Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 5 contracts

Samples: Securities Purchase Agreement (Central Valley Community Bancorp), Securities Purchase Agreement, Securities Purchase Agreement (Eagle Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 3 contracts

Samples: Securities Purchase Agreement (Emclaire Financial Corp), Securities Purchase Agreement (New Hampshire Thrift Bancshares Inc), Assignment and Assumption Agreement (Mid Penn Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 3 contracts

Samples: Securities Purchase Agreement (DNB Financial Corp /Pa/), Securities Purchase Agreement (First Robinson Financial Corp), Securities Purchase Agreement (First Savings Financial Group Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 (Subchapter S Corporation) Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §~~5.12~~ 7.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d)~~ Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §~~1.3(i~~1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §~~1.3(h~~1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) ~~Holders~~ Holder Xxxxx X, §0 Holding Company Senior Security General T&C, §~~4.4(a~~5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B, §1 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §~~1.3(j~~1.3(i) ~~Treasury Cover Page Junior Stock Annex B, §1~~ knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §~~1.3(l~~1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §~~1.3(l~~1.3(k) officers Annex B, §1 ~~Parity Stock Annex B~~Oversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 ~~Preferred Shares Annex B, §1 Preferred Stock Annex B, §1~~ Previously Acquired ~~Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock~~ Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) (Subchapter S Corporation) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) S-Corp General T&C, §2.28(a) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 3 contracts

Samples: Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx~~ Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve ~~Xxxxx~~ Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares ~~Xxxxx~~ Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA ~~Xxxxx~~ Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 2 contracts

Samples: Securities Purchase Agreement (Bankwell Financial Group, Inc.), Securities Purchase Agreement (Provident Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 2 contracts

Samples: Securities Purchase Agreement (Stewardship Financial Corp), Securities Purchase Agreement (ServisFirst Bancshares, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 2 contracts

Samples: Securities Purchase Agreement (Community Bank Shares of Indiana Inc), Securities Purchase Agreement (First Northern Community Bancorp)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Page4 Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s ~~knowledge~~ knowledgeAnnex Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Page5 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Midsouth Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx X, §0~~ CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Sunshine Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §~~5.12~~ 7.12 Call Report Annex B, §1 Capital Interests General T&C, §2.2 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d)~~ Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 ~~Common Stock General T&C, §2.2~~ Company Cover Page Company Financial Statements General T&C, §~~1.3(i~~1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §~~1.3(h~~1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Extraordinary Dividends General T&C, §5.12(b)(ii) Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) ~~Holders~~ Holder Annex B §1 Holding Company Senior Security General T&C, §~~4.4(a~~5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §~~1.3(j~~1.3(i) ~~Treasury Cover Page Junior Stock Annex B, §1~~ knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §~~1.3(l~~1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §~~1.3(l~~1.3(k) Members Annex B officers Annex B, §1 ~~Parity Stock Annex B~~Oversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 ~~Preferred Shares Annex B, §1 Preferred Stock Annex B, §1~~ Previously Acquired ~~Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock~~ Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Xxxxx X, §0 Tax Exempt Annex F Transaction Documents Annex B, §1 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §§ 1.3(d) Charter General T&C, §§ 1.3(d) Closing General T&C, §§ 1.2(a) Closing Date General T&C, §§ 1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §§ 1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §§ 1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §~~1.3(l~~1.3(1) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §~~1.3(l~~1.3(1) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §~~1.1(a~~1.1 (a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (First Pactrust Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: SBLF0278 Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Page 5 SBLF0278 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (First Pactrust Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d)~~ Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Statement of Designations General T&C, §1.3(d) Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Encore Bancshares Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) ~~officers~~ Officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Highlands Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: SBLF 0530 [Execution Copy] Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx~~ Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve ~~Xxxxx~~ Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 SBLF 0530 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares ~~Xxxxx~~ Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA ~~Xxxxx~~ Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Select Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §~~5.8~~ 7.8 business day General T&C, §~~5.12~~ 7.12 Call Report Annex B, §1 Capital Interests General T&C, §2.2 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d)~~ Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 ~~Common Stock General T&C, §2.2~~ Company Cover Page Company Financial Statements General T&C, §~~1.3(i~~1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §~~1.3(h~~1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Extraordinary Dividends General T&C, §5.12(b)(ii) Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) ~~Holders~~ Holder Annex B §1 Holding Company Senior Security General T&C, §~~4.4(a~~5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §~~1.3(j~~1.3(i) ~~Treasury Cover Page Junior Stock Annex B, §1~~ knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §~~1.3(l~~1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §~~1.3(l~~1.3(k) Members Annex B officers Annex B, §1 ~~Parity Stock Annex B~~Oversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 ~~Preferred Shares Annex B, §1 Preferred Stock Annex B, §1~~ Previously Acquired ~~Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock~~ Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Xxxxx X, §0 Tax Exempt Annex F Transaction Documents Annex B, §1 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: (Bank/Thrift) Execution Copy Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) (Bank/Thrift) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (QCR Holdings Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 ~~business~~ Business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Origin Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 ~~business~~ Business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) ~~control~~Control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 ~~knowledge~~ Knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) ~~officers~~ Officers Annex B, §1 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Codorus Valley Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s 's knowledge ~~Annex B~~Xxxxx X, §1 0 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Fund Securities Purchase Agreement (Heartland Financial Usa Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx~~ Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares ~~Xxxxx~~ Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Axxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA ~~Xxxxx~~ Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Axxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Citizens South Banking Corp)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) 6/13/2011 Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) 6/13/2011 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (First California Financial Group, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Annex B §1 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Tri County Financial Corp /Md/)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 ~~knowledge~~ Knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) ~~officers~~ Officers Annex B, §1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Birmingham Bloomfield Bancshares)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Avenue Financial Holdings, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx~~ Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve ~~Xxxxx~~ Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares ~~Xxxxx~~ Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA ~~Xxxxx~~ Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Simmons First National Corp)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) SBLF Participant No. 0430 Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Ameriserv Financial Inc /Pa/)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d)~~ Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Statement of Designations General T&C, §1.3(d) Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Veritex Holdings, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Central Bancorp Inc /Ma/)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page ~~Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1~~ Bank Holding Company ~~Annex B~~General T&C, §1 2.3(b) Bankruptcy Exceptions General T&C, §~~2.5(a)~~ 2.4 Board of Directors General T&C, §~~2.6~~ 2.9(b) Business Combination General T&C, §~~5.8~~ 7.8 business day General T&C, §~~5.12 Call Report~~ 7.12 Bylaws Annex B, §1 Capitalization Date General T&C, §2.2 ~~CDCI Annex B, §1 Certificate of Designation~~ CDFI General T&C, §~~1.3(d~~2.3(a) ~~Charter~~ CDFI Fund General T&C, §~~1.3(d~~2.3(a) CDFI Regulations General T&C, §2.3(a) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §~~5.1(a)(i~~7.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §~~1.3(i~~1.3(h)(ii) Company Material Adverse Effect Annex B, §1 Company Parent General T&C, §2.15(b)(ii) Company Reports General T&C, §~~2.9~~ 2.9(a) Company ~~Subsidiary; Company Subsidiaries General T&C~~Subsidiary Annex B, §~~2.5(b)~~ 1 Consolidated Affiliates Annex B, §1 control; controlled by; under common control ~~with~~ with; Xxxxx X, §0 ~~CPP Annex B~~Controlled Group General T&C, § 2.14 Determination Letter General T&C, §1 2.15(b) Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §~~1.3(h~~1.3(g) EQ2 Security(ies) Annex B, §1 EQ2 Securities Register General T&C, §5.6(a) Equity Equivalent Annex B, §1 ERISA General T&C, §2.14 Event of Default General T&C, §4.1 Exchange Act General T&C, §~~4.3 Federal Reserve~~ 5.6(f) Executive Xxxxxxxx Xxxxx X, §0 XXXX Xxxxx X, §0 General Terms and Conditions Annex B, §1 Governmental Entities General T&C, §1.3(a) Holders ~~General T&C~~Annex B, §~~4.4(a)~~ 1 Indebtedness Annex B, §1 Indemnitee General T&C, §~~4.4(b)~~ 5.9 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior ~~Stock~~ Equity Equivalent Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 ~~Matching Private Investment~~ Majority Holders General T&C, §~~1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l)~~ 4.3 officers Annex B, §1 ~~Parity Stock Annex B~~Oversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 ~~Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1~~ Previously Disclosed Annex B, §1 ~~Prior Program General T&C, §1.2(c)~~ Proprietary Rights General T&C, §~~2.21~~ 2.20 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §~~1.1(a) Regulatory Agreement~~ 1.1 Quarterly Supplemental Report General T&C, §~~2.19~~ 3.1(d)(i) Redemption Date General T&C, §5.11(a) Related Party General T&C, §~~2.25 Repayment Document~~ 2.23 Ruling General T&C, §~~1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B~~2.15(b) Savings and Loan Holding Company ~~Annex B~~General T&C, §1 2.3(b) SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 ~~Signing Date Cover Page subsidiary~~ Senior Indebtedness Annex B, §1 ~~Quarterly Supplemental Report General T&C, §3.1(d)(i)~~ Signing Date Cover Page Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §~~4.3~~5.6(f) Treasury Cover Page ANNEX C GENERAL TERMS AND CONDITIONS CONTENTS OF GENERAL TERMS AND CONDITIONS Page ARTICLE I PURCHASE; CLOSING 4

Appears in 1 contract

Samples: Securities Purchase Agreement

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §§ 1.2(b)(ii)(E) Residual Amount General T&C, §§ 1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (First NBC Bank Holding Co)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: (Bank/Thrift) [Execution Copy] Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with ~~Xxxxx~~ Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) (Bank/Thrift) [Execution Copy] officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares ~~Xxxxx~~ Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Axxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA ~~Xxxxx~~ Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Axxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Howard Bancorp Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Annex B (Definitions) Term Location of Definition Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 Annex B (Definitions) Term Location of Definition SBJA ~~Xxxxx X~~Annex B, §0 1 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Horizon Bancorp /In/)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §~~5.12~~ 7.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d)~~ Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §~~1.3(i~~1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §~~1.3(h~~1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) ~~Holders~~ Holder Xxxxx X, §0 Holding Company Senior Security General T&C, §~~4.4(a~~5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B, §1 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §~~1.3(j~~1.3(i) ~~Treasury Cover Page Junior Stock Annex B, §1~~ knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §~~1.3(l~~1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §~~1.3(l~~1.3(k) officers Annex B, §1 ~~Parity Stock Annex B~~Oversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 ~~Preferred Shares Annex B, §1 Preferred Stock Annex B, §1~~ Previously Acquired ~~Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock~~ Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) S-Corp General T&C, §2.28(a) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge ~~Annex B~~AnnexB, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (SBT Bancorp, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s ~~knowledge Annex~~ knowledgeAnnex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page ANNEX C GENERAL TERMS AND CONDITIONS CONTENTS OF GENERAL TERMS AND CONDITIONS ARTICLE I PURCHASE; CLOSING

Appears in 1 contract

Samples: Securities Purchase Agreement (First Guaranty Bancshares, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §~~5.1(a)(i~~5.1(a) (i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Plainscapital Corp)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §§ 1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (WashingtonFirst Bankshares, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 ~~Certificate~~ Statement of ~~Designation~~ Designations General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §~~5.1(a)(i~~5.l(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §~~1.3(l~~1.3(1) Matching Private Investment-Supported Annex B, § §1 Matching Private Investors General ~~T&C~~T &C, §~~1.3(l~~1.3(1) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Assignment and Assumption Agreement (Independent Bank Group, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Annex B (Definitions) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Annex B (Definitions)

Appears in 1 contract

Samples: Securities Purchase Agreement (Nicolet Bankshares Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: (Bank/Thrift) Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) (Bank/Thrift) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (Bank of Commerce Holdings)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) SBLF0523 (Bank/Thrift) Term Location of ~~Term~~ Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 Annex B (Definitions) SBLF0523 (Bank/Thrift) knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Securities Purchase Agreement (First Merchants Corp)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve ~~Xxxxx X~~Annex B, §~~0 XXXX Xxxxx X~~1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) ~~Treasury Cover Page~~ Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Xxxxx X, §0 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page ~~subsidiary~~ Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes ~~Annex B~~Xxxxx X, §1 0 Transfer General T&C, §~~4.3~~4.3 Treasury Cover Page

Appears in 1 contract

Samples: Assignment and Assumption Agreement (Veritex Holdings, Inc.)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) SBLF0308 Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) SBLF0308 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (Mutualfirst Financial Inc)

Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program ~~General T&C~~Annex B, §~~1.2(c)~~ 1 Proprietary Rights General T&C, §~~2.21~~ 2.211 Purchase Annex B, §1 Purchase Price General T&C, §~~1.1(a)~~ 1.1 Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3

Appears in 1 contract

Samples: Securities Purchase Agreement (First Bancorp /Nc/)

Common use of Index of Definitions Clause in Contracts