Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide
Appears in 71 contracts
Sources: Amendment to Selling Group Agreement (DWS State Tax-Free Income Series), Amendment to Selling Group Agreement (DWS Target Date Series), Amendment to Selling Group Agreement (DWS Money Funds)
Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 2.0. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) providein
Appears in 4 contracts
Sources: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Prudential Variable Contract Account Gi-2)
Form and Timing of Response. (a) 1.2.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use best reasonable efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provideto
Appears in 1 contract
Sources: Participation Agreement (TIAA Separate Account VA-3)