Implementation of Recommendations. Should the recommendation be to transfer, we will discuss the actions we need to take, including completion of all forms, liaising with trustees, securing values, setting-up the receiving scheme, fund profiles and any payments out of capital or income. Insuring the advice under FCA rules and implementing any ongoing service plan. An implementation fee is charged as per our fee schedule for Stage 2. We will need to have obtained at the interview stage, sufficient information from you in order to determine your objectives, goals and understanding of the underlying risks associated with safeguarded defined benefit transfers. Our personal recommendation, which will be confirmed in writing will cover these areas. You agree that a copy of your Personal Fact-Find Questionnaire and recommendation report may be passed to your introducing adviser, if requested.
Appears in 2 contracts
Sources: Client Agreement, Client Agreement