Further Definitions. The following terms have the meaning set forth in the Section s set forth below: Defined Term Location of Definition Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12
Appears in 2 contracts
Samples: Business Combination Agreement and Plan of Reorganization (Lion Electric Co), Business Combination Agreement and Plan of Reorganization (Northern Genesis Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 10-K/10-Q Amendments § 5.07(a) 280G Approval § 7.04 280G Waiver § 7.04 A&R Holdco Organizational Documents § 2.04(c) Action § 4.10 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination Proposal § 8.13 Certificate of Company Merger § 2.02(a2.02(b) Certificate of SPAC Merger § 2.02(c) Claims § 6.03 7.03 Closing § 2.02(b2.02(a) Closing Date § 2.02(b2.02(a) Closing Form 8-K § 8.01(e) Closing Press Release § 8.01(e) Code § 3.05(g) Collective Bargaining Agreement § 4.12(e) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Entities § 4.20(a7.03 Company Merger Recitals Defined Term Location of Definition Company Merger Effective Time § 2.02(b) Company Merger Sub Preamble Company Merger Sub Board Recitals Company Merger Sub Common Stock § 3.02(e) Company Merger Surviving Corporation § 2.01 Company Permits § 4.06 Company Split Adjustment Stockholders Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b8.04(b) Contracting Parties Continuing Employees § 10.11 COVID-19 Action 8.05(a) Conversion § 4.08(b) D&O Insurance § 7.06(b3.02(a) Data Security Requirements § 4.13(j4.14(h) Delayed 10-Q Filing § 5.07(a) DGCL Recitals Effect Dissenting Shares § 1.01 Effective Time 3.07(a) D&O Tail § 2.02(a8.06(b) Earn-Out Period § 3.04(a) Earn-Out Trigger § 3.04(a) Employment Matters § 4.12(a) Environmental Permits § 4.15 ERISA Affiliate 4.16 Exchange Act § 4.10(c) 4.22 Exchange Agent § 3.02(a3.05(a) Exchange Fund § 3.02(a3.05(a) Exchange Ratio Exchanged Options § 3.01(b)(i3.02(f) Excluded Shares Financial Statements § 3.01(b)(v4.08(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k4.11(k) Interim Financial Statements Holdco Preamble Holdco Board Recitals Holdco Common Stock § 4.07(b6.03(a) Holdco Warrant § 3.08 Intended Tax Treatment § 8.10(a) IRS § 4.11(b) Law § 4.05(a) Lease § 4.12(b4.13(b) Lease Documents § 4.12(b4.13(b) Letter Agreement § 9.02(h) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b4.17(a) Merger Subs Preamble Mergers Recitals Merger Materials Most Recent Balance Sheet § 7.02(a4.08(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Most Recent Balance Sheet Date § 4.03(g4.08(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date §10.01(b) Outstanding Company Transaction Expenses § 9.01(b3.06(a) Per Share Merger Consideration Outstanding SPAC Transaction Expenses § 3.01(b)(i3.06(b) Party Preamble Payment Spreadsheet § 3.01 PCAOB 2021 Audited Financials § 8.12 Plans § 4.10(a4.11(a) PPACA § 4.10(k4.11(k) Private Placements Recitals Proxy Statement § 7.02(a8.01(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12Reform Article IV
Appears in 2 contracts
Samples: Business Combination Agreement (OTR Acquisition Corp.), Business Combination Agreement (OTR Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2021 Balance Sheet § 4.07(b) Additional Parent SEC Reports § 5.07(a) Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b4.05(b) Business Combination Proposal § 7.14 Cash Merger Consideration § 3.01(b)(iii) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) 16 Defined Term Location of Definition Closing Form 8-K § 7.01(g) Closing Press Release § 7.01(g) Code § 3.02(h) Commerce § 4.21 Company Preamble Affiliate Transaction § 4.22 Company Board Recitals Certificate § 3.04(a) Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Share Award § 4.03(a) Company Warrant Waiving Parties § 4.03(b10.11(b) Confidentiality Agreement § 7.05(b7.04(b) Contracting Parties Continuing Employees § 10.11 COVID-19 Action 7.06(a) Customs & International Trade Laws § 4.08(b) 4.21 D&O Insurance Tail Policies § 7.06(b) Data Security Requirements § 4.13(j7.07(b) DGCL Recitals Effect Dissenting Shares § 1.01 3.06(a) Effective Time § 2.02(a) Employment Matters § 4.11(c) Environmental Permits § 4.15 4.16 Equity Incentive Plan § 7.16 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a3.05(d) Exchange Fund § 3.02(a3.05(d) Exchange Ratio Exchanged Options § 3.01(b)(i3.01(b)(iv) Excluded PIPE Shares § 3.01(b)(v1.01 GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements Intended Tax Treatment § 4.07(b7.11 IRS § 4.10(b) JC Preamble JC Board Recitals Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Ludia Audited Financial Statements § 4.07(a) Ludia Unaudited Financial Statements § 4.07(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b4.17(a) Merger Recitals Merger Materials Consideration § 7.02(a3.01(b)(iii) Merger Sub Preamble Defined Term Location of Definition Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA New JC Recitals New JC LLC Preamble NGA Alternative Transaction Offer Recitals Outside Date § 7.01(b9.01(b) NGA Parent Preamble Parent Affiliate Agreement § 5.20 Parent Amended and Restated Bylaws § 2.04(c) Parent Board Recitals NGA Change in Parent Board Recommendation § 7.04(a5.10(a) NGA Closing Statement Parent Class A Common Stock Merger Consideration § 0 NGA D&O Insurance 3.01(b)(i) Parent Class B Common Stock Merger Consideration § 7.06(b3.01(b)(ii) NGA Parent Common Stock Merger Consideration § 3.01(b)(ii) Parent Disclosure Schedule Article V NGA Indemnification Agreements Parent Financing Certificate § 7.06(e3.04(b) Defined Term Location of Definition NGA Interested Party Transaction Parent Group § 5.16 NGA 10.11(b) Parent Material Contracts § 5.08(d) Parent Organizational Documents Recitals Parent Preferred Stock § 5.03(a) NGA Parent Privileged Communications § 10.11(b) Parent Proposals § 7.04(a7.01(a) NGA Parent SEC Reports § 5.07(a) NGA Parent Second Amended and Restated Certificate of Incorporation § 2.04(c) Parent Stockholders’ Meeting § 7.04(a7.01(a) Nomination Agreement Parent Waiving Parties § 10.11(a) Payment Spreadsheet § 3.01(a) PIPE Financing Amount Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) PIPE Investors Recitals Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Clearance Date § 7.01(b) Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Raine § 3.01(b)(vi4.24 Recall § 4.14(b) Redemption Shares Registered IP § 3.01(b)(vi4.13(a) Registration Effective Date § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a7.04(a) Restructuring Plan Recitals SEC § 5.07(a) Defined Term Location of Definition Securities Act § 4.05(b5.07(a) Service Agreements § 4.10(a) Sponsor Support Agreement Recitals Stockholder Group § 10.11(a) Stockholder Privileged Communications § 10.11(a) Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e9.01(f) Terminating NGA Parent Breach § 9.01(f9.01(g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.13 UBS § 5.12 Trustee Unaudited Financial Statements § 5.124.07(b) Voting Agreement Recitals Warrant Accounting Matter § 5.07(c) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (DPCM Capital, Inc.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) 7.06 Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) 7.18 Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate Certificates § 3.02(b)(i) Certificates of Merger § 2.02(a) Change in Recommendation § 7.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code Preliminary Statements Company Preamble Company Board Recitals Preliminary Statements Company Disclosure Schedule Article IV Company Independent Petroleum Engineers § 4.16(a) Company Interested Party Transaction § 4.20(a4.22 Company Mineral Leases § 4.16(c) Company Mineral Properties § 4.16(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant Reserve Report § 4.03(b4.16(a) Confidentiality Agreement § 7.05(b) Continuing Employees § 7.07(c) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) 10.14 D&O Insurance § 7.06(b7.08(b) Data Security Requirements § 4.13(j4.13(c) DGCL Recitals Effect Earnout Shares § 1.01 3.03(a) Effective Time § 2.02(a) Employment Agreements § 7.07(f) Environmental Permits § 4.15 4.15(d) ERISA Affiliate § 4.10(c) Exchange Act § 4.05(b) Exchange Agent § 3.02(a4.05(b) Exchange Fund § 3.02(a) Exchange Ratio Financial Statements § 3.01(b)(iSection 4.07(a) Excluded Shares GAAP § 3.01(b)(vSection 4.07(a) Defined Term Location of Definition Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Intended Tax Treatment Preliminary Statements IRS § 4.07(b4.10(b) Lease § 4.12(b4.12(g) Lease Documents § 4.12(b4.12(g) Letter of Transmittal § 3.02(b)(i) Lock-Up Agreement Preliminary Statements Material Contracts § 4.16(a4.17(a) Maximum Annual Premium § 7.06(b7.08(b) Merger Recitals Merger Materials § 7.02(a) Preliminary Statements Merger Sub Preamble Merger Sub Board Recitals Preliminary Statements Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.1210.14
Appears in 1 contract
Samples: Business Combination Agreement (Roth CH Acquisition v Co.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(a) Acquisition Closing § 2.02(b) Acquisition Closing Date § 2.02(b) Acquisition Merger Recitals Acquisition Merger Effective Time § 2.02(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed SPAC Warrant § 3.01(b)(vii3.01(a)(iv) Assumed Warrant § 3.01(d) Audited Annual Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Certificates § 2.02(a3.02(b) Claims § 6.03 Closing COBRA § 2.02(b4.10(e) Closing Date Code § 2.02(b3.02(h) Company Preamble Company Board Recitals Company Closing Statement § 3.04 Company Disclosure Schedule Article IV Company D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.20(a4.21(a) Company Permits Permit § 4.06 Company Split Adjustment Recommendation Recitals Company Warrant Warrants § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action Conversion § 4.08(b3.01(b) D&O Insurance § 7.06(b7.07(c) Domestication Closing § 2.02(b) Domestication Closing Date § 2.02(b) Domestication Merger Recitals Domestication Merger Effective Time § 2.02(a) Data Security Requirements § 4.13(j4.13(h) DGCL Recitals Effect Earnout Shares § 1.01 Effective Time § 2.02(a3.03(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) ESPP § 7.06 ESPP Proposal § 7.02(a) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01(e) Excluded Shares Defined Term Location of Definition Exchanged Restricted Stock § 3.01(b)(v3.01(f) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k4.10(j) Interim Financial Statements Holdings Recitals IRS § 4.07(b4.10(b) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Material Suppliers § 4.17 Maximum Annual Premium § 7.06(b7.07(c) Merger Mergers Recitals Merger Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Omnibus Incentive Plan § 7.06 Omnibus Incentive Plan Proposal § 7.02(a) Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i3.01(c)(i) PIPE Investors Recitals Plans § 4.10(a) PPACA § 4.10(k4.10(j) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Second Effective Time § 3.01(b) Securities Act § 4.05(b) Side Letter Agreements § 4.21(b) SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals SPAC Bylaws Recitals SPAC Certificate of Incorporation Recitals SPAC D&O Insurance § 7.07(d) SPAC Disclosure Schedule Article V SPAC Founder Shareholders Recitals SPAC Founders Stock Letter Recitals Defined Term Location of Definition SPAC Material Contracts § 5.19(a) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) SPAC Shareholders’ Meeting § 7.02(a) SPAC Tail Policy § 7.07(d) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation Recitals Surviving Corporation Organizational Documents § 2.01 2.04(b) Surviving Subsidiary Corporation Recitals Terminating Company Breach § 9.01(e9.01(f) Terminating NGA SPAC Breach § 9.01(f9.01(g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Written Consent § 7.03 Written Consent Failure § 7.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) 7.04 Antitrust Laws § 7.12(a7.11(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b3.03(b) 13 Defined Term Location of Definition Certificate of Merger Cayman Islands Companies Law § 2.02(a2.03(b)(vii) Change in Recommendation § 7.02 Claims § 6.03 Closing § 2.02(b2.03(a) Closing Date § 2.02(b2.03(a) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Shares Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b7.03(b) Continuing Employees § 7.05(a) Contracting Parties § 10.11 COVID-19 Action Relief § 4.08(b) 4.23 D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j4.13(k) DGCL Dutch Holdco Preamble Dutch Holdco Common Shares Recitals Effect Dutch Holdco Contribution Recitals Dutch Holdco Forward Purchase Warrant § 1.01 Effective Time 2.01(b)(vi) Dutch Holdco Founders Warrant § 2.02(a2.01(b)(v) Dutch Holdco Public Warrant § 2.01(b)(i) Defined Term Location of Definition Dutch Holdco Share Repurchase Recitals Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Act § 3.03(b) Exchange Agent § 3.02(a2.04(a) Exchange Fund First Incentive Tranche § 3.02(a7.05(c) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Forward Purchase Agreements Recitals Governmental Authority § 4.05(b3.03(b) Health Plan Government Official § 4.10(k4.18(b) Insurance Policies § 4.17(a) Interim Financial Statements Reports § 4.07(b) Investors Recitals Lease § 4.12(b) Lease Documents § 4.12(b) Letter Agreements Recitals Letter of Transmittal § 2.04(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger New SPAC Preamble New SPAC Common Shares Recitals Merger Materials New SPAC Forward Purchase Warrant § 7.02(a2.01(b)(vi) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock New SPAC Founders Share § 4.03(g2.01(b)(iii) NGA Preamble NGA Alternative Transaction New SPAC Founders Warrant § 7.01(b2.01(b)(v) NGA Board Recitals NGA Change in Recommendation New SPAC Public Warrant § 7.04(a2.01(b)(i) NGA Closing Statement Non-U.S. Benefit Plan § 0 NGA D&O Insurance § 7.06(b4.10(a) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Ordinary Resolution Proposals § 7.02 Outside Date § 9.01(b) Per Share Parties Preamble Plan of Merger Consideration § 3.01(b)(i) Recitals Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Purchased Shares § 3.01(b)(vi2.02(a) Registrar § 2.03(b)(vii) Registration Rights Agreement Recitals Registration Statement / Proxy Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 3.02 Representatives § 7.05(a7.03(a) SEC § 5.07(a) Securities Act § 4.05(b3.03(b) Sponsor Seller Preamble Seller Disclosure Schedule Article III Separation Agreements § 7.13(j) Share Acquisition § 2.02(a) Share Consideration § 2.02(b) Defined Term Location of Definition Share Contribution § 2.02(b) Shareholders’ Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 7.02 SPAC Merger Recitals SPAC Merger Documents § 2.03(b)(vii) SPAC Merger Effective Time § 2.01(a) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) SPAC Securities § 2.04(b) SPAC Stockholders’ Meeting § 7.02 SPAC Stockholder Approval § 5.10(b) SPAC Tail Policy § 7.06(c) Special Resolution Proposal § 7.02 Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA SPAC Breach § 9.01(f) Transaction Proposals § 7.02 Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Waiver Agreement Recitals
Appears in 1 contract
Samples: Business Combination Agreement (TPG Pace Beneficial Finance Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 3.05 Additional Financing Consideration § 2.02(f) Additional Funding § 6.04(a) ADSH Preamble ADSH Additional Financing Consideration § 2.02(f) ADSH PIPE Agreement § 2.09 ADSH PIPE Shares § 2.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual 7.04 Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b3.04(b) 13 Defined Term Location of Definition Certificate of Merger Bosch Preamble Bosch Additional Financing Consideration § 2.02(a2.02(f) Cash Consideration Transfer Agreement Recitals Cayman Islands Companies Act § 2.01(a) Change in Recommendation § 7.02 Chosen Courts § 10.06 Claims § 6.03 Closing § 2.02(b2.03(a) Closing Date § 2.02(b2.03(a) Company Preamble Company Board Recitals Closing Statement §2.02(c) Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b4.06(b) Confidentiality Agreement § 7.05(b7.03(b) Continuing Employees § 7.05(a) Contracting Parties § 10.11 COVID-19 Action Relief § 4.08(b) 4.24 D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j4.13(k) DGCL Recitals Effect Enesto § 1.01 Effective Time 4.03(b) Enesto Interests § 2.02(a4.03(b) Environmental Permits § 4.15 ERISA Affiliate Exchange Act § 4.10(c3.04(b) Exchange Agent Extraordinary Bonuses § 3.02(a2.07(a) Exchange Fund Government Official § 3.02(a4.18(a) Exchange Ratio Insurance Policies § 3.01(b)(i4.17(a) Excluded Investors Recitals Irish Holdco Preamble Irish Holdco Founders Warrant § 2.01(b)(iii) Irish Holdco Ordinary Shares Recitals Joint Account § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b7.15(c) Lease § 4.12(b) Lease Documents § 4.12(b) Lock-up Agreement Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub New SPAC Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Ordinary Resolution Proposals § 7.02 Outside Date § 9.01(b) Per Share Parties Preamble PIPE Investment Recitals Plan of Merger Consideration § 3.01(b)(i) Recitals Plans § 4.10(a) PPACA § 4.10(k) Private Placement Amount Recitals Private Placements Recitals Proxy Statement Registrar § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi2.01(a) Registration Rights Agreement Recitals Registration Statement / Proxy Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 3.02 Representatives § 7.05(a7.03(a) SEC § 5.07(a) Securities Act § 4.05(b3.04(b) Security Incident § 4.13(m) Sellers Preamble Sellers Disclosure Schedule Article III Share-for-Share Exchange Recitals Share Consideration and Loan Transfer Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 7.02 SPAC Closing Statement § 2.02(c) SPAC Merger Recitals SPAC Merger Effective Time § 2.01(a) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) SPAC Shareholder Approval § 5.10(b) SPAC Shareholders’ Meeting § 7.02 SPAC Tail Policy § 7.06(c) Special Resolution Proposal § 7.02 Sponsor Support Agreement Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e9.01(c) Terminating NGA SPAC Breach § 9.01(f9.01(d) Transaction Proposals § 7.02 Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13
Appears in 1 contract
Samples: Business Combination Agreement (European Sustainable Growth Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2022 Balance Sheet § 4.07(c) Action § 4.09 Acquired Company Financials § 7.13 Agreement Preamble Alternative Transaction Amalco Recitals Anti-Bribery Laws § 7.01(a4.14(a) Anti-Money Laundering Laws § 4.14(f) Antitrust Laws § 7.12(a) Assumed Warrant Authorized Representatives § 3.01(b)(vii4.14(a) Annual Financial Statements Business Combination Competing Transaction § 4.07(a7.04(b) Blue Sky Laws Canadian Sanctions § 4.05(b4.14(g) 13 Defined Term Location of Definition Certificate of Merger Cayman Act Recitals Certificates § 2.02(a3.03(a) Claims § 6.03 Closing § 2.02(b) 2.08 Closing Date § 2.02(b2.08 Code § 3.03(e) Company Preamble Company Amalgamation Recitals Company Board Recitals Company Closing Indebtedness §1.01 Company Disclosure Schedule Article IV Company Interested Party Transaction Group § 4.20(a10.12(a) Company Permits § 4.06 4.06(a) Company Split Adjustment Shareholders Recitals Company Warrant Subsidiary(ies) § 4.03(b4.01(a) Company Unaudited Financials § 7.13 Confidentiality Agreement § 7.05(b7.03(b) Contracting Parties Continuance Recitals Continuance Effective Time § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b2.01(b) Data Security Requirements § 4.13(j4.13(g) DGCL D&O Persons § 7.06(a) D&O Tail Policies § 7.06(b) EBC § 5.12 Employment Agreement Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate 4.16 Exchange Act § 4.10(c) 4.23 Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.03(c) Exchange Spreadsheet § 3.02(a) Exchange Ratio Expenses § 3.01(b)(i9.03(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b4.07(a) GAAP § 4.07(a) Defined Term Location of Definition Health Plan §4.10(j) Intended Tax Treatment Recitals Interim Order § 2.03 Key Employee Recitals Labor Union § 4.11(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.03(b) Lock-Up Agreement Recitals Material Contracts § 4.16(a4.17(a) Maximum Annual Premium Material Customers § 7.06(b4.21 Material Suppliers § 4.21 Minimum Cash Condition § 8.01(i) Merger Nasdaq § 4.05(b) Newco Preamble Newco Director Recitals Merger Materials Newco Shares § 7.02(a5.03(b) Merger Sub Preamble Merger Sub New Investor Convertible Note Financing § 7.17 New Investor Note Purchase Agreement § 7.17 New Investors § 7.17 New SPAC Amalgamation Recitals New SPAC Board § 2.09 New SPAC Bylaws § 2.01(c) New SPAC Articles of Continuance § 2.01(b) New SPAC Equity Plan § 7.18 Non-U.S. Subsidiaries § 7.10(b) OBCA Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration Outstanding Company Transaction Expenses § 3.01(b)(i3.04(a) Plans Outstanding SPAC Transaction Expenses § 3.04(b) Party(ies) Preamble Permitted Company Financing § 7.17(b) PCAOB Audited Financials § 7.13 PFIC § 7.10(b) Plan(s) § 4.10(a) PPACA §4.10(j) Pro Forma Financials § 4.10(k) Private Placements Recitals 7.13 Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi7.01(a) Registration Rights Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a7.03(a) Required Financials § 7.13 Defined Term Location of Definition SEC § 5.07(a) Securities Act § 4.05(b5.07(a) Service Agreements § 4.10(a) Shareholder Support Agreement Recitals Xxxx Capital § 5.12 SPAC Preamble SPAC Board Recitals SPAC Disclosure Schedule Article V SPAC Group § 10.12(a) SPAC Information § 2.05(d) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Shareholders Recitals SPAC Shareholders’ Meeting § 7.01(a) Sponsor Recitals Subscription Agreements Sponsor Support Agreement Recitals Surviving Corporation Subsequent Unaudited Company Financial Statements § 2.01 7.14 Terminating Company Breach § 9.01(e9.01(f) Terminating NGA SPAC Breach § 9.01(f9.01(g) Termination Fee § 9.03(d)(i) Transactions Recitals Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 Trustee § 5.125.13
Appears in 1 contract
Samples: Business Combination Agreement (Oxus Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet §4.07(b) Action §4.09 Agreement Preamble Alternative Transaction § 7.01(a§7.05 Annual Financial Statements §4.07(a) Antitrust Laws § 7.12(a§7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) §7.17 Blue Sky Laws § §4.05(b) 13 Defined Term Location of Definition Certificate of Merger § §2.02(a) Certificates §3.02(b) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) Code §3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a§4.03(c) Company Permits § §4.06 Company Split Adjustment Recitals Share Awards §4.03(a) Company Warrant § 4.03(b) Stockholder Approval §4.18 Confidentiality Agreement § 7.05(b§7.04(b) Continuing Employees §7.06(a) Contracting Parties § §10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(bConversion §4.03(h) Data Security Requirements § 4.13(j§4.13(k) DGCL Recitals Effect § 1.01 Effective Time § §2.02(a) Environmental Permits § §4.15 ERISA Affiliate § §4.10(c) Exchange Act §3.01(c)(iv) Exchange Agent § §3.02(a) Exchange Fund § §3.02(a) Exchange Ratio § 3.01(b)(iExchanged Option §3.01(c)(iv) Excluded Shares § 3.01(b)(vExisting Security Agreements §4.16(a)(vii) Forward Purchase Agreement Recitals GAAP §4.07(a) Governmental Authority § §4.05(b) Health Plan § §4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Intended Tax-Free Treatment Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(aInterim Financial Statements §4.07(b) NGA Proposals § 7.04(aIRS §4.10(b) NGA SEC Reports § 5.07(aIT Systems §4.13 Law §4.05(a) NGA Stockholders’ Meeting § 7.04(aLease §4.12(b) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12Lease Documents §4.12(b)
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (Tortoise Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2022 Balance Sheet § 4.07(a) Acquiror Preamble Acquiror Alternative Transaction § 7.01(d) Acquiror Balance Sheet Date § 5.08(d) Acquiror Board Recitals Acquiror Bylaws § 2.01(a) Acquiror Certificate of Incorporation § 2.01(a) Acquiror Change in Recommendation § 7.04(a) Acquiror Closing Statement § 3.04(a) Acquiror Disclosure Schedule § Article V Acquiror General Meeting § 7.02(b) Acquiror Interested Party Transaction § 5.17 Acquiror Maximum Annual Premium § 7.06(e) Acquiror Preferred Stock § 5.03(a) Acquiror Proposals § 7.02(b) Acquiror Recommendation § 7.04(a) Acquiror SEC Reports § 5.07(a) Acquiror Tail Policy § 7.06(e) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Alternative Transaction Structure § 7.13(b) Amended and Restated Acquiror Certificate of Incorporation § 2.01(b) Antitrust Laws § 7.12(a7.11(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a4.07(b) Backstop Financing § 7.25 Backstop Financing Documents § 7.25 Backstop Investors § 7.25 Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Book Entries § 3.02(b) Burdensome Condition § 7.22(b) Cayman Acquiror Unit Recitals Cayman Acquiror Warrant Recitals Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Change in Recommendation § 7.03(b) Company Class A Per Share Merger Consideration § 3.01(b)(i) Company Class B Per Share Merger Consideration, § 3.01(b)(ii) Company Closing Statement § 3.04(b) Company D&O Insurance § 7.06(c) Defined Term Location of Definition Company Designees § 7.15 Company Disclosure Schedule § Article IV Company Interested Party Transaction § 4.20(a4.22(a) Company Permits Maximum Annual Premium § 4.06 7.06(d) Company Split Adjustment Permit § 4.06(a) Company Recommendation Recitals Company Warrant Registered Intellectual Property § 4.03(b4.14(a) Company Tail Policy § 7.06(d) Confidentiality Agreement § 7.05(b) Consent Solicitation Statement § 7.02(b) Contracting Parties § 10.11 COVID-19 Action Contributor Agreements § 4.08(b4.14(g) D&O Insurance Contributors § 7.06(b4.14(g) Conversion § 3.01(a) Data Security Requirements § 4.13(j4.14(m) DGCL Recitals Effect DHCA § 1.01 5.16 DHCAU § 5.16 DHCAW § 5.16 Domesticated Acquiror Unit Recitals Domesticated Acquiror Warrant Recitals Domestication Recitals Earnout Escrow Account § 3.03(a) Earnout Escrow Agent § 3.03(a) Earnout Escrow Agreement § 3.03(a) Earnout Shares § 3.03(a) economic interest in any person § 4.22(a) Effective Time § 2.02(a) EIP Initial Share Reserve § 7.02(b) Environmental Permits § 4.15 4.16 Equity Financing Facility § 7.25 ERISA Affiliate § 4.10(c) ESPP § 7.02(b) ESPP Initial Share Reserve § 7.02(b) ESPP Proposal § 7.02(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(c) Exchanged Restricted Stock § 3.01(b)(i) Excluded Shares Exchanged Restricted Stock Unit § 3.01(b)(v3.01(d)(ii) Expense Reimbursement Amount § 9.03 Financial Statements § 4.07(b) First Merger § 7.13(b) Form A Statement § 7.22(b) Founders Stock Conversion Recitals Go-forward D&O Insurance § 7.06(c) Governmental Authority § 4.05(b) group health plan § 4.10(k) Defined Term Location of Definition Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements Company RSU Grant § 4.07(b6.01(b)(xii) IRS § 4.10(b) Lease § 4.12(b) Lease Documents § 4.12(b) Letter Agreement Recitals Lock-Up Agreement Recitals Marketing Agreement § 8.02(f) Material Contracts § 4.16(a4.17(a) Maximum Annual Premium Material Customers § 7.06(b) 4.18 Material Suppliers § 4.18 Merger Recitals Merger Materials § 7.02(a7.02(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction Merger Sub II § 7.01(b7.13(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Omnibus Incentive Plan § 7.02(b) Omnibus Incentive Plan Proposal § 7.02(b) Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i3.01(b)(ii) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Pre-Closing Equity Financing § 7.24 Pre-Closing Equity Financing Documents § 7.24 Pre-Closing Equity Financing Investors § 7.24 Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi7.02(b) Registration Rights Agreement Recitals Registration Statement § 7.02(a7.02(b) Release Notice § 3.03(b) Remedies Exceptions § 4.04 Representatives § 7.05(a) Required Acquiror Proposals § 7.02(b) Required Company Permits § 7.21 Requisite Company Stockholder Approval § 7.02(b) SEC Article V SEC Statement Article V Second Merger § 5.07(a7.13(b) Securities Act § 4.05(b) Side Letter Agreements § 4.22(b) single employer § 4.10(c) Sponsor Recitals Subscription Agreements Sponsor Agreement Recitals Sponsor Designees § 7.15 Stockholder Support Agreement Recitals Support Agreement Failure § 7.02(a) Defined Term Location of Definition Surviving Corporation § 2.01 2.01(c) Surviving Entity § 7.13(b) Tax-Free Reorganization Recitals Terminating Acquiror Breach § 9.01(g) Terminating Company Breach § 9.01(e9.01(f) Terminating NGA Breach Transaction Litigation § 9.01(f7.20 Transfer Taxes § 7.13(f) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Unaudited Interim Financial Statements § 4.07(a) Withholding Amount § 3.03(c) Written Consent § 7.03(a) Written Consent Failure § 7.03(a)
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (DHC Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual 2023 Interim Financial Statements § 4.07(a4.07(b) Acquired Company Financials § 7.15 Action § 4.09 Agreement Preamble Assumed Company Option § 3.01(c)(i) Assumed Company RSU § 3.01(c)(ii) Assumed Company Warrant § 3.01(c)(iii) Blue Sky Laws § 4.05(b) 13 Business Combination Proposal § 7.04(b) Certificate of Merger § 2.02(a) Defined Term Location of Definition Certificate of Merger Certificates § 2.02(a3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(i) Company Preamble Company Board Recitals Company CVT Convertible Notes Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Earnout Period § 4.20(a3.06(a) Company Earnout Recipients § 3.06(a)(i) Company Earnout Shares § 3.06(a)(ii) Company Earnout Targets § 3.06(a)(ii) Company Permits § 4.06 Company Split Adjustment Stockholder Written Consent Recitals Company Warrant Subsidiary § 4.03(b4.01(a) Company Unaudited Financials § 7.15 Company Waiving Parties § 10.11(b) Concurrent Financings Recitals Confidentiality Agreement § 7.05(b7.03(b) Contracting Parties CVT Financing Recitals CVT Investors Recitals Data/Privacy Security Requirements § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b4.13(h) Data Security Requirements § 4.13(j4.13(g) DGCL Recitals Effect Dissenting Shares § 1.01 3.05(a) D&O Tail § 7.06(b) Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate 4.15(e) Equity Incentive Plan § 4.10(c) 7.17 ESPP § 7.17 Exchange Act § 4.22 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Financial Statements § 3.01(b)(i4.07(a) Excluded First Level Company Earnout Shares § 3.01(b)(v3.06(a)(i) First Level Company Earnout Target § 3.06(a)(i) Governmental Authority § 4.05(b) Health Plan § 4.10(k4.10(h) Interim Financial Statements Period § 4.07(b6.01(a) IRS § 4.10(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents Letter of Transmittal § 4.12(b3.02(b) Lock-Up Agreement Recitals Defined Term Location of Definition Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Intended Tax Treatment Preamble Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration Payment Spreadsheet § 3.01(b)(i3.01(a) PCAOB Audited Financials § 7.15 PIPE Financing Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals Plans § 4.10(a) PPACA § 4.10(k4.10(h) Private Placements Recitals Privacy Policies § 4.13(h) Pro Forma Financials § 7.15 Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Registered IP § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi4.13(a) Registration Rights Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a7.03(a) Required Financials § 7.15 SEC § 5.07(a) Second Level Company Earnout Shares § 3.06(a)(ii) Second Level Company Earnout Target § 3.06(a)(ii) Securities Act § 4.05(b5.07(a) Service Agreements § 4.10(a) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 7.02(a) SPAC Disclosure Schedule Article V SPAC Extension Expense Monthly Cap § 9.03(d) SPAC Preferred Stock § 5.03(a) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Second Amended and Restated Certificate of Incorporation § 2.04(c) SPAC Stockholders’ Meeting § 7.01(a) SPAC Waiving Parties § 10.11(a) Sponsor Support Agreement Recitals Subscription Agreements Stockholder Support Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(q) Tax Return § 4.14(q) Defined Term Location of Definition Terminating Company Breach § 9.01(e) Terminating NGA SPAC Breach § 9.01(f) Third Level Company Earnout Shares § 3.06(a)(ii) Third Level Company Earnout Target § 3.06(a)(ii) Transfer Taxes § 7.10(b) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Unpaid Company Transaction Expenses § 3.04(a) Unpaid SPAC Transaction Expenses § 3.04(b)
Appears in 1 contract
Samples: Business Combination Agreement (Concord Acquisition Corp III)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(a) ABP § 8.02(c) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a7.04 Amended NewCo Articles of Association § 2.03(c)(v) Antitrust Laws § 7.12(a7.11(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a3.01(a)(iv) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Book-Entry Shares § 3.02(b) Certificate of Merger § 2.02(a2.03(a) Certificates § 3.02(b)(i) Claims § 6.03 Closing § 2.02(b2.03(b) Closing Date § 2.02(b2.03(b) Closing Statement § 2.04 Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) 7.04 Contracting Parties § 10.11 COVID-19 Action Relief § 4.08(b) 4.25 D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j4.13(i) DGCL § 2.02 DTC § 3.01(b) E8 Investor Preamble E8 Part A Share Issuance Recitals Effect § 1.01 E8 Part B Election Recitals E8 Part B Max Recitals E8 Part B Share Issuance Recitals E8 Share Issuance Recitals Effective Time § 2.02(a2.03(a) Environmental Permits § 4.15 ERISA Affiliate EU GDPR § 4.10(c) 1.01 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Financial Statement Delivery Date § 3.01(b)(i9.01(b) Excluded Shares § 3.01(b)(v) Founders Stock Agreement Recitals Governmental Authority § 4.05(b) Health Plan IFRS § 4.10(k4.07(a) Interim Financial Statements § 4.07(b) 4.07 Intended Tax Treatment Recitals Lease § 4.12(b4.12(g) Lease Documents § 4.12(b4.12(g) Letter Agreement Recitals Letter Agreement Amendment Recitals Letter of Transmittal § 3.02(b)(i) Xxxxxxxxx Board Recitals Xxxxxxxxx Charging Preamble Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Defined Term Location of Definition Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g4.03(c) NGA NewCo Preamble NGA Alternative Transaction Nominal Company Share Purchase Price § 7.01(b2.01(a) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12)
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (Spartan Acquisition Corp. III)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2022 Budget § 6.01(b)(viii) 205 End Date § 10.01(e) 205 End Date Extension Right § 7.14 Agreement Preamble Alternative Transaction Basket § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a9.03(c) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Certificates § 2.02(a3.02(b) Claims Period § 6.03 9.04 Closing § 2.02(b) Closing Date § 2.02(b) Code Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b7.04(b) D&O Insurance Tail Policies § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect Dissenting Shares § 1.01 3.04(a) Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c4.10(a) Escrow Agreement Recitals Escrow Fund § 3.02(a) Escrow Period § 9.04 Exchange Act § 4.20 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Financial Statements § 3.01(b)(i4.07 First Merger Recitals Defined Term Location of Definition First-Step Surviving Company § 2.01 Forfeited Shares Schedule F Fundamental Claims § 9.03(a)(iii) Excluded Shares Fundamental Claims Period § 3.01(b)(v) 9.04 Governmental Authority § 4.05(b) Health Plan Holders’ Agent § 4.10(k9.07(a) Interim Financial Statements Incorporation Date § 4.07(b4.07 Indemnifiable Damages § 9.02(a) Indemnifiable Settlement § 9.08 Indemnified Person(s) § 9.02(a) IRS § 4.10(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub I Preamble Merger Sub I Board Recitals Merger Sub I Common Stock § 4.03(g5.03(b) NGA Merger Sub II Preamble NGA Alternative Transaction Merger Sub II Common Units § 7.01(b5.03(c) NGA Merger Sub II Manager Recitals Merger Subs Preamble Officer’s Certificate § 9.05 Outside Date § 10.01(b) Outstanding Parent Options and Warrants Schedule F Parent Preamble Parent Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Parent Disclosure Schedule Article V NGA Indemnification Agreements 5 Parent IP § 7.06(e5.17(a) Parent Leases § 5.16(b) Parent-Licensed IP § 5.17(a) Parent-Owned IP § 5.17(b) Parent Permits § 5.06 Parent Registered IP § 5.17(a) Parent SEC Reports § 5.07(a) Parent Stockholders’ Meeting § 7.01(a) Payment Spreadsheet § 3.01(a) Plans § 4.10(a) Proxy Statement § 7.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02 Remedies Exceptions § 4.04 Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals Representatives § 7.04(a) NGA SEC Reports Required Audited Financial Statements § 5.07(a) NGA Stockholders’ Meeting 7.10 Required Consideration Deliverables § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a3.01(c) SEC § 5.07(a) Second Merger Recitals Section 205 Order § 8.01(h) Securities Act § 4.05(b5.07(a) Sponsor Securities Fund § 3.02(a) Service Agreements § 4.10(a) Stockholder Actions § 7.15 Stockholder Support Agreement Recitals Subscription Agreements Stockholders Agreement Recitals Surviving Corporation Company § 2.01 Terminating Company Breach § 9.01(e10.01(f) Terminating NGA Parent Breach § 9.01(f10.01(g) Trust Account Unvested Shares Schedule F Vested Shares Schedule F Written Consent § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.127.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2018 Audited Financial Statements § 7.19 2018 Balance Sheet § 4.07(b) 280G Approval § 7.11 280G Waiver § 7.11 Acceptable Confidentiality Agreement § 1.01 Acquisition Proposal § 1.01 Action § 4.09 Actual Net Debt Amount § 3.05(a) Affiliate § 1.01 Agreement Preamble Alternative Transaction Amendment to Stock Escrow Agreement Recitals Ancillary Agreements § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual 1.01 Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location Business Combination § 5.03(a) Business Data § 1.01 Business Day § 1.01 Business Systems § 1.01 Cash Consideration Amount § 1.01 Certificate of Definition Incorporation of the Company § 1.01 Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Clarity § 1.01 Clarity Investors § 1.01 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(i) Communications Laws 1.01 Communications Licenses § 4.20(a) Company Preamble Company Acquisition Agreement § 7.05(a) Company Adverse Recommendation Change § 7.05(d) Company Board Recitals Company Board Recommendation § 4.04 Company Common Stock § 1.01 Company Credit Agreement § 1.01 Company Disclosure Schedule Article IV Letter § 4 Company Interested Party Transaction Intellectual Property Rights § 4.20(a4.13(b) Company Key Stockholders § 1.01 Company Material Adverse Effect § 1.01 Company Option § 1.01 Company Options § 3.01(e) Company Permits § 4.06 Company Split Adjustment Preferred Stock § 1.01 Company Related Party § 9.03(d) Company Sponsor § 1.01 Company Stock § 1.01 Company Stock Awards § 1.01 Company Stock Option Plans § 1.01 Company Stockholder § 1.01 Company Stockholder Approval § 4.04 Company Stockholder Released Parties § 7.18 Company Stockholder Support Agreement Recitals Company Warrant Stockholders’ Agreement § 4.03(b1.01 Company Subsidiary § 4.01(a) Company Termination Fee § 9.03(c) Company Transaction Expenses § 1.01 Company Warrants § 1.01 Company-Licensed Intellectual Property Rights § 1.01 Company-Owned Intellectual Property Rights § 1.01 Confidential Information § 1.01 Confidentiality Agreement § 7.05(b7.04(b) Contracting control § 1.01 controlled by § 1.01 D&O Indemnified Liabilities § 7.07(a) D&O Indemnified Parties § 10.11 COVID-19 Action § 4.08(b7.07(a) D&O Insurance Tail § 7.06(b7.07(c) Data Security Requirements Deleveraging Amount § 4.13(j) 1.01 DGCL Recitals Effect Direct Wire Recipients § 1.01 Disabling Devices § 1.01 Dissenting Shares § 3.04(a) Effective Time § 2.02(a) Environmental Permits Laws § 4.15 1.01 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Agent Agreement § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Extension § 3.01(b)(i7.17 FCC § 1.01 FCC and State PUC Consents § 4.05(b) Excluded Shares FCC Defined Affiliate § 3.01(b)(v5.11(a) First Expiration Date § 7.17 Founder § 1.01 GAAP § 4.07(a) Governmental Authority § 4.05(b) Hazardous Substances § 1.01 Health Plan § 4.10(k) Interim Financial Statements HSR Act § 4.07(b4.05(b) Lease Intellectual Property § 4.12(b1.01 Investcorp Investors § 1.01 Investor Rights Agreement Recitals IRS § 4.10(b) IVC § 1.01 Joint Proxy Statement § 7.01(a) knowledge § 1.01 Law § 4.05(a) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lien § 1.01 Major Customers § 4.18 Major Suppliers § 4.18 Management Retention Plan § 1.01 Management Team 7.16 Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials Consideration § 7.02(a) 1.01 Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(c) NGA Merger Sub Organizational Documents § 1.01 MRP Cash Consideration Amount § 1.01 MRP Participants § 1.01 MRP Pool Amount § 1.01 MRP Share Consideration Amount § 1.01 Net Debt § 1.01 Notice Period § 7.05(d) Open Source Software § 1.01 Order § 4.09 Outside Date § 9.01(b) Payment Spreadsheet § 1.01 Pensare Preamble NGA Alternative Transaction Pensare Acquisition Proposal § 7.01(b7.05(f) NGA Pensare Board Recitals NGA Change in Recommendation Pensare Certificate of Incorporation § 7.04(a1.01 Pensare Closing Cash Certificate § 3.05(b) NGA Closing Statement Pensare Common Stock Recitals Pensare Key Stockholders § 0 NGA D&O Insurance 1.01 Pensare Material Adverse Effect § 7.06(b1.01 Pensare Material Contracts § 5.12(a) NGA Disclosure Schedule Article V NGA Indemnification Agreements Pensare Organizational Documents § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA 1.01 Pensare Preferred Stock § 5.03(a) NGA Pensare Proposals § 7.04(a7.01(a) NGA Pensare Recommendation Recitals Pensare Rights § 5.03(a) Pensare SEC Reports § 5.07(a) NGA Pensare Sponsor § 1.01 Pensare Stockholder Redemptions § 1.01 Pensare Stockholders Recitals Pensare Stockholders’ Meeting § 7.04(a7.01(a) Nomination Agreement Recitals Nonparty Affiliates Pensare Units § 10.11 Outside Date 1.01 Pensare Warrants § 9.01(b) Per Share Merger Consideration 1.01 Permit § 3.01(b)(i) 1.01 Permitted Change of Control § 1.01 Permitted Liens § 1.01 Person § 1.01 Personal Information § 1.01 Plans § 4.10(a) PPACA § 4.10(k) Price Per Share § 1.01 Privacy/Data Security Laws § 1.01 Private Placements Placement Recitals Proxy Statement Products § 7.02(a) QBCA Recitals 1.01 Prospectus § 1.01 Redemption Payment Rights § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) 1.01 Registration Rights Agreement and Lock-Up Agreement Recitals Registration Statement Related Parties § 7.02(a) 1.01 Remedies Exceptions § 4.04 Replacement Credit Facility § 7.15(d) Representatives § 7.05(a7.04(a) SEC § 5.07(a) Second Amended and Restated By-laws of Pensare Recitals Second Amended and Restated Certificate of Incorporation of Pensare Recitals Securities Act § 5.07(a) Series A Shares § 1.01 Series B Shares § 1.01 Series B-1 Shares § 1.01 Series C Shares § 1.01 Series D Shares § 1.01 Share Consideration Amount § 1.01 Software § 1.01 State Public Utility Commission § 1.01 State PUC § 4.05(b) Sponsor Stock Consideration § 3.01(a) Stock Escrow Agreement § 1.01 Stockholder Cash Consideration Amount § 1.01 Stockholder Share Consideration Amount § 1.01 Stockholder Support Agreement Recitals Subscription Agreements Recitals Subsidiary § 1.01 Superior Proposal § 1.01 Supplier § 1.01 Surviving Corporation § 2.01 Tax § 4.14(l) Tax Return § 4.14(l) Taxes § 4.14(l) TelePacific Opco § 1.01 Terminating Company Breach § 9.01(e) Terminating NGA Pensare Breach § 9.01(f9.01(i) to the knowledge § 1.01 Transactions § 1.01 Treasury Regulations § 1.01 Trust Account § 5.12 5.17 Trust Agreement § 5.12 5.17 Trust Fund § 5.12 1.01 Trustee § 5.125.17 Unaudited Financial Statements § 4.07(b) under common control with § 1.01 Waived 280G Benefits § 7.11 Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (PENSARE ACQUISITION Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet §4.07(b) Action §4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a§7.13(a) Blue Sky Laws § §4.05(b) 13 Defined Term Location of Definition Business Combination Proposal §7.15 Certificate of Merger § §2.02(a) Certificates §3.02(b) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) Code §3.02(h) Company Preamble Company Acquisition Agreement §7.05(a) Company Adverse Recommendation Change §7.05(d) Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(aNotice Period §7.05(d) Company Permits § §4.06 Company Split Adjustment Recitals Share Award §4.03(c) Company Warrant § 4.03(b) Stockholder Approval §4.18 Confidentiality Agreement § 7.05(b§7.04(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(bContinuing Employees §7.06(a) D&O Insurance § 7.06(bConversion §3.01(b) Data Security Requirements § 4.13(j§4.13(g) DGCL Recitals Effect § 1.01 Dissenting Shares §3.05(a) D&O Tail §7.07(b) Effective Time § §2.02(a) Environmental Permits § §4.15 ERISA §4.10(a) ERISA Affiliate § §4.10(c) Exchange Act §4.21 Exchange Agent § §3.02(a) Exchange Fund § §3.02(a) Exchange Ratio § 3.01(b)(iExchanged Options §3.01(c)(iv) Excluded Shares § 3.01(b)(vExchanged RSUs §3.01(c)(v) Financial Statements §4.07(a) GAAP §4.07(a) Governmental Authority § §4.05(b) Health Plan § §4.10(k) Interim Financial Statements § 4.07(bInterPrivate Preamble InterPrivate Board Recitals InterPrivate Preferred Stock §5.03(a) InterPrivate Proposals §7.01(a) InterPrivate SEC Reports §5.07(a) InterPrivate Stockholders’ Meeting §7.01(a) Defined Term Location of Definition Intervening Event Notice Period §7.05(e) IRS §4.10(b) Law §4.05(a) Lease § §4.12(b) Lease Documents § §4.12(b) Letter of Transmittal §3.02(b) Material Contracts § §4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(aConsideration §3.01(c)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g§5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § §9.01(b) Per Share Merger Consideration § 3.01(b)(iOutstanding Company Transaction Expenses §3.04(a) Outstanding InterPrivate Transaction Expenses §3.04(b) Payment Spreadsheet §3.01(a) PCAOB Audited Financials §7.14 Plans § §4.10(a) PPACA § §4.10(k) Private Placements Recitals Proxy Statement § 7.02(a§7.01(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(viRegistered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a§7.01(a) Remedies Exceptions § §4.04 Representatives § 7.05(a§7.04(a) SEC § §5.07(a) Securities Act § 4.05(b§5.07(a) Sponsor Service Agreements §4.10(a) Stock Incentive Plan §7.17 Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation § §2.01 Tax §4.14(m) Tax Return §4.14(m) Terminating Company Breach § 9.01(e§9.01(f) Terminating NGA InterPrivate Breach § 9.01(f§9.01(h) Trust Account § 5.12 §5.13 Trust Agreement § 5.12 §5.13 Trust Fund § 5.12 §5.13 Trustee § 5.12§5.13 Written Consent §7.03
Appears in 1 contract
Samples: Business Combination Agreement (InterPrivate Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Financial Statements § 4.07(a) Acquisition Agreements Recitals Action §4.09 Agreement Preamble Allocation Schedule § 2.01(f) Alternative Transaction §7.04 Amended NewCo Memorandum and Articles of Association § 7.01(a2.05(b) Antitrust Laws § 7.12(a7.10(a) Assumed Warrant § 3.01(b)(vii3.01(a)(iv) Annual Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Book-Entry Shares § 3.03(b)(i) Certificate of Merger § 2.03(a) Certificates § 3.03(b)(i) Claims §6.03 Closing § 2.03(b) Closing Date § 2.03(b) Closing Statement § 2.01(d) Company Preamble Defined Term Location of Definition Certificate of Merger Company Assumed Warrant § 2.02(a2.01(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Plan § 4.10(a) Company Warrant § 4.03(bStock Transfer Plan §3.02(b) Confidentiality Agreement § 7.05(b7.03(b) Contracting Parties § 10.11 Contribution Exchange Fund § 3.02(a) Contribution Letter of Transmittal § 3.02(b) COVID-19 Action Relief § 4.08(b4.25 CTB Conversion Recitals CTB Election § 2.01(a) D&O Insurance § 7.06(b7.05(b) Data Security Requirements § 4.13(j4.13(h) DGCL § 2.01(c) Dragging Shareholder Recitals Effect DTC § 1.01 3.03(b)(i) Effective Time § 2.02(a2.03(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Equity Incentive Plan Proposal §7.01(a) ERISA Affiliate §4.10(d) Exchange Fund § 3.02(a3.03(a) Exchange Ratio Financial Statements §4.07(a) FRSG Preamble FRSG Board Recitals FRSG Board Recommendation § 3.01(b)(i7.02(a) Excluded Shares FRSG Board Recommendation Change § 3.01(b)(v7.02(a) FRSG Merger Recitals FRSG Preferred Stock § 5.03(a) FRSG Proposals § 7.01(a) FRSG SEC Reports § 5.07(a) FRSG Stockholder Approval § 5.04 FRSG Stockholders’ Meeting § 7.01(a) Governmental Authority § 4.05(b) Health Plan § 4.10(kIFRS §4.07(a) Interim Financial Statements § 4.07(b) Intended Tax Treatment Recitals IRS Recitals Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts Letter Agreement Recitals Letter of Transmittal § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e3.03(b)(i) Defined Term Location of Definition NGA Interested Party Transaction Material Contracts § 5.16 NGA Preferred Stock § 5.03(a4.16(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Merger Sub Preamble NewCo Preamble Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Parties Preamble Per Share Merger Consideration § 3.01(b)(i3.01(a)(ii) Plans Proxy Statement/Prospectus § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi7.01(a) Redemption Shares § 3.01(b)(vi3.01(b) Registration Rights Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 4.04(a) Representatives § 7.05(a7.03(a) SEC § 5.07(a) Securities Act § 4.05(b) Share Contribution Recitals Sponsor Support Agreement Recitals Subscription Agreements Supporting Company Shareholders Recitals Surviving Corporation § 2.01 2.01(c) Terminating Company Breach § 9.01(e) Terminating NGA FRSG Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund Trustee § 5.12 Trustee UK GAAP § 5.124.07(a) Warrant Holder Agreement Recitals
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (First Reserve Sustainable Growth Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2019 Audited Financial Statements § 4.07(a) 2020 Financial Statements § 4.07(a) Agreement Preamble Alternative Transaction § 7.01(a) 8.07 Amendment Signing Date Recitals Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a8.14(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination § 7.04(a) Cayman Companies Act Recitals Certificate § 3.02(c)(i) Certificate of Merger § 2.02(a2.02(a)(iii) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Closing Date Indebtedness § 3.04(a) Closing Lock-Up Agreement Recitals Code Recitals Company Preamble Company Board Recitals § 3.01(b) Company Board Recommendation § 8.04 Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a9.02(c) Company Permits § 4.06 Company Split Adjustment Recitals Share Consideration § 3.01(a)(i) Company Warrant Shareholders Meeting § 4.03(b8.04 Company Subsidiary § 4.01(a) Confidentiality Agreement Company Transaction Expenses § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j3.04(a) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a2.02(a)(iii) Defined Term Location of Definition Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a3.02(b)(i) Exchange Fund § 3.02(a3.02(b)(i) Exchange Ratio F-Reorg Merger Recitals F-Reorg Merger Documents § 3.01(b)(i2.02(a)(i) Excluded F-Reorg Payment Schedule § 3.02(a)(v) F-Reorg Plan of Merger § 2.02(a)(i) F-Reorg Time § 2.02(a)(i) First Merger Recitals First Merger Documents § 2.02(a)(ii) First Merger Plan of Merger § 2.02(a)(ii) First Merger Sub Preamble First Merger Sub Ordinary Shares § 3.01(b)(v5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan HCIC Preamble HCIC Board § 4.10(k6.10(a) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub HCIC Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA 8.02 HCIC Disclosure Schedule Article V NGA Indemnification Agreements VI HCIC Letter of Transmittal § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.123.02(c)(i)
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (Hennessy Capital Investment Corp. V)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Acquisition Closing § 2.02(b) Acquisition Merger Recitals Acquisition Merger Effective Time § 2.02(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed SPAC Warrant § 3.01(b)(vii3.01(a)(iii) Audited Annual Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Certificates § 2.02(a3.02(b) Change in Recommendation § 7.04(b) Claims § 6.03 Closing Date § 2.02(b) Closing Date Code § 2.02(b3.02(g) Company Preamble Company Board Recitals Company D&O Insurance § 7.07(c) Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a4.21(a) Company Permits Permit § 4.06 Company Split Adjustment Recommendation Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Defined Term Location of Definition Contracting Parties § 10.11 COVID-19 Action Conversion § 4.08(b3.01(b) D&O Indemnitees § 7.07(a) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a7.07(c) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v3.01(c) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan Holdings Recitals Holdings Ordinary Shares § 4.10(k5.03(c) Interim Financial Statements Information Security Reviews § 4.07(b4.13(p) Initial Closing § 2.02(b) Initial Merger Recitals Initial Merger Effective Time § 2.02(a) IRS § 4.14(j) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium Material Customers § 7.06(b) Merger Recitals 4.17 Material Suppliers § 4.17 Merger Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock Ordinary Shares § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Mergers Recitals Nonparty Affiliates § 10.11 Omnibus Incentive Plan § 7.06 Outside Date § 9.01(b) Per Share Merger Consideration PCAOB Financial Statements § 3.01(b)(i7.18 PRC Subsidiary § 4.01(d) Plans PRC Establishment Documents § 4.10(a4.01(d) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals Subscription Agreements Recitals Surviving Corporation SPAC D&O Indemnitees § 2.01 Terminating Company Breach 7.07(b) Defined Term Location of Definition SPAC D&O Insurance § 9.01(e7.07(d) Terminating NGA Breach SPAC Disclosure Schedule Article V SPAC Intervening Event Notice § 9.01(f7.04(b) Trust Account SPAC Intervening Event Notice Period § 5.12 Trust Agreement 7.04(b) WFOEs § 5.12 Trust Fund 4.01(c) VIE Entity § 5.12 Trustee § 5.124.01(c)
Appears in 1 contract
Samples: Business Combination Agreement (Prime Impact Acquisition I)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreement Preamble Alternative Transaction Anti-Money Laundering Laws § 7.01(a4.22(c) Antitrust Laws § 7.12(a8.13(a) Assumed Warrant Arrangement Consideration § 3.01(b)(vii3.01(a) Annual Arrangement Share Consideration Amount § 3.01(a) Audited Financial Statements § 4.07(a) BCBCA Recitals Blue Sky Laws § 4.05(b) 13 Cash Exchange Fund § 3.03(a) Certificate of Merger § 2.10(a) Certificates § 3.03(b) Claims § 7.03 Closing § 2.10(b) Closing Date § 2.10(b) Colombian Tax Definition of Transfer Tax Company Preamble Company Acquisition Agreement § 8.04(a) Company Board Recitals Defined Term Location of Definition Company Certificate of Merger § 2.02(a3.01(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Permits § 4.20(a4.06(a) Company Permits Preferred Share Conversion § 4.06 3.02(b)(i) Company Split Adjustment Recitals Company Warrant Share Award § 4.03(b4.03(c) Confidentiality Agreement § 7.05(b8.03(b) Contracting Parties Continuing Employees § 10.11 COVID-19 Action 8.05(a) Converted Company Warrant § 4.08(b3.04(d) Converted Option Award § 3.04(a) Converted Restricted Share § 3.04(c) Converted RSU Award § 3.04(b) Customers § 4.19 D&O Indemnified Party § 8.06(a) D&O Insurance Tail Policy(ies) § 7.06(b8.06(b) Data Security Requirements § 4.13(j4.13(h) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.02(a3.03(a) Exchange Ratio Extension Proxy Statement § 3.01(b)(i) Excluded Shares 8.18 Fixtures and Equipment § 3.01(b)(v) 4.21 Governmental Authority § 4.05(b) Health Plan § 4.10(k4.10(h) Interim Financial Statements Holdco Preamble Holdco Board Recitals Holdco Common Shares Recitals Holdco D&O Policy § 4.07(b8.06(c) Lease Holdco Plan § 4.12(b8.05(b) Lease Documents Holdco Warrant § 4.12(b3.06 Indebtedness Covenants § 8.19 Investors’ Rights Agreement Recitals IRS § 4.10(b) Law § 4.05(a) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials Effective Time § 7.02(a2.10(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g3.02(c)(ii) NGA Preamble NGA Alternative Transaction Outside Date § 7.01(b10.01(b) NGA Board Recitals NGA Change in Recommendation PCAOB Financials § 7.04(a) NGA Closing Statement 8.15 PIPE Documents § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) 8.17 Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) Post-Closing Equity Pool § 8.05(b) Post-Signing Returns § 8.10(b)(i) Post-Signing Schedules § 8.20 PPACA § 4.10(k4.10(h) Private Placements Recitals Pre-Closing Conference Call § 2.07 Proxy Statement Statement/Prospectus § 7.02(a8.01(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a8.03(a) Securities Exchange Fund § 3.03(a) Shareholder Support Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Contribution Recitals SPAC Disclosure Schedule Article V SPAC Extension § 8.18 SPAC Information § 2.04(d) SPAC Material Contracts § 5.12(a) SPAC Merger Consideration § 3.02(c)(i) SPAC Permits § 5.06 SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Securities Act SPAC Warrant Amendment § 4.05(b) 3.06 Sponsor Recitals Subscription Agreements Recitals Sponsor Loans § 7.02(b)(vi) Suppliers § 4.19 Surviving Corporation § 2.01 2.09 Tail Period § 8.06(b) Terminating Company Breach § 9.01(e10.01(g) Terminating NGA SPAC Breach § 9.01(f10.01(h) Transaction Support Agreement Recitals Trust Account § 5.12 5.18 Trust Agreement § 5.12 5.18 Trust Fund § 5.12 5.18 Trustee § 5.125.18 US Subsidiary Recitals US Subsidiary Contribution Recitals Working Capital Warrants § 7.02(b)(vi)
Appears in 1 contract
Samples: Business Combination Agreement (Schultze Special Purpose Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) 8.05 Antitrust Laws § 7.12(a8.12(a) Assumed Warrant § 3.01(b)(vii3.01(a)(iii)(E) Annual Audited Financial Statements § 4.07(a) 8.16 Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition CARES Act § 4.14(a) Certificate of Merger § 2.02(a) Change in Recommendation § 8.02 Claims § 6.03 7.04 Closing § 2.02(b) Closing Date § 2.02(b) Commitment Agreement Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) 4.19 Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b8.04(b) Continuing Employees § 8.06(a) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) 11.11 D&O Insurance § 7.06(b8.07(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Act § 4.05(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exit Notice Recitals Exit Notice Failure § 3.01(b)(i8.04(a) Excluded Shares Financial Statements § 3.01(b)(v4.07(a) Fortive Waiver § 8.14(c) Governmental Authority § 4.05(b) Health Plan Incentive Payments § 4.10(k8.06(c) Interim Financial Statements Insurance Policies § 4.07(b4.17(a) Intended Tax Treatment Recitals Intervening Event § 8.02 Lease § 4.12(b) Lease Documents § 4.12(b) Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b8.07(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Stockholder Approval § 6.06(b) NewCo Preamble NewCo Board Recitals Merger Sub Common Stock Non-U.S. Benefit Plan § 4.03(g4.10(a) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 11.11 Outside Date § 9.01(b10.01(b) Parties Preamble Per Share Merger Consideration § 3.01(b)(i3.01(a)(iii)(B) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi3.01(b) Registration Rights Agreement Recitals Registration Statement / Proxy Statement § 7.02(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a8.04(a) Reviewed Financial Statements § 8.16 SEC § 5.07(a) Securities Act § 4.05(b) Share Transfer Recitals Share Transfer Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 8.02 SPAC Certificate of Incorporation Recitals SPAC Founders Shares Recitals SPAC Merger Approval § 5.10(b) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) SPAC Stockholders’ Meeting § 8.02 SPAC Tail Policy § 8.07(c) Sponsor Recitals Subscription Agreements Letter Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e10.01(g) Terminating NGA SPAC Breach § 9.01(f10.01(h) Transaction Proposals § 8.02 Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.125.12 Updated Financial Statements § 8.16
Appears in 1 contract
Samples: Business Combination Agreement (Decarbonization Plus Acquisition Corp II)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 1915 Law Recitals 2020 Balance Sheet § 4.07(b) A&R Holdco Organizational Documents § 2.05(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a8.12(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Cayman Islands Companies Act Recitals Certificates § 2.02(a3.03(b) Claims § 6.03 7.03 Closing § 2.02(b2.03(b) Closing Date § 2.02(b2.03(b) Companies Act Cap. 386 Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Plan § 4.10(b) Company Warrant Subsidiary § 4.03(b4.01(a) Confidentiality Agreement § 7.05(b8.03(b) Contracting Parties Defined Term Location of Definition Continuing Employees § 10.11 COVID-19 Action § 4.08(b8.04(a) D&O Insurance Indemnified Party § 7.06(b8.05(a) D&O Tail Policy § 8.05(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a4.13(h) Environmental Permits § 4.15 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Recitals Exchange Act § 4.23 Exchange Agent § 3.02(a3.03(a) Exchange Agreements Recitals Exchange Consideration § 3.02(a)(i) Exchange Fund § 3.02(a3.03(a) Exchange Ratio Issuance § 3.01(b)(i2.02(b)(i)(A) Excluded First Holdco Auditor Report § 9.01(d) Holdco Preamble Holdco Board Recitals Holdco Redeemable A Shares Redemption § 3.01(b)(v2.02(b)(i)(D) Governmental Authority Holdco Redeemable B Shares Redemption § 4.05(b2.02(b)(i)(E) Health Plan Holdco Warrant § 4.10(k3.05 IFC Redemption Agreement Recitals Insurance Policies § 4.17(a) Interim Financial Statements Intended Tax Treatment § 4.07(b2.07 IRS § 4.10(b) Issued Share Capital § 4.03(a) Lease § 4.12(b4.12(a) Lease Documents § 4.12(b4.12(a) Letter of Transmittal § 3.03(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12Recitals
Appears in 1 contract
Samples: Business Combination Agreement (Union Acquisition Corp. II)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2021 Balance Sheet § 4.07(b) Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a9.16(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) Blocker Preamble Blocker Member Preamble Blocker Mergers Recitals Blocker Merger Tax Opinion § 9.01(a) Blocker Written Consent § 5.04(c) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination Proposal § 9.06(b) Cash Exchange Fund § 3.07(a) Certificate of First Blocker Merger § 2.02(a2.02(b) Certificate of First Company Merger § 2.02(d) Certificate of Second Blocker Merger § 2.02(c) Certificate of Second Company Merger § 2.02(e) Certificates § 3.07(b) Claims § 6.03 8.04 Closing § 2.02(b2.02(a) Closing Date § 2.02(b2.02(a) Code § 3.07(h) Company Preamble Company Board Recitals Company Certificate § 3.08(a) Company Disclosure Schedule Article IV Company Interested Party Transaction Members Recitals Company Merger Tax Opinion § 4.20(a9.01(a) Company Mergers Recitals Company Parties § 8.04 Company Permits § 4.06 Company Split Adjustment Recitals Subsidiary § 4.01(a) Defined Term Location of Definition Company Warrant Written Consent § 4.03(b9.04 Continuing Employees § 9.07(a) Confidentiality Agreement Copyrights § 7.05(b) Contracting Parties 1.01 D&O Indemnitees § 10.11 COVID-19 Action § 4.08(b9.08(a) D&O Insurance Tail Policies § 7.06(b) Data Security Requirements § 4.13(j9.08(b) DGCL § 9.15(b) DLLC Act Recitals Effect Earn-Out Consideration § 1.01 Effective Time 3.06(a) Earn-Out Target § 2.02(a3.06(a) Employment Matters § 4.11(c) Environmental Permits § 4.15 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) ESPP § 9.19 Exchange Act § 4.22 Exchange Agent § 3.02(a3.07(a) Exchange Fund § 3.02(a3.07(a) Exchange Ratio Exchanged Options § 3.01(b)(i3.04(f) Excluded Shares Exchanged Units § 3.01(b)(v3.04(g) First Blocker Merger Recitals First Blocker Merger Effective Time § 2.02(b) First Blocker Merger Surviving Company § 2.01(a) First Blocker Merger Surviving Company Interest § 3.02(b) First Company Merger Recitals First Company Merger Effective Time § 2.02(d) First Company Merger Surviving Company § 2.01(c) First Company Merger Surviving Company Interest § 3.04(e) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements IRS § 4.07(b4.10(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.07(b) Lock-Up Agreement Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Member Support Agreement Recitals Mergers Recitals Merger Materials Sub 1 Preamble Merger Sub 1 Interest § 7.02(a3.02(b) Merger Sub 2 Preamble Merger Sub Board Recitals 2 Interest § 3.03(b) Merger Sub Common Stock 3 Preamble Merger Sub 3 Interest § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e3.04(e) Defined Term Location of Definition NGA Interested Party Transaction Merger Sub 4 Preamble Merger Sub 4 Interest § 5.16 NGA 3.05(b) Monroe Payoff Letter § 3.09(g) Outside Date § 11.01(b) Parent Preamble Parent Amended and Restated Bylaws § 2.04(e) Parent Board Recitals Parent Certificate § 3.08(b) Parent Material Contracts § 7.19(a) Parent Preferred Stock § 5.03(a7.03(a) NGA Parent Proposals § 7.04(a9.01(a) NGA Parent SEC Reports § 5.07(a7.07(a) NGA Parent Second Amended and Restated Certificate of Incorporation § 2.04(e) Parent Material Contract § 7.19(a) Parent Stockholders Recitals Parent Stockholders’ Meeting § 7.04(a9.01(a) Nomination Agreement Recitals Nonparty Affiliates Payment Spreadsheet § 10.11 Outside Date 3.01 PCAOB Audited Financials § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) 9.13 Plans § 4.10(a) PPACA § 4.10(k) Private Placement Amount Recitals Private Placements Recitals Proxy Statement § 7.02(a9.01(a) QBCA Recitals Redemption Payment Registered IP § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi4.13(a) Registration Rights Agreement Recitals Registration Statement § 7.02(a9.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a9.05(a) SEC § 5.07(a7.07(a) Second Blocker Merger Recitals Second Blocker Merger Effective Time § 2.02(c) Second Blocker Merger Surviving Company § 2.01(b) Second Company Merger Recitals Second Company Merger Effective Time § 2.02(e) Securities Act § 4.05(b7.07(a) Securities Exchange Fund § 3.07(a) Service Agreements § 4.10(a) Sponsor Support Agreement Recitals Stock Incentive Plan § 9.19 Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation Company § 2.01 2.01(d) SVB Payoff Letter § 3.09(g) Terminating Company Breach § 9.01(e11.01(g) Defined Term Location of Definition Terminating NGA Parent Breach § 9.01(f11.01(h) Trademarks § 1.01 Trust Account § 5.12 7.13 Trust Agreement § 5.12 7.13 Trust Fund § 5.12 Trustee 7.13 Unaudited Financial Statements § 5.124.07(b)
Appears in 1 contract
Samples: Business Combination Agreement (McAp Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 5.07(b) Acceptance Time § 2.01(d) Action § 5.09 Agreement Preamble Alternative Transaction § 7.01(a8.01(a) Antitrust Laws § 7.12(a8.12(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a5.07(a) Blue Sky Laws § 4.05(b5.05(b) 13 Defined Term Location of Definition Call Notice § 2.01(e)(ii) Certificate of Merger § 2.02(a3.02(a) Certificates § 4.02(b) Claims § 6.03 7.03 Closing § 2.02(b3.02(b) Closing Date § 2.02(b3.02(b) Code § 4.02(h) Companies Act Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a8.03(b) NGA Company Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e4.04(c) Defined Term Location of Definition NGA Company Disclosure Schedule Article V Company Permits § 5.06 Company Recommendation Recitals Company Warrants § 5.03(b) Confidentiality Agreement § 8.05(b) Consent Solicitation Statement § 8.02(a) Continuing Employees § 8.06(c) Contracting Parties § 11.11 D&O Insurance § 8.07(c) Data Security Requirements § 5.13(j) Dissenting Shareholders § 2.01(e)(ii) DGCL Recitals DLLCA Recitals Earnout Shares § 4.03(a) Effective Time § 3.02(a) Employee Contributions § 5.10(r) Employer Contributions § 5.10(r) Environmental Permits § 5.15 ERISA Affiliate § 5.10(c) Exchange Agent § 4.02(a) Exchange Fund § 4.02(a) Financial Statement Delivery Date § 10.01(b) Forfeited Employee Earnout Shares § 4.03(d) Forfeited Warrant Earnout Shares § 4.03(e) GAAP § 5.07(a) Governmental Authority § 5.05(b) Health Plan § 5.10(k) Interested Party Transaction § 5.16 NGA Preferred Stock 5.21(a) IRS § 5.03(a5.12(b) NGA Proposals Lease § 7.04(a5.12(b) NGA SEC Reports Lease Documents § 5.07(a5.12(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Letter Agreement Recitals Nonparty Affiliates Letter of Transmittal § 10.11 Outside Date 4.02(b) LOKB Preamble LOKB Alternative Transaction § 9.01(b8.01(d) Per Share Merger Consideration LOKB Assumed Warrant § 3.01(b)(i4.01(d) Plans § 4.10(a) PPACA § 4.10(k) Private Placements LOKB Board Recitals Proxy LOKB Closing Statement § 7.02(a4.04(b) QBCA Recitals Redemption Payment LOKB D&O Insurance § 3.01(b)(vi8.07(d) Redemption Shares Defined Term Location of Definition LOKB Disclosure Schedule Article VI LOKB Option § 3.01(b)(vi4.01(b) Registration Rights Agreement Recitals Registration Statement LOKB Permit § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.126.06
Appears in 1 contract
Samples: Registration Rights Agreement (Live Oak Acquisition Corp II)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreed PIPE Recitals Agreement Preamble Alternative Transaction Amended and Restated Holdco Articles § 7.01(a2.12(c) Anti-Money Laundering Laws § 4.22(c) Antitrust Laws § 7.12(a8.13(a) Assumed Warrant Arrangement Consideration § 3.01(b)(vii3.01(a) Annual Arrangement Share Consideration Amount § 3.01(a) Audited Financial Statements § 4.07(a) BCBCA Recitals Blue Sky Laws § 4.05(b) 13 Cash Exchange Fund § 3.03(a) Defined Term Location of Definition Certificate of Merger § 2.02(a2.10(a) Certificates § 3.03(b) Claims § 6.03 7.03 Closing § 2.02(b2.10(b) Closing Date § 2.02(b2.10(b) Colombian Tax Definition of Transfer Tax Company Preamble Company Acquisition Agreement § 8.04(a) Company Board Recitals Company Certificate § 3.01(b) Company Disclosure Schedule Article IV Company Interested Party Transaction Permits § 4.20(a4.06(a) Company Permits Preferred Share Conversion § 4.06 3.02(b)(i) Company Split Adjustment Recitals Company Warrant Share Award § 4.03(b4.03(c) Confidentiality Agreement § 7.05(b8.03(b) Contracting Parties Continuing Employees § 10.11 COVID-19 Action 8.05(a) Converted Company Warrant § 4.08(b3.04(d) Converted Option Award § 3.04(a) Converted Restricted Share § 3.04(c) Converted RSU Award § 3.04(b) Customers § 4.19 D&O Indemnified Party § 8.06(a) D&O Insurance Tail Policy(ies) § 7.06(b8.06(b) Data Security Requirements § 4.13(j4.13(h) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.02(a3.03(a) Exchange Ratio Extension Proxy Statement § 3.01(b)(i) Excluded Shares 8.18 Fixtures and Equipment § 3.01(b)(v) 4.21 Governmental Authority § 4.05(b) Health Plan § 4.10(k4.10(h) Interim Financial Statements Holdco Preamble Holdco Board Recitals Holdco Common Shares Recitals Holdco D&O Policy § 4.07(b8.06(c) Lease Holdco Non-Voting Common Shares Recitals Holdco Plan § 4.12(b8.05(b) Lease Documents Holdco Warrant § 4.12(b3.06 Indebtedness Covenants § 8.19 Investors’ Rights Agreement Recitals Defined Term Location of Definition IRS § 4.10(b) Law § 4.05(a) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials Effective Time § 7.02(a2.10(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g3.02(c)(ii) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Original Agreement Recitals Nonparty Affiliates § 10.11 Original Agreement Date Recitals Outside Date § 9.01(b10.01(b) Per Share Merger Consideration PCAOB Financials § 3.01(b)(i) 8.15 Plans § 4.10(a) Post-Closing Equity Pool § 8.05(b) Post-Signing Returns § 8.10(b)(i) Post-Signing Schedules § 8.20 PPACA § 4.10(k4.10(h) Private Placements Recitals Pre-Closing Conference Call § 2.07 Proxy Statement Statement/Prospectus § 7.02(a8.01(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a8.03(a) Securities Exchange Fund § 3.03(a) Shareholder Support Agreements Recitals SPAC Preamble SPAC Board Recitals SPAC Contribution Recitals SPAC Disclosure Schedule Article V SPAC Extension § 8.18 SPAC Information § 2.04(d) SPAC Material Contracts § 5.12(a) SPAC Merger Consideration § 3.02(c)(ii) SPAC Permits § 5.06 SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Securities Act SPAC Warrant Amendment § 4.05(b) 3.06 Sponsor Recitals Sponsor Loans § 7.02(b)(vi) Subscription Agreements Recitals Suppliers § 4.19 Surviving Corporation § 2.01 2.09 Tail Period § 8.06(b) Terminating Company Breach § 9.01(e10.01(g) Terminating NGA SPAC Breach § 9.01(f10.01(h) Transaction Support Agreement Recitals Defined Term Location of Definition Trust Account § 5.12 5.18 Trust Agreement § 5.12 5.18 Trust Fund § 5.12 5.18 Trustee § 5.125.18 US Subsidiary Recitals US Subsidiary Contribution Recitals Working Capital Warrants § 7.02(b)(vi)
Appears in 1 contract
Samples: Business Combination Agreement (Schultze Special Purpose Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 PCAOB Audited Financials § 7.15 Acquisition Proposal § 7.05(b) Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a) Annual PCAOB Audited Financials § 7.15 Antitrust Laws § 7.14(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims Business Combination § 6.03 Business Combination Proposal § 7.06(a) Caricord § 7.22(a) Caricord Agreement § 7.22(a) Celgene § 7.22(b) Celgene CVR Agreement § 7.22(b) Celgene CVR Amendment § 7.22(b) Celgene Investment Rights Agreement § 7.22(b) Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(g) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a8.02(c) Company Permits § 4.06 4.06(a) Company Split Adjustment Recitals Service Provider § 6.01(b)(vii) Company Stockholder Approval § 4.18 Company Stockholders Meeting § 7.03 Company Subsidiary § 4.01(a) Consent Solicitation Statement § 7.01(e) Continuing Employees § 7.07(a) Converted Option § 3.01(b)(v) Converted Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b3.01(b)(iv) Data Security Requirements § 4.13(j4.13(l) DGCL Recitals Effect § 1.01 DLLCA Recitals Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Defined Term Location of Definition Extension § 3.01(b)(i6.02(b) Excluded Shares Extension Date § 3.01(b)(v6.02(b) FDA § 4.06(a) FDA Application Integrity Policy § 4.06(d) First Certificate of Merger § 2.02(a) First Merger Recitals First Merger Sub Preamble First Merger Sub Board Recitals First Merger Sub Common Stock § 5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub GX Preamble Merger Sub GX Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12Recitals
Appears in 1 contract
Samples: Registration Rights Agreement (GX Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2024 Balance Sheet §4.8(b) Action §4.10 Acquisition Transaction §7.5 Agreement Preamble Alternative Transaction § 7.01(aAllocation Schedule §3.7(a) Allocation Schedule Principles §3.7(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a§7.13(a) Blue Sky Laws § 4.05(b§4.5(b) 13 Defined Term Location of Definition Board Submission §4.20 Certificate of Merger § 2.02(a§2.2(a) Claims § 6.03 Certificates §3.3(b) Closing § 2.02(b§2.2(b) Closing Date § 2.02(b§2.2(b) Code §3.3(h) Company Preamble Company Board Recitals Certificate of Merger §2.2(a) Company Consents §8.1(e) Company Convertible Instruments §3.1(a) Company Convertible Instruments Conversion §3.1(a) Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(aFinancial Statements §4.8(b) Company Permits § 4.06 Company Split Adjustment Merger Recitals Company Warrant § 4.03(bPermits §4.6(a) Company Stockholder Approval §4.20 Company Surviving Corporation §2.1(b) Confidentiality Agreement § 7.05(b§7.4(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(bContinuing Employees §7.6(b) D&O Insurance § 7.06(bContribution §4.14(e) Contributor §4.14(e) Data Security Requirements § 4.13(j§4.14(i) DGCL Recitals Dissenter’s Rights Notice §3.3(b) Dissenting Shares §3.6(a) Effect § 1.01 §1.1 Effective Time § 2.02(a§2.2(a) Environmental Permits § 4.15 §4.16 Defined Term Location of Definition Equity Plan §7.6(a) ERISA §4.11(a) ERISA Affiliate § 4.10(c§4.11(c) Estimated Closing Statement §3.7(b) Exchange Act §4.24 Exchange Agent § 3.02(a§3.3(a) Exchange Fund § 3.02(a§3.3(a) Exchange Ratio § 3.01(b)(iExclusivity Period §7.5 FAR §4.23(h) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) GAAP §1.1 Health Plan § 4.10(k§4.11(k) Holdings Preamble Holdings Amended and Restated Certificate of Incorporation §2.4(c) Improvements §1.1 Initial Post-Closing PUBCO Directors §2.5(b) Interim Monthly Balance Sheet §7.14(b) Interim Monthly Financial Statements § 4.07(b§7.14(b) IRS §4.11(b) Land §1.1 Law §4.5(a) Law Firm §10.11 Lease § 4.12(b§4.13(b) Lease Documents § 4.12(b§4.13(b) Letter of Transmittal §3.3(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b§4.17(a) Merger Recitals Merger Materials § 7.02(aCertificates §2.2(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(gSubs Preamble Mergers Recitals Minimum Proceeds §8.3(f) NGA Preamble NGA Alternative Nevada Act Recitals NV Articles of Merger §2.2(a) OFAC §4.18(b) Outside Date §9.1(b) Outstanding Company Transaction § 7.01(bExpenses §3.5(a) NGA Board Outstanding ShoulderUp Transaction Expenses §3.5(b) PCAOB Financial Statements §7.14(a) Per Share Merger Consideration §3.2(a) PIPE Financing Recitals NGA Change in Recommendation § 7.04(aPlans §4.11(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(bPPACA §4.11(k) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(ePrior Financial Statements §4.8(a) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(aProgram Requirements §4.14(i) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a§7.1(a) QBCA Recitals Redemption Payment § 3.01(b)(viPUBCO Board §2.5(b) Redemption Shares § 3.01(b)(viPurchaser Organizational Documents §5.3(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a§7.1(a) Released Claims §6.3 Remedies Exceptions § 4.04 §4.4 Representatives § 7.05(a§7.4(a) Retained Claims §6.3 Rollover Option §3.8(a) SEC § 5.07(a§5.10(a) Securities Act § 4.05(b§5.10(a) SEI Merger Sub Preamble SEI Merger Sub Common Stock §5.3(d) ShoulderUp Preamble ShoulderUp Board Recitals ShoulderUp Equity Securities §5.3(a) ShoulderUp Disclosure Schedule Article V ShoulderUp Financial Statements §5.6(c) ShoulderUp Liabilities §5.10(c) ShoulderUp Merger Sub Preamble ShoulderUp Merger Sub Common Stock §5.3(c)5.3(b) ShoulderUp Permits §5.9(a) ShoulderUp Preferred Stock §5.3(a) ShoulderUp Proposals §7.2(a) ShoulderUp SEC Reports §5.10(a) ShoulderUp Stockholders’ Meeting §7.1(a) SPAC Certificate of Merger §2.2(a) SPAC Merger Recitals SPAC Surviving Corporation §2.1(a) Sponsor Letter Agreement Recitals Subscription Agreements Sponsor Support Agreement Recitals Surviving Corporation § 2.01 Stockholder Support Agreement Recitals Subsequent Financial Statements §4.8(b) Super 8-K §7.14(a) Terminating Company Breach § 9.01(e§9.1(f) Terminating NGA ShoulderUp Breach § 9.01(f§9.1(g) Trust Account § 5.12 §5.18 Trust Agreement § 5.12 §5.18 Trust Fund § 5.12 §5.18 Trustee § 5.12§5.18 WARN Act §4.12(c) Written Consent §7.3
Appears in 1 contract
Samples: Business Combination Agreement (ShoulderUP Technology Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2019 Balance Sheet §4.07(b) Accountant §3.03(c)(i) Action §4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § §4.07(a) Blue Sky Laws § §4.05(b) 13 Business Combination §6.03(a) Cash Consideration §3.02(a) Certificate of Merger §2.02(a) Claims §7.03 Closing §2.02(b) Closing Date §2.02(b) Closing Statement §3.03(a) Company Preamble Company Acquisition Agreement §8.04 Company Board Recitals Company Certificate §3.02(e) Company Disclosure Schedule §4.01(b) Company Permits §4.06 Company Subsidiary §4.01(a) Confidentiality Agreement §8.03(b) Continuing Employees §8.05(a) Customers §4.19 Data Security Requirements §4.13(i) DGCL Recitals D&O Indemnified Liabilities §8.06(c) D&O Indemnified Parties §8.06(c) D&O Tail §8.06(b) Dispute Notice §3.03(c)(i) Effective Time §2.02(a) Effectiveness Deadline §8.12 Environmental Permits §4.15 Equity Plan §8.05(a) ERISA §4.10(a) ERISA Affiliate §4.10(c) Estimated Closing Company Net Debt §3.02(e) Exchange Act §4.25 Expenses §10.03 Extension §8.17 First Expiration Date §8.17 GAAP § 4.07(a) Defined Term Location of Definition Certificate of Merger Guarantees § 2.02(a8.19 Governmental Authority §4.05(b) Claims § 6.03 Closing § 2.02(bH&B §11.11 Health Plan §4.10(k) Closing Date § 2.02(b) Company Holdings Preamble Company Holdings Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(aIRS §4.10(b) Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(bLaw §4.05(a) Lease Documents § §4.12(b) Management Team §8.16 Material Contracts § §4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(aConsideration §3.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g§6.03(c) NGA PCAOB Audited Financials §8.14 Pensare Preamble NGA Alternative Transaction § 7.01(b) NGA Pensare Board Recitals NGA Change in Pensare Closing Cash Certificate §3.02(d) Pensare Material Contracts §6.12(a) Pensare Preferred Stock §6.03(a) Pensare Proposals §8.01(a) Pensare Recommendation § 7.04(aRecitals Pensare Rights §6.03(a) NGA Closing Pensare SEC Reports §6.07(a) Pensare Stockholders’ Meeting §8.01(a) Plans §4.10(a) PPACA §4.10(k) Proxy Statement § 0 NGA D&O Insurance § 7.06(b§8.01(a) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(eRegistrable Securities §8.12 Registration Statement §8.12 Remedies Exceptions §4.04 Representatives §8.03(a) Resolution Period §3.04(c)(i) Review Period §3.04(c)(i) SEC §6.07(a) Securities Act §6.07(a) Stock Consideration §3.02(a) Stockholder Released Parties §8.18 Subscription Agreement Recitals Suppliers §4.19 Surviving Corporation §2.01 Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(aTax §4.14(p) NGA Proposals § 7.04(aTax Return §4.14(p) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e§10.01(e) Terminating NGA Pensare Breach § 9.01(f§10.01(f) Transactions §4.01(a) Trust Account § 5.12 §6.17 Trust Agreement § 5.12 §6.17 Trust Fund § 5.12 §6.17 Trustee § 5.12§6.17
Appears in 1 contract
Samples: Business Combination Agreement (PENSARE ACQUISITION Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Acquisition Proposal § Section 7.07(b) Agreement Preamble Alternative Transaction Annual Financial Statement § 7.01(aSection 4.07(a) Antitrust Laws § 7.12(a7.15(a) Assumed Warrant Articles of Merger § 3.01(b)(vii) Annual Financial Statements § 4.07(aSection 2.02(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims Business Combination § 6.03 Business Combination Proposal § Section 7.07(a) Certificates § 3.03(a) Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Initial Stockholders Recitals Company Material Adverse Effect § 4.20(aSection 8.02(a) Company Officer’s Certificate § 8.02(c) Company Permits § 4.06 Section 4.06(a) Company Split Adjustment Recitals SEC Reports § Section 4.22(a) Company Warrant Service Provider § 4.03(b6.01(b)(vii) Confidentiality Agreement Company Stockholder Approval § 7.05(b4.18 Company Stockholder Approval Matters § 7.01(a) Contracting Parties Company Stockholders’ Meeting § 10.11 COVID-19 Action 7.01(a) Converted Option § 4.08(b) D&O Insurance § 7.06(b3.02(a)(iv) Data Security Requirements § 4.13(jSection 4.13(l) DGCL Recitals Effect § Section 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate Estimated Closing Statement § 4.10(cSection 3.06 Estimated Working Capital § Section 3.06 Exchange Agent § 3.03(a) Exchange Agent Agreement § 3.02(a3.03(a) Exchange Fund § 3.02(aSection 3.03(b)(i) Exchange Ratio Extension § 3.01(b)(iSection 6.02(b) Excluded Shares Extension Date § 3.01(b)(vSection 6.02(b) FTC § 8.01(d) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) Interim Financial Statements Date § 4.07(b) Interim Period § Section 6.01(a) IPO § 6.03 Key Employee Recitals Law § 4.05(a) Lease § 4.12(b) Defined Term Location of Definition Lease Documents § 4.12(b) Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(bSection 7.09(b) Merger Recitals Merger Materials Payment Schedule § 7.02(a3.03(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA New Employment Agreements Recitals Non-Disclosure Agreement § 7.04(b) Nonparty Affiliate § 10.11 NRS Recitals Ordinary Commercial Agreement § Section 4.14(b) Outside Date § 9.01(b) Outstanding Company Transaction Expenses § 3.05(a) Outstanding Parent Transaction Expenses § 3.05(b) Outstanding Transaction Expenses § 3.05(b) Parent Preamble NGA Alternative Transaction Parent Assumed Warrant § 7.01(bSection 3.02(a)(vi) NGA Parent Board Recitals NGA Change in Parent Board Recommendation § 7.04(aSection 7.02(a) NGA Closing Statement Parent Common Conversion Recitals Parent Common Stock § 0 NGA D&O Insurance § 7.06(b5.03(a) NGA Parent Disclosure Schedule Article V NGA Indemnification Agreements Parent Equity Incentive Plan § 7.06(e7.01(a) Defined Term Location of Definition NGA Interested Party Transaction Parent Initial Stockholders Recitals Parent Material Adverse Effect § 5.16 NGA Section 8.03(a) Parent Preferred Stock § 5.03(a) NGA Parent Proposals § 7.04(a7.01(a) NGA Parent Public Warrants § 5.16 Parent Restricted Stock § Section 3.02(a)(i) Parent SEC Reports § 5.07(a) NGA Parent Stockholders’ Meeting § 7.04(a7.01(a) Nomination Agreement Recitals Nonparty Affiliates Parent Warrants § 10.11 Outside Date § 9.01(b5.03(a) Per Share Merger Consideration § 3.01(b)(i3.02(a)(i) Plans Permitted Financings § 4.10(aSection 6.01(b)(ii) PPACA Prospectus § 4.10(k) Private Placements Recitals 6.03 Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Public Stockholders § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) 6.03 Registration Rights Agreement Recitals Registration Statement § 7.02(a7.01(a) Related Party § Section 7.19 Released Claims § 6.03 Remedies Exceptions § 4.04 Defined Term Location of Definition Representatives § 7.05(a7.04(a) Sxxxxxxx-Xxxxx Act § Section 4.22(a) SEC § 5.07(a) Securities Act § 4.05(bSection 4.22(a) Sponsor Recitals Subscription Sponsor Support Agreement Recitals Stockholder Support Agreements Recitals Surviving Corporation Recitals Surviving Provisions § 2.01 Section 9.02(a) Tax Claim § Section 4.14(a) Terminating Company Breach § 9.01(e) Terminating NGA Parent Breach § Section 9.01(f) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (FG Merger Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 3/31 Balance Sheet § 4.07(b) Action § 4.09 Additional PIPE Investors Recitals Additional Subscription Agreements Recitals Agreement Preamble Alternative Transaction § 7.01(a) Amended and Restated Articles of Association § 2.04(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Audited Annual Financial Statements § 4.07(a) Defined Term Location of Definition Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Certificates § 2.02(a3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(g) Companies Act 2.04(a) Company Preamble Company Awards § 4.03(b) Company Board Recitals Company Closing Statement § 3.04 Company Disclosure Schedule Article IV Company D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.20(a4.21(a) Company Permits Permit § 4.06 Company Split Adjustment Recommendation Recitals Company Warrant Warrants § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 Conversion § 3.01(a) Convertible Notes Recitals COVID-19 Action Relief § 4.08(b) 4.25 D&O Insurance § 7.06(b7.07(c) Data Security Requirements § 4.13(j4.13(h) DGCL Recitals Effect Domestication § 1.01 2.05 Earnout Shares § 3.03(a) Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01(c) Excluded Shares Exchanged Restricted Stock § 3.01(b)(v3.01(d) Governmental Authority § 4.05(b) Health IFRS § 4.07(a) Incentive Plan § 4.10(k7.06 Incentive Plan Proposal § 7.02(a) Interim Financial Statements Investor Rights Agreement Recitals IRS § 4.07(b4.14(j) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Defined Term Location of Definition Material Suppliers § 4.17 Maximum Annual Premium § 7.06(b7.07(c) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Overall Share Merger Consideration § 3.01(b)(i) Plans Limit 7.06 PIPE Investors Recitals Plan § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment Public Subsidies § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals 4.24 Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Securities Act § 4.05(b) Side Letter Agreements § 4.21(b) SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals SPAC D&O Insurance § 7.07(d) SPAC Disclosure Schedule Article V SPAC Founder Shareholders Recitals SPAC Founders Stock Letter Recitals SPAC Material Contracts § 5.19(a) SPAC Preference Shares § 5.03(a) SPAC SEC Reports § 5.07(a) SPAC Shareholder Approval § 5.04 SPAC Shareholders’ Meeting § 7.02(a) SPAC Tail Policy § 7.07(d) Sponsor Recitals Subscription Agreements Recitals SPAC Recitals Surviving Subsidiary Corporation § 2.01 Recitals Terminating Company Breach § 9.01(e9.01(f) Terminating NGA SPAC Breach § 9.01(f9.01(g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Defined Term Location of Definition Trust Fund § 5.12 5.13 Trustee § 5.125.13 Written Consent § 7.03 Written Consent Failure § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Galata Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii3.01(c) Annual Audited Financial Statements § 4.07(a) 7.18 Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(h) Defined Term Location of Definition Company Preamble Company Board Recitals Company Change in Recommendation § 7.03(b) Company Closing Statement § 3.04(c) Company Disclosure Schedule Article IV Company D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.20(a4.21(a) Company Permits § 4.06 Company Split Adjustment Recommendation Recitals Company Warrant Warrants § 4.03(b) Confidentiality Agreement § 7.05(b) Consent Solicitation Statement § 7.02(b) Contracting Parties § 10.11 COVID-19 Action Conversion § 4.08(b3.01(a) D&O Insurance § 7.06(b7.07(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect Earnout Shares § 1.01 3.03(a) Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) ESPP § 7.02(b) ESPP Proposal § 7.02(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01(d) Excluded Shares Exchanged Restricted Stock § 3.01(b)(v3.01(e) Financial Statement Delivery Date § 9.01(b) Founder Stockholders Recitals Founders Stock Letter Recitals GAAP § 4.07(a) Go-forward D&O Insurance § 7.07(e) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) IRS § 4.10(b) Lease § 4.12(b) Lease Documents § 4.12(b) Letter Agreement Recitals Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Material Customers § 4.17 Material Suppliers § 4.17 Maximum Annual Premium § 7.06(b7.07(c) Merger Recitals Defined Term Location of Definition Merger Materials § 7.02(a7.02(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Omnibus Incentive Plan § 7.02(b) Omnibus Incentive Plan Proposal § 7.02(b) Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) PIPE Investors Recitals Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi7.02(b) Registration Rights Agreement Recitals Registration Statement § 7.02(a7.02(b) Remedies Exceptions § 4.04 Representatives § 7.05(a) Required Switchback Proposals § 7.02(b) Requisite Company Stockholder Approval § 7.02(b) SEC § 5.07(a) Securities Act § 4.05(b) Side Letter Agreements § 4.21(b) Sponsor Recitals Subscription Agreements Recitals Support Agreement Failure § 7.02(a) Surviving Corporation § 2.01 Switchback Preamble Switchback Alternative Transaction § 7.01(d) Switchback Board Recitals Switchback Change in Recommendation § 7.04(a) Switchback Closing Statement § 3.04(b) Switchback D&O Insurance § 7.07(d) Switchback Disclosure Schedule Article V Switchback Interested Party Transaction § 5.17 Switchback Preferred Stock § 5.03(a) Switchback Proposals § 7.02(b) Switchback SEC Reports § 5.07(a) Switchback Stockholders’ Meeting § 7.02(b) Switchback Tail Policy § 7.07(d) Terminating Company Breach § 9.01(e9.01(f) Terminating NGA Switchback Breach § 9.01(f9.01(g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Unaudited Financial Statements § 4.07(a) Written Consent § 7.03(a) Written Consent Failure § 7.03(a)
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (Switchback Energy Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07b) Action § 4.09 Agreement Preamble Alternative Transaction Annual Financial Statements § 7.01(a4.07a) Antitrust Laws § 7.12(a7.13a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) 7.17 Blue Sky Laws § 4.05(b4.05b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a2.02a) Certificates § 3.02b) Claims § 6.03 Closing § 2.02(b2.02b) Closing Date § 2.02(b2.02b) Code § 3.02g) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a4.03c) Company Permits § 4.06 Company Split Adjustment Recitals Share Awards § 4.03a) Company Warrant Stockholder Approval § 4.03(b) 4.18 Company Stockholder Meeting § 7.03 Defined Term Location of Definition Confidentiality Agreement § 7.05(b7.04b) Continuing Employees § 7.06a) Contracting Parties § 10.11 COVID-19 Action Conversion § 4.08(b) D&O Insurance § 7.06(b4.03h) Data Security Requirements § 4.13(j4.13k) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a2.02a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c4.10c) Exchange Act § 3.01b)iv) Exchange Agent § 3.02(a3.02a) Exchange Fund § 3.02(a3.02a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01b)iv) Excluded Shares Existing Security Agreements § 3.01(b)(v4.16a)viii) Governmental Authority Food Law GAAP § 4.05(b4.19 § 4.07a) Health Plan § 4.10(k4.10k) Intended Tax-Free Treatment Recitals Interim Financial Statements § 4.07(b4.07b) IRS § 4.10b) IT Systems § 4.13 Lease § 4.12(b4.12b) Lease Documents § 4.12(b4.12b) Lock-Up Agreement Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b4.16a) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Minimum PIPE Commitments Recitals Nonparty Affiliates § 10.11 Novus Preamble Novus Board Recitals Novus Preferred Stock § 5.03a) Novus Proposals § 7.01a) Novus SEC Reports § 5.07a) Novus Stockholders’ Meeting § 7.01a) Outside Date § 9.01(b9.01b) Per Share Merger Consideration § 3.01(b)(i3.01b)i) Plans § 4.10(a4.10a) PPACA § 4.10(k4.10k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi7.01a) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Defined Term Location of Definition Representatives § 7.05(a7.04a) SEC § 5.07(a5.07a) Securities Act § 4.05(b5.07a) Sponsor Support Agreement Recitals Stockholder Support Agreement Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e9.01f) Terminating NGA Novus Breach § 9.01(f9.01g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (Novus Capital Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Acquisition Proposal § 7.05(b) Additional Financings § Section 7.19(b) Additional Financing Investor § Section 7.19(b) Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a7.14(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Board Recitals Business Combination § 6.03 Cancelled Shares § Section 3.01(b)(ii) Certificate § 3.02(a) Certificate of Merger § Section 2.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a8.02(c) Company Permits § 4.06 4.06(a) Company Split Adjustment Recitals Service Provider § 6.01(b)(vii) Company Warrant Stockholder Approval § 4.03(b4.18 Company Subsidiary § 4.01(a) Confidentiality Agreement Continuing Employees § 7.05(b7.07(a) Contracting Parties Converted Option § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b3.01(b)(iii) Data Security Requirements § 4.13(jSection 4.13(l) DGCL Recitals Effect Dissenting Shares § 1.01 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Agent Agreement § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Expense Reimbursement § 3.01(b)(iSection 9.02(b) Excluded Shares Extension Proposal § 3.01(b)(vSection 7.20 Extension Proxy Statement § Section 7.20 GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) Interim Financial Statements Date § 4.07(b) Interim Period § Section 6.01(a) IPO § 6.03 Key Employee Recitals Xxxxxxx § 10.12 Xxxxxxx Privileged Communications § 10.12 Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Defined Term Location of Definition Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b7.08(b) Merger Recitals Merger Materials Payment Schedule § 7.02(a3.02(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Non-Disclosure Agreement § 4.03(g7.04(b) NGA Nonparty Affiliate § 10.11 Ordinary Commercial Agreement § 4.14(b) Outside Date § 9.01(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding Parent Transaction Expenses § 3.04(b) Outstanding Transaction Expenses § 3.04(b) Parent Preamble NGA Alternative Transaction § 7.01(b) NGA Parent Board Recitals NGA Change in Parent Board Recommendation § 7.04(aSection 7.02(a) NGA Closing Statement Parent Cash on Hand Calculation § 0 NGA D&O Insurance § 7.06(bSection 7.19(a) NGA Parent Disclosure Schedule Article V NGA Indemnification Agreements Parent Extension Approval § 7.06(eSection 7.20 Parent Extension Stockholders’ Meeting § Section 7.20 Parent Initial Stockholders Recitals Parent LTIP § 7.01(a) Defined Term Location of Definition NGA Interested Parent Proposals § 7.01(a) Parent Related Party Transaction § 5.16 NGA Preferred 5.21 Parent Related Party Transactions § 5.21 Parent Restricted Stock § 5.03(aSection 3.01(b)(i) NGA Proposals § 7.04(a) NGA Parent SEC Reports § 5.07(a) NGA Parent Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b7.01(a) Per Share Merger Consideration § Section 3.01(b)(i) Permitted Financings § Section 6.01(b)(ii) Plans § 4.10(a) PPACA Pro Rata Share § 4.10(k3.02(i) Private Placements Recitals Prospectus § 6.03 Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Public Stockholders § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.126.03
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (Breeze Holdings Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.09(b) Action § 4.11 Agreement Preamble Alternative Transaction § 7.01(a7.05(a) Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a) Behavioral Health Services Recitals Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Cloudbreak Health Recitals Cloudbreak Health BCA Recitals Cloudbreak Health Merger Recitals Cloudbreak Merger Sub § 5.01(b) Code Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Stockholder Approval § 4.21 Company Subsidiary Recitals Company Warrant § 4.03(b) Subsidiary Acquisition Agreements Recitals Confidentiality Agreement § 7.05(b7.04(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance Continuing Employees § 7.06(b) Contribution § 4.15(e) Contributor § 4.15(e) Data Security Requirements § 4.13(j4.15(i) DGCL Recitals Dissenting Shares § 3.05(a) EarlyBirdCapital § 5.12 Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) ERISA § 4.12(a) ERISA Affiliate § 4.10(c4.12(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.24 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e4.09(b) Defined Term Location of Definition NGA Interested Party Transaction GAAP § 5.16 NGA Preferred Stock § 5.03(a4.09(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement GigCapital2 Preamble GigCapital2 Board Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy GigCapital2 Closing Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.123.06(b)
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Acquisition Proposal § 7.05 (b) Additional Financings § 7.20 (b) Agreement Preamble Alternative Transaction Annual PCAOB Financial Statements § 7.01(a) 7.15 Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a7.14 (a) Blue Sky Laws § 4.05(b4.05 (b) 13 Business Combination § 6.03 Certificate § 3.02 (a) Closing § 2.02 (b) Closing Date § 2.02 (b) Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a8.02 (c) Company Permits § 4.06 (a) Company Split Adjustment Recitals Stockholder Approval § 4.18 Company Warrant Stockholders Meeting § 4.03(b7.03 Company Subsidiary § 4.01 (a) Confidentiality Agreement Continuing Employees § 7.05(b7.07 (a) Contracting Parties Converted RSUs § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b3.01 (b)(iv) Data Security Requirements § 4.13(j4.13 (l) DGCL Recitals Effect Earnout Pro Rata Share § 1.01 3.02 (i) Earnout RSUs § 3.05 (e) Effective Time § 2.02(a2.02 (a) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c4.10 (c) Exchange Agent § 3.02(a3.02 (a) Exchange Agent Agreement § 3.02 (a) Exchange Fund § 3.02(a3.02 (a) Exchange Ratio First Certificate of Merger § 3.01(b)(i2.02 (a) Excluded First Merger Sub Preamble First Merger Sub Board Recitals First Merger Sub Common Stock § 5.03 (b) Forfeited Sponsor Shares § 3.01(b)(v7.20 (c) GAAP § 4.07 (a) Governmental Authority § 4.05(b4.05 (b) Health Plan Intended Tax Treatment Recitals Interim Financial Statements § 4.10(k4.07 (b) Interim Financial Statements Date § 4.07(b4.07 (b) Interim Period § 6.01 (a) IPO § 6.03 Key Company Service Provider § 6.01 (b)(vii) Key Employee § 7.21 Law § 4.05 (a) Lease § 4.12(b4.12 (b) Lease Documents § 4.12(b4.12 (b) Material Contracts § 4.16(a4.16 (a) Maximum Annual Premium § 7.06(b7.08 (b) Merger Recitals Merger Materials Payment Schedule § 7.02(a3.02 (i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification New Employee Agreements § 7.06(e7.21 Non-Disclosure Agreement § 7.04 (b) Nonparty Affiliate § 10.11 Defined Term Location of Definition NGA Interested Party Ordinary Commercial Agreement § 4.14 (b) Outside Date § 9.01 (b) Outstanding Company Transaction Expenses § 5.16 NGA 3.04 (a) Outstanding Parent Transaction Expenses § 3.04 (b) Outstanding Transaction Expenses § 3.04 (b) Parent Preamble Parent Assumed Warrant § 3.01 (b)(vii) Parent Board Recitals Parent Board Recommendation § 7.02 (a) Parent Cash on Hand Calculation § 7.20 (a) Parent Common Stock § 5.03 (a) Parent Disclosure Schedule Article V Parent Equity Incentive Plan § 7.01 (a) Parent ESPP § 7.01 (a) Parent Preferred Stock § 5.03(a5.03 (a) NGA Parent Proposals § 7.04(a7.01 (a) NGA Parent Public Warrants § 5.16 Parent Restricted Stock § 3.01 (b)(i) Parent SEC Reports § 5.07(a5.07 (a) NGA Parent Stockholders’ Meeting § 7.04(a7.01 (a) Nomination Agreement Recitals Nonparty Affiliates Parent Warrants § 10.11 Outside Date 5.03 (a) Per Share Forfeited Value § 9.01(b7.20 (c) Per Share Merger Consideration § 3.01(b)(i3.01 (b)(i) Permitted Compensation Arrangements § 6.01 (b)(vii) Permitted Financings § 6.01 (b)(ii) Plans § 4.10(a4.10 (a) PPACA § 4.10(k) Private Placement Investors Recitals Private Placements Recitals Pro Rata Share § 3.02 (i) Prospectus § 6.03 Proxy Statement § 7.02(a7.01 (a) QBCA Recitals Redemption Payment Public Stockholders § 3.01(b)(vi) Redemption Shares 6.03 Q1 Unaudited Interim Financial Statements § 3.01(b)(vi) 7.15 Q2 Unaudited Interim Financial Statements § 7.15 Registration Rights Agreement Recitals § 7.22 Registration Statement § 7.02(a7.01 (a) Related Party § 7.19 Released Claims § 6.03 Remedies Exceptions § 4.04 Representatives § 7.05(a7.04 (a) Xxxxxxxx-Xxxxx Act § 5.07 (a) SEC § 5.07(a5.07 (a) Securities Act Second Certificate of Merger § 4.05(b2.02 (a) Second Effective Time § 2.02 (a) Second Merger Sub Preamble Defined Term Location of Definition Second Merger Sub Board Recitals Sponsor Recitals Sponsor Support Agreement Recitals Stockholder Support Agreements Recitals Subscription Agreements Recitals Subscription Amount Recitals Surviving Corporation Recitals Surviving Entity Recitals Surviving Provisions § 2.01 9.02 Tax Claim § 4.14 (a) Terminating Company Breach § 9.01(e9.01 (g) Terminating NGA Parent Breach § 9.01(f9.01 (h) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Unaudited Annual Financial Statements § 4.07 (a) Unaudited Interim Financials § 7.15 Unvested Converted RSUs § 3.05 (e) Written Consent § 7.03
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (Isleworth Healthcare Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet §4.07(b) Action §4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a§7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § §4.07(a) Blue Sky Laws § §4.05(b) 13 Business Combination Proposal §7.17 Certificate of Merger §2.02(a) Certificates §3.02(b) CFIUS §7.14(a) Claims §6.03 Closing §2.02(b) Closing Date §2.02(b) Code §3.02(h) Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Commerce §4.21 Company Preamble Company Acquisition Agreement §7.05(a) Company Adverse Recommendation Change §7.05(c) Company Board Recitals Company Board Recommendation §4.19 Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(aEquity Plan Unallocated Pool §3.01(a) Company Notice Period §7.05(c) Company Permits § §4.06 Company Split Adjustment Recitals Related Parties § 9.03(c) Company Warrant Share Award § 4.03(b4.03(c) Company Stockholder Approval §4.19 Company Subsidiary §4.01(a) Confidentiality Agreement § 7.05(b§7.04(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(bContinuing Employees §7.06(a) D&O Insurance § 7.06(bConversion §3.01(b) Data Security Requirements § 4.13(j§4.13(h) D&O Tail Policies §7.07(b) DGCL Recitals Effect § 1.01 Dissenting Shares §3.05(a) EarlyBird §5.12 Effective Time § §2.02(a) Employment Matters §4.11(c) Environmental Permits § 4.15 §4.16 ERISA §4.10(a) ERISA Affiliate § §4.10(c) Exchange Act §4.23 Exchange Agent § §3.02(a) Exchange Fund § 3.02(aExchanged Options §3.01(c)(iv) Exchange Ratio § 3.01(b)(iExchanged Restricted Stock §3.01(c)(iv) Excluded Shares § 3.01(b)(vFCC Transfer of Control Applications §7.15 Financial Statements §4.07(a) Funded International Employee Plan §4.10(m) GAAP §4.07(a) Governmental Authority § §4.05(b) Health Plan § §4.10(k) Interim Financial Statements § 4.07(bIsraeli Employees §4.11(g) IRS §4.10(b) Lxxxxxxxx §0.00 Law §4.05(a) Lease § §4.12(b) Lease Documents § §4.12(b) Letter of Transmittal §3.02(b) Material Contracts § 4.16(a§4.17(a) Maximum Annual Premium § 7.06(b) Defined Term Location of Definition Merger Recitals Merger Materials § 7.02(aConsideration §3.01(c)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g§5.03(b) NGA Net Exercise §3.01(d) NYSE American §5.07(d) Outside Date §9.01(b) Outstanding Company Transaction Expenses §3.04(a) Outstanding Parent Transaction Expenses §3.04(b) Parent Preamble NGA Alternative Transaction § 7.01(b) NGA Parent Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Parent Preferred Stock § §5.03(a) NGA Parent Proposals § 7.04(a§7.01(a) NGA Parent SEC Reports § §5.07(a) NGA Parent Stockholders’ Meeting § 7.04(a§7.01(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(bPayment Spreadsheet §3.01(a) Per Share Merger Consideration § 3.01(b)(i) PCAOB Audited Financials §7.16 Plans § §4.10(a) PPACA § §4.10(k) Private Placements Recitals Proxy Statement § 7.02(a§7.01(a) QBCA Recitals Redemption Payment § 3.01(b)(viRecall §4.14(b) Redemption Shares § 3.01(b)(viRegistered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a§7.01(a) Remedies Exceptions § §4.04 Representatives § 7.05(a§7.04(a) SEC § §5.07(a) Securities Act § 4.05(b§5.07(a) Securities Exchange Fund §3.02(a) Section 14 Arrangement §4.11(g) Service Agreements §4.10(a) Sponsor Support Agreement Recitals Stock Incentive Plan §7.19 Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation § §2.01 Terminating Company Breach § 9.01(e§9.01(f) Terminating NGA Parent Breach § 9.01(f§9.01(h) Trust Account § 5.12 §5.13 Trust Agreement § 5.12 §5.13 Trust Fund § 5.12 §5.13 Trustee § 5.12§5.13 Written Consent §7.03
Appears in 1 contract
Samples: Business Combination Agreement (New Beginnings Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2019 Balance Sheet § 4.07(b) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Audited Financial Statements § 4.07(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination Proposal § 7.15 Carta Cancellation § 3.02(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(h) Company Preamble Company Acquisition Agreement § 7.05(a) Company Adverse Recommendation Change § 7.05(d) Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Notice Period § 4.20(a7.05(d) Company Permits § 4.06 Company Split Adjustment Recitals Share Awards § 4.03(a) Company Warrant Stockholder Approval § 4.03(b4.18 Company Subsidiary § 4.01(a) Confidentiality Agreement § 7.05(b7.04(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance Continuing Employees § 7.06(b) Conversion § 4.03(i) Data Security Requirements § 4.13(j4.13(i) DGCL Recitals Effect Defined Term Location of Definition Dissenting Shares § 1.01 3.05 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) ERISA § 4.10(a) ERISA Affiliate § 4.10(c) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01(b)(iv) Excluded Shares Extension § 3.01(b)(v7.17 First Expiration Date § 7.17 GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements Intervening Event Notice Period § 4.07(b7.05(e) IRS § 4.10(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding VectoIQ Transaction Expenses § 3.04(b) PCAOB Audited Financials § 7.14 Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a7.04(a) SEC § 5.07(a) Securities Act § 4.05(b5.07(a) Sponsor Stockholder Support Agreement Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(n) Defined Term Location of Definition Tax Return § 4.14(n) Terminating Company Breach § 9.01(e9.01(g) Terminating NGA VectoIQ Breach § 9.01(f9.01(h) Termination Fee § 9.03(a) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 VectoIQ Preamble VectoIQ Board Recitals VectoIQ Preferred Stock § 5.03(a) VectoIQ Proposals § 7.01(a) VectoIQ SEC Reports § 5.07(a) VectoIQ Stockholders’ Meeting § 7.01(a) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (VectoIQ Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition $18 Earnout Shares Annex I $18 Share Price Milestone Annex I $25 Earnout Shares Annex I $25 Share Price Milestone Annex I $30 Earnout Shares Annex I $30 Share Price Milestone Annex I Acceleration Event Annex I Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) 7.05 Annual Financial Statements § 4.07(a) Defined Term Location of Definition Antitrust Laws § 7.13(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Claims Business Combination § 6.03 Cayman Companies Law Recitals Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(g) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a8.02(c) Company Permits § 4.06 Company Split Adjustment Recitals Share Awards § 4.03(a) Company Warrant Shareholder Approval § 4.03(b4.18 Company Shareholders Meeting § 7.03 Company Subsidiary § 4.01(a) Confidentiality Agreement Continuing Employees § 7.05(b7.06(a) Contracting Parties Converted Option § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b3.01(b)(iv) Data Security Requirements § 4.13(j4.13(i) DGCL § 2.05(b) DLLCA Recitals Effect Dissenting Shares § 1.01 3.05(a) Effective Time § 2.02(a) EGS § 10.12 Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange and Cancellation Agreement Recitals Exchange Fund § 3.02(a) Exchange Ratio Extension § 3.01(b)(i7.17 First Merger Recitals First Merger Sub Preamble First Merger Sub Board Recitals First Merger Sub Common Stock § 5.03(b) Excluded Shares GAAP § 3.01(b)(v4.07(a) Governmental Authority § 4.05(b) HCAC Preamble HCAC Board Recitals HCAC Class A Common Stock § 5.03(a) HCAC Class B Common Stock § 5.03(a) HCAC Common Stock § 5.03(a) HCAC Disclosure Schedule Article V HCAC Preferred Stock § 5.03(a) HCAC Proposals § 7.01(a) HCAC Public Warrants § 5.16 Defined Term Location of Definition HCAC SEC Reports § 5.07(a) HCAC Stockholders’ Meeting § 7.01(a) HCAC Warrants § 5.03(a) Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) Interim Financial Statements Date § 4.07(b) IPO § 6.03 IRS § 4.10(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium Merger Payment Schedule § 7.06(b3.02(i) Merger Mergers Recitals Merger Materials Non-Disclosure Agreement § 7.02(a7.04(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Ordinary Commercial Agreement § 4.03(g4.14(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding HCAC Transaction Expenses § 3.04(b) PCAOB Audited Financials § 7.14 Per Share Merger Consideration § 3.01(b)(i) Plan of Merger § 2.02(a) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Pro Rata Share § 3.02(i) Prospectus § 6.03 Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Public Stockholders § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.126.03
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (Hennessy Capital Acquisition Corp IV)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2020 Balance Sheet § 4.07(b) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii3.01(b)(iv) Annual Audited Financial Statements § 4.07(a4.07(b) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Board Nomination and Support Agreement § 7.19 CBCA Recitals CCAA Recitals Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(h) Company Preamble Company Board Recitals Company Change in Recommendation § 7.03(b) Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Split Adjustment Recommendation Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Contracting Parties § 10.11 COVID-19 Action Conversion § 4.08(b3.01(a) D&O Insurance § 7.06(b7.07(c) Data Security Requirements § 4.13(j4.13(i) DCRC Preamble DCRC Alternative Transaction § 7.01(d) DCRC Board Recitals DCRC Change in Recommendation § 7.04(a) DCRC Disclosure Schedule Article V DCRC Interested Party Transaction § 5.20(a) DCRC Preferred Stock § 5.03(a) DCRC Proposals § 7.02(a) DCRC Recommendation § 7.04(a) DCRC SEC Reports § 5.07(a) DCRC Stockholders’ Meeting § 7.02(a) DCRC Tail Policy § 7.07(d) DGCL Recitals Effect Dissenting Shares § 1.01 3.05(a) DPA § 5.19(a) Effective Time § 2.02(a) EIP Initial Share Reserve § 7.06(c) Environmental Permits § 4.15 4.15(d) ERISA Affiliate § 4.10(c) ESPP Initial Share Reserve § 7.06(c) Exchange Act § 3.01(b)(v) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares Exchanged Option § 3.01(b)(v) Exchanged Restricted Stock § 3.01(b)(vi) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements Information Statement § 4.07(b7.03(a) Intended Tax Treatment Recitals IRS § 4.10(b) ITAR § 4.05(b) Lease § 4.12(b4.12(d) Lease Documents § 4.12(b4.12(d) Letter of Transmittal § 3.02(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Payment Schedule § 3.03 Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Side Letter Agreements § 4.20(b) Sponsor Letter Agreement Recitals Statement of Merger § 2.02(a) Stockholder Support Agreement Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e9.01(f) Terminating NGA DCRC Breach § 9.01(f9.01(g) Transaction Litigation § 7.18 Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 Trustee 5.13 Written Consent § 5.127.03(a) Written Consent Failure § 7.03(a)
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2019 Audited Financial Statements § 4.07(a) 2020 Financial Statements § 4.07(a) Agreement Preamble Alternative Transaction § 7.01(a) 8.07 Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a8.14(a) Blue Sky Laws § 4.05(b) 13 Business Combination § 7.04(a) Cayman Companies Act Recitals Certificate § 3.02(c)(i) Defined Term Location of Definition Certificate of Merger § 2.02(a2.02(a)(iii) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Closing Date Indebtedness § 3.04(a) Closing Lock-Up Agreement Recitals Code Recitals Company Preamble Company Board Recitals § 3.01(b) Company Board Recommendation § 8.04 Company Disclosure Schedule Article IV Company Interested Party Transaction Officer’s Certificate § 4.20(a9.02(c) Company Permits § 4.06 Company Split Adjustment Recitals Share Consideration § 3.01(a)(i) Company Warrant Shareholders Meeting § 4.03(b8.04 Company Subsidiary § 4.01(a) Confidentiality Agreement Company Transaction Expenses § 7.05(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j3.04(a) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a2.02(a)(iii) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a3.02(b)(i) Exchange Fund § 3.02(a3.02(b)(i) Exchange Ratio F-Reorg Merger Recitals F-Reorg Merger Documents § 3.01(b)(i2.02(a)(i) Excluded F-Reorg Payment Schedule § 3.02(a)(v) F-Reorg Plan of Merger § 2.02(a)(i) F-Reorg Time § 2.02(a)(i) First Merger Recitals First Merger Documents § 2.02(a)(ii) First Merger Plan of Merger § 2.02(a)(ii) First Merger Sub Preamble First Merger Sub Ordinary Shares § 3.01(b)(v5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan HCIC Preamble HCIC Board § 4.10(k6.10(a) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub HCIC Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA 8.02 HCIC Disclosure Schedule Article V NGA Indemnification Agreements VI HCIC Letter of Transmittal § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.123.02(c)(i)
Appears in 1 contract
Samples: Merger Agreement and Plan of Reorganization (Hennessy Capital Investment Corp. V)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2023 Earnout Shares § 3.07(c)(i) 2024 Earnout Shares § 3.07(c)(ii) 2025 Earnout Shares § 3.07(c)(iii) 2023 Form 10-K § 3.07(c)(i) 2024 Form 10-K § 3.07(c)(ii) 2025 Form 10-K § 3.07(c)(ii) Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a7.05(a) Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii3.01(c) Annual Financial Statements Awards § 4.07(a) 7.06 Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Company Preamble Company Board Recitals Company Directors § 2.05(c) Company Disclosure Schedule Article IV Company Interested Party Transaction D&O Tail Insurance § 4.20(a7.07(b) Company Permits § 4.06 Company Split Adjustment Recitals Preferred Stock § 4.03(a) Company Warrant Share Awards § 4.03(b4.03(a) Company Stockholder Approval § 4.19 Company Subsidiary § 4.01(a) Company Transaction Expenses § 3.04(a) Confidentiality Agreement § 7.05(b7.04(b) Contracting Parties Contingent Worker § 10.11 COVID-19 Action 4.12(h) Contribution § 4.08(b) D&O Insurance § 7.06(b) Data Security Requirements § 4.13(j4.14(e) DGCL Recitals Defined Term Location of Definition Effect § 1.01 Effective Time § 2.02(a) Environmental Permits Permit § 4.15 Equity Plan § 7.06 ERISA § 4.11(a) ERISA Affiliate § 4.10(c4.11(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.22 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanges § 3.01(b)(i2.05(b) Excluded Shares Financial Statements § 3.01(b)(v4.07(b) GAAP § 4.07(a) GigCapital5 Preamble GigCapital5 Board Recitals GigCapital5 Closing Statement § 3.06(b) GigCapital5 Preferred Stock § 5.03(a) GigCapital5 Proposals § 7.01(a) GigCapital5 SEC Reports § 5.07(a) GigCapital5 Stockholders’ Meeting § 7.01(a) GigCapital5 Transaction Expenses § 3.04(b) Governmental Authority § 4.05(b) Health Plan § 4.10(k4.11(k) Interim HITECH § 4.14(i) Improvements § 1.01 Initial PCAOB Financial Statements § 4.07(b7.14 Initial Post-Closing QTI Holdings Directors § 2.05(c) Intended Tax Treatment Recitals Land § 1.01 Law(s) § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.12)
Appears in 1 contract
Samples: Business Combination Agreement (Qt Imaging Holdings, Inc.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition ABCA Recitals Action § 3.09 Agreement Preamble Alternative Transaction § 7.01(a6.04 AmalCo Preamble AmalCo Board Recitals AmalCo Shareholder Approval § 4.10(b) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Amalgamated Company Recitals Amalgamations Recitals Audited Financial Statements § 4.07(a) 6.14 Blue Sky Laws § 4.05(b3.05(b) 13 Defined Term Location of Definition Certificate of Merger Business Combination Proposal § 2.02(a) 6.02 Change in Recommendation § 6.02 Claims § 6.03 5.05 Class B Conversion Recitals Closing § 2.02(b2.07(a) Closing Date § 2.02(b2.07(a) Companies Act Recitals Company Preamble Company Amalgamation Recitals Company Amalgamation Effective Time § 2.07(d)(iii) Company Board Recitals Company Closing Articles Recitals Company Disclosure Schedule Article IV III Company Indemnified Persons § 6.06(a) Company Independent Petroleum Engineers § 3.14(a) Company Interested Party Transaction Company Material Leased Real Property Company Material Real Property Lease § 4.20(a3.22(a) § 3.12(a) § 3.12(e) Company Permits § 4.06 3.06 Company Split Adjustment Recitals Real Property § 3.12(a) Company Reserve Report § 3.14(a) Company Warrant § 4.03(b) Settlement Recitals Confidentiality Agreement § 7.05(b6.03(b) Continuing Employees § 6.05(a) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) 9.11 D&O Insurance § 7.06(b6.06(b) Data Security Requirements § 4.13(j3.15(h) DGCL Domestication Recitals Effect Domestication Articles Recitals Exchange Act § 1.01 Effective Time 3.05(b) Financial Statements § 2.02(a3.07(a) Environmental Permits Good and Defensible Title § 4.15 ERISA Affiliate § 4.10(c) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v3.14(a) Governmental Authority § 4.05(b3.05(b) Health Plan IFRS § 4.10(k) Interim Financial Statements § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Per Share Merger Consideration § 3.01(b)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.123.07(a)
Appears in 1 contract
Samples: Business Combination Agreement (Decarbonization Plus Acquisition Corp IV)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a7.11(a) Assumed PC3 Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a2.07(c) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger Business Combination Proposal § 2.02(a) 7.13 Cayman Companies Act Recitals Claims § 6.03 Closing § 2.02(b) 2.08 Closing Date § 2.02(b) 2.08 Code § 3.02 Commercial/Supply Agreement Recitals Company Preamble Company Board Recitals Company Certificate § 3.03(a) Company Disclosure Schedule Article IV Company Interested Party Transaction Exchange Consideration § 4.20(a2.01(a) Company Financing Agreements §7.18(b) Company Permits § 4.06 Company Split Adjustment Potential Financing §7.18(b) Company Stockholder Preamble Company Stockholder Written Consent Recitals Company Warrant Unaudited Financials § 4.03(b7.12 Company Waiving Parties § 10.11(b) Confidentiality Agreement § 7.05(b7.03(b) Contracting Parties Dissenting PC3 Shareholder § 10.11 COVID-19 Action 3.04(a) Dissenting PC3 Shares § 4.08(b3.04(a) D&O Insurance Tail § 7.06(b) Data Security Requirements § 4.13(j) DGCL Recitals Effect § 1.01 Effective Time § 2.02(a7.05(b) Environmental Permits § 4.15 ERISA Affiliate 4.15(c) Equity Incentive Plan § 4.10(c) 7.15 Exchange Agent § 3.02(a3.01(a) Exchange Agreement § 2.01 Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v3.01(b) Governmental Authority § 4.05(b) Health Plan Intended Tax Treatment Recitals Interim Period § 4.10(k6.01(a) Interim Financial Statements Law § 4.07(b) Lease § 4.12(b) Lease Documents § 4.12(b4.05(a) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials Effective Time § 7.02(a) 2.03 Merger Sub Preamble Merger Sub Ordinary Shares § 5.03(c) Nasdaq § 5.07(d) NewPubco Preamble NewPubco Board Recitals Merger Sub NewPubco Common Stock § 4.03(g5.03(b) NGA OFAC § 1.01 Outside Date § 9.01(b) Payment Spreadsheet § 3.03(d) PC3 Preamble NGA Alternative Transaction § 7.01(b) NGA PC3 Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA PC3 Disclosure Schedule Article V NGA Indemnification PC3 Financing Agreements § 7.06(e7.18(a) Defined Term Location of Definition NGA Interested Party Transaction PC3 Merger Consideration § 5.16 NGA Preferred Stock 2.07(b)(ii) PC3 Potential Financing § 7.18(a) PC3 Preference Shares § 5.03(a) NGA PC3 Proposals § 7.04(a7.01(a) NGA PC3 Required Shareholders Approval § 5.10(b) PC3 SEC Reports § 5.07(a) NGA StockholdersPC3 Shareholders Recitals PC3 Shareholders’ Meeting § 7.04(a7.01(a) Nomination Agreement Recitals Nonparty Affiliates PC3 Waiving Parties § 10.11 Outside Date 10.11(a) PCAOB Audited Financials § 9.01(b7.12 Plan of Merger § 2.03 Potential Financing § 7.18(b) Per Share Merger Consideration Pro Forma Cap Table § 3.01(b)(i2.01(a) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Registered IP § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a7.01(a) Remedies Exceptions § 4.04 Representatives § 7.05(a7.03(a) SEC Required Financials § 5.07(a) 7.12 Securities Act § 4.05(b) 4.23 Share Exchange § 2.01 Sponsor Recitals Subscription Agreements Sponsor Support Agreement Recitals Surviving Corporation § 2.01 2.02 Tax § 4.14(o) Tax Return § 4.14(o) Terminating Company Breach § 9.01(e) Terminating NGA PC3 Breach § 9.01(f) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 5.13 Trustee § 5.125.13 Unit Separation § 2.07(a) Unpaid Company Transaction Expenses § 3.03(a) Unpaid PC3 Transaction Expenses § 3.03(b) WARN § 6.01(a)(viii)
Appears in 1 contract
Samples: Business Combination Agreement (Perception Capital Corp. III)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Allocation Schedule § 3.01(a) Alternative Transaction § 7.01(a) 8.04 Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a8.11(a) Blue Sky Laws § 4.05(b) 13 Defined Term Location Bylaws Recitals Certificate of Definition Incorporation Recitals Certificate of Merger § 2.02(a2.03(a) Claims § 6.03 7.03 Closing § 2.02(b) 2.03 Closing Date § 2.02(b) 2.03 Closing Filing § 8.09 Closing Press Release § 8.09 Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Merger Sub Preamble Company Permits § 4.06 Company Split Adjustment Prepared Returns § 9.13(a) Company Topco Board Recitals Company Warrant Topco Prepared Returns § 4.03(b9.13(b) Company Topco Equity Plan § 8.05(b) Confidentiality Agreement § 7.05(b8.03(b) Continuing Employees § 8.05(a) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(b) 11.11 Data Security Requirements § 4.13(j4.13(n) Delivered Financial Statements § 8.15 DGCL Recitals DLLCA Recitals Effect Definition of Company Material Adverse Effect Effective Times § 1.01 Effective Time § 2.02(a2.03(b) Environmental Permits § 4.15 ERISA Affiliate § 4.10(c) Exchange Act § 4.05(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio § 3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b4.07(a) Lease § 4.12(b) Lease Documents § 4.12(b) Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Good Works Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction Good Works Board Recitals Good Works Certificate of Incorporation Recitals Good Works Preferred Shares § 5.16 NGA Preferred Stock § 5.03(a6.03(a) NGA Good Works Proposals § 7.04(a8.02(a) NGA Good Works SEC Reports § 5.07(a6.07(a) NGA StockholdersGood Works Shareholders’ Meeting § 7.04(a8.02(a) Nomination Agreement Good Works Tail Policy § 8.06(c) Maximum Premium § 8.06(b) Merger Recitals Nonparty Affiliates § 10.11 11.11 Outside Date § 9.01(b10.01(b) Per Share Merger Consideration § 3.01(b)(i) Parties Preamble Plans § 4.10(a) PPACA § 4.10(k4.10(f) Private Placements Recitals Proxy Statement § 7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights Agreement Recitals Registration Statement / Proxy Statement § 7.02(a8.01(a) Remaining Trust Account Fund § 8.12 Remedies Exceptions § 4.04 Representatives Rollover Effective Time § 7.05(a2.03(b) SEC Rollover Option § 5.07(a3.01(d)(iv) Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation Signing Filing § 2.01 Terminating Company Breach 8.09 Signing Press Release § 9.01(e) Terminating NGA Breach § 9.01(f) Trust Account § 5.12 Trust Agreement § 5.12 Trust Fund § 5.12 Trustee § 5.128.09
Appears in 1 contract
Samples: Registration Rights Agreement (Good Works II Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition Action § 4.09 Agreement Preamble Alternative Transaction § 7.01(a) 7.06 2020 Financial Statements § Section 7.17 Antitrust Laws § 7.12(a7.13(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a3.01(c)(iv) Blue Sky Laws § 4.05(b) 13 Defined Term Location of Definition Certificate of Merger § 2.02(a) Certificates § 3.02(b)(i) Change in Recommendation § 7.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) Code § 3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction Article IV § 4.20(a) 4.20 Company Permits § 4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b) Continuing Employees § 7.07(c) Contracting Parties § 10.11 COVID-19 Action DCRB Preamble DCRB Board Recitals DCRB Closing Statement § 4.08(b3.04 DCRB Preferred Stock § 5.03(a) DCRB Proposals § 7.01(a) Defined Term Location of Definition DCRB SEC Reports § 5.07(a) DCRB Stockholders’ Meeting § 7.01(a) D&O Insurance § 7.06(b7.08(b) Data Security Requirements § 4.13(j4.13(i) DGCL Recitals Effect Earnout Shares § 1.01 3.03(a) Effective Time § 2.02(a) Employment Agreements § 7.07(f) Environmental Permits § 4.15 4.15(d) ERISA Affiliate § 4.10(c) Exchange Act § 3.01(c)(v) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchange Ratio Exchanged Option § 3.01(b)(i3.01(c)(v) Excluded Shares Exchanged RSU § 3.01(b)(v3.01(c)(vi) Founder Warrant Agreement Recitals GAAP § 4.07(a) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements Intended Tax Treatment Recitals IRS § 4.07(b4.10(b) Lease § 4.12(bSection 4.12(g) Lease Documents § 4.12(bSection 4.12(g) Letter of Transmittal § 3.02(b)(i) Lock-Up Agreement Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b7.08(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Owned Real Property § Section 4.12(a) Payment Schedule § 3.05 Per Share Merger Consideration § 3.01(b)(i3.01(c)(i) Plans § 4.10(a) PPACA § 4.10(k) Private Placements Recitals Proxy Statement § 7.02(a7.01(a) QBCA Recitals Redemption Payment Real Property § 3.01(b)(vi) Redemption Shares § 3.01(b)(viSection 4.12(a) Registration Rights Agreement Recitals Registration Statement § 7.02(a) Remedies Exceptions § 4.04 Representatives § 7.05(a) SEC § 5.07(a) Defined Term Location of Definition Securities Act § 4.05(b) Sponsor Recitals Subscription Agreements Recitals Surviving Corporation § 2.01 Terminating Company Breach § 9.01(e9.01(f) Terminating NGA DCRB Breach § 9.01(f9.01(g) Trust Account § 5.12 5.13 Trust Agreement § 5.12 5.13 Trust Fund § 5.12 Trustee 5.13 Unaudited Financial Statements § 5.124.07(a) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Reorganization (Decarbonization Plus Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Section s Sections set forth below: Defined Term Location of Definition 2023 Balance Sheet §4.07(b) Action §4.09 Agreement Preamble Alternative Transaction § 7.01(a) Antitrust Laws § 7.12(a) Assumed Warrant § 3.01(b)(vii) Annual Financial Statements § 4.07(a§7.13(a) Blue Sky Laws § §4.05(b) 13 Defined Term Location of Definition Business Combination Proposal §7.05(b) Certificate of Merger § §2.02(a) Certificates §3.02(b) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) Code §3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) ArticleIV Company Permits § §4.06 Company Split Adjustment Recitals Company Warrant § 4.03(b) Confidentiality Agreement § 7.05(b§7.04(b) Contracting Parties § 10.11 COVID-19 Action § 4.08(b) D&O Insurance § 7.06(bContinuing Employees §7.06(a) Data Security Requirements § 4.13(j§4.13(h) DGCL Recitals Effect § 1.01 Dissenting Shares §3.05(a) D&O Tail §7.07(b) Effective Time § §2.02(a) Environmental Permits § §4.15 ERISA §4.10(a) ERISA Affiliate § §4.10(c) Exchange Agent § §3.02(a) Exchange Fund § §3.02(a) Exchange Ratio § 3.01(b)(iExchanged Options §3.01(b)(iv) Excluded Shares § 3.01(b)(vFinancial Statements §4.07(a) Governmental Authority § §4.05(b) Health Plan § 4.10(k§4.10(j) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(bPeriod §6.01(a) Defined Term Location of Definition IRS §4.10(b) Law §4.05(a) Lease § 4.12(b§4.12(a) Lease Documents § 4.12(b§4.12(a) Letter of Transmittal §3.02(b) Material Contracts § §4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(aConsideration §3.01(b)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 4.03(g§5.03(b) NGA Preamble NGA Alternative Transaction § 7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) Defined Term Location of Definition NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § §9.01(b) Per Share Merger Consideration § 3.01(b)(iOutstanding Company Transaction Expenses §3.04(a) Outstanding SPAC Transaction Expenses §3.04(b) Party; Parties Preamble Payment Spreadsheet §3.01(a) Plans § §4.10(a) PPACA § 4.10(k§4.10(j) Private Placements Recitals Proxy Statement § 7.02(a§7.01(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(viRegistered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.02(a§7.01(a) Remedies Exceptions § §4.04 Representatives § 7.05(a§7.04(a) SEC § §5.07(a) Securities Act § 4.05(b§5.07(a) Sponsor Service Agreements §4.10(a) SPAC Preamble SPAC Amended and Restated Bylaws §2.04(c) SPAC Board Recitals Subscription Agreements SPAC Business Combination Deadline §7.16(a) SPAC Extension §7.16 SPAC Extension Proxy Statement §7.16(a) SPAC Preferred Stock §5.03(a) SPAC Proposals §7.01(a) SPAC SEC Reports §5.07(a) SPAC Second Amended and Restated Certificate of Incorporation §2.04(c) SPAC Stockholders’ Meeting §7.01(a) Stand Alone Option §4.03(a) Stock Incentive Plan §7.15 Stockholder Support Agreement Recitals Surviving Corporation § §2.01 Tax §4.14(m) Tax Return §4.14(m) Terminating Company Breach § 9.01(e§9.01(f) Terminating NGA SPAC Breach § 9.01(f§9.01(g) Trust Account § 5.12 §5.13 Trust Agreement § 5.12 §5.13 Trust Fund § 5.12 §5.13 Trustee § 5.12§5.13 Written Consent §7.03
Appears in 1 contract
Samples: Business Combination Agreement (Maquia Capital Acquisition Corp)
