 38 contracts
Samples: Underwriting Agreement (Mammoth Energy Services, Inc.), Underwriting Agreement (Desert Peak Minerals Inc.), Underwriting Agreement (Diamondback Energy, Inc.)
Ineligible Issuer Status. At the time of filing the Registration Statement and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined under Rule 405 under the Securities Act.
Appears in 18 contracts
Samples: Underwriting Agreement (Lafayette Energy Corp.), Underwriting Agreement (AppTech Payments Corp.), Underwriting Agreement (Grom Social Enterprises, Inc.)
Ineligible Issuer Status. (A) At the time of the initial filing of the Registration Statement and (B) at the date hereofof this Agreement, the Company was not and is not an “ineligible issuer,” as defined under in Rule 405 under the Securities Act405.
Appears in 9 contracts
Samples: Underwriting Agreement (Ellington Financial Inc.), Underwriting Agreement (Ellington Financial Inc.), Underwriting Agreement (Ellington Financial Inc.)
Ineligible Issuer Status. (i) At the time of the initial filing of the Registration Statement and (ii) at the date hereofof this Agreement, the Company was not and is not an “ineligible issuer,” as defined under in Rule 405 under the Securities Act405.
Appears in 8 contracts
Samples: Underwriting Agreement (Mammoth Energy Services, Inc.), Underwriting Agreement (Parsley Energy, Inc.), Underwriting Agreement (Parsley Energy, Inc.)
Ineligible Issuer Status. At the time of filing the Registration Statement and at as of the date hereof, the Company was not and is not an “ineligible issuer,” (as defined under in Rule 405 under the 1933 Act, without taking into account any determination by the SEC pursuant to Rule 405 under the 1933 Act that it is not necessary that the Company be considered an ineligible issuer), including, without limitation, for purposes of Rules 164 and 433 under the 1933 Act with respect to the offering of the Securities Actas contemplated by the Registration Statement.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Taronis Technologies, Inc.), Securities Purchase Agreement (Taronis Technologies, Inc.), Securities Purchase Agreement (Taronis Technologies, Inc.)
Ineligible Issuer Status. At the time of filing the Registration Statement and at the date hereof, the The Company was not and is not an “ineligible issuer,” issuer as defined under in Rule 405 under the Securities ActAct at the times specified in Rules 164 and 433 under the Securities Act in connection with the offering of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (Global Medical REIT Inc.), Management Agreement (Global Medical REIT Inc.)
Ineligible Issuer Status. At the time of filing the Initial Registration Statement and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined under Rule 405 under the Securities Act.;
Appears in 2 contracts
Samples: Underwriting Agreement (KE Holdings Inc.), KE Holdings Inc.
Ineligible Issuer Status. At the time of filing the Registration Statement and at as of the date hereof, the Company was not and is not an “"ineligible issuer,” " (as defined under in Rule 405 under the 1933 Act, without taking into account any determination by the SEC pursuant to Rule 405 under the 1933 Act that it is not necessary that the Company be considered an ineligible issuer), including, without limitation, for purposes of Rules 164 and 433 under the 1933 Act with respect to the offering of the Securities Actas contemplated by the Registration Statement.
Appears in 1 contract
Ineligible Issuer Status. At the time of filing the Registration Statement and at the date hereof, the Company was not and is not an “"ineligible issuer,” " as defined under Rule 405 under the Securities Act.
Appears in 1 contract
Ineligible Issuer Status. At the time of the initial filing of the Initial Registration Statement and at the date hereofof this Agreement, the Company was not and is not an “ineligible issuer,” as defined under in Rule 405 under the Securities Act405.
Appears in 1 contract
Samples: Underwriting Agreement (Diamond Resorts International, Inc.)
Ineligible Issuer Status. At the time of filing the Initial Registration Statement and at the date hereofany post-effective amendment thereto, the Company was not and is not an “ineligible issuer,” as defined under Rule 405 under the Securities Act.;
Appears in 1 contract
Samples: iQIYI, Inc.
