Good Delivery. Except for any declared short sale, the Client will not order any sale or other disposition of any Securities not owned by the Client or of which the Client will be unable to make delivery in acceptable delivery form on or before the applicable settlement date for that Transaction all in accordance with the applicable rules and regulations. Whenever the Client orders a short sale, the Client will declare it as a short sale.
Appears in 5 contracts
Sources: Client Agreements, Client Agreements, Client Agreements
Good Delivery. Except for any declared short sale, the Client will not order any sale or other disposition of any Securities securities not owned by the Client or of which the Client will be unable to make delivery in acceptable delivery form on or before the applicable settlement date for that Transaction all in accordance with the applicable rules and regulationsdate. Whenever the Client orders a short sale, the Client will declare it as a short sale. Every confirmation, statement or other communication sent by the Brokers to the Client shall be deemed to have been acknowledged as correct, approved and consented to by the Client unless the Brokers shall have received written notice to the contrary within ten days after it is sent to the Client.
Appears in 2 contracts