Forwarding Notices. Within three (3) days of the receipt thereof, Employee shall forward to Company’s principal office, marked to the attention of Senior Vice President, Retail Production Manager, all notices received by Employee, including notices from any regulatory agencies, legal summons, garnishments, attachments, executions, noticed of intended legal or administrative action, and any other notices which may require a response by Company.
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Sources: Senior Vice President Employment Agreement (Guild Holdings Co)
Forwarding Notices. Within three (3) days of the receipt thereof, Employee shall forward to Company’s principal office, marked to the attention of Senior Vice President, Retail Production ManagerChief Compliance Officer, all notices received by EmployeeEmployee or any Production Employee related to any compliance, legal, regulatory matters, including but not limited to notices from any regulatory agencies, legal summons, garnishments, attachments, executions, noticed of intended legal or administrative action, and any other notices which may require a response by Company.
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