Common use of Form and Timing of Response Clause in Contracts

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Trust Entity agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a13(a). If requested by the Fund or its designee, Broker/Dealer Trust Entity agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a13(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a13(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Trust Entity additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a)1.1, above. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it Intermediary has received the identification and transaction information specified in Section 11(a) 1.1 above is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either either: (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary; or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Intermediary additionally agrees to inform the Fund or its designee whether it Intermediary plans to perform (i) or (ii).; and (b) Responses required by this paragraph Section 1.1 must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and Intermediary; and (c) To the extent practicablepracticable and agreed by the parties, the format for any transaction information provided to the Fund or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/-Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/-Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/-Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer The Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a)1.1, above. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it the Intermediary has received the identification and transaction information specified in Section 11(a) 1.1 above is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either either: (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary; or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer The Intermediary additionally agrees to inform the Fund or its designee whether it the Intermediary plans to perform (i) or (ii).; and (b) Responses required by this paragraph Section 1.1 must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and the Intermediary; and (c) To the extent practicablepracticable and agreed by the parties, the format for any transaction information provided to the Fund or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a)1.1, above. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it Intermediary has received the identification and transaction information specified in Section 11(a) 1.1 above is itself a financial intermediary (“Indirect Intermediary”"indirect intermediary") and, upon further request of the Fund or its designee, promptly either either: (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary; or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Intermediary additionally agrees to inform the Fund or its designee whether it Intermediary plans to perform (i) or (ii).; and (b) Responses required by this paragraph Section 1.1 must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and Intermediary; and (c) To the extent practicablepracticable and agreed by the parties, the format for any transaction information provided to the Fund or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund Funds or its their designee, the requested information specified in Section 11(a)13.a. above. If requested by the Fund Funds or its their designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received transactions effected by the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Dealer on behalf of the Intermediary include transactions effected by an Indirect Intermediary”) Intermediary through the Intermediary and, upon further request of the Fund Funds or its their designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) 13.a. above for those Shareholders shareholders who hold an account with an Indirect Intermediary the Funds through the Dealer or (ii) restrict or prohibit the Indirect Intermediary such persons from purchasing, in nominee name through the Dealer on behalf of other persons, securities issued by the FundFunds. Broker/Dealer additionally agrees to inform the Fund Funds whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.; and (c) To the extent practicable, the format for any transaction information provided to the Fund Funds should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Trust Entity agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a15(a). If requested by the Fund or its designee, Broker/Dealer Trust Entity agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a15(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a15(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Trust Entity additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Intermediary agrees to provide, promptly promptly, but in any event no later than ten (10) business days upon request of the Fund or its designee, the requested information specified in Section 11(a)B.1. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) B.1 is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) B.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and the Intermediary; and (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer The Company agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(aArticle 12.9(a). If requested by the Fund or its designee, Broker/Dealer the Company agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(aArticle 12.9(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(aArticle 12.9(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer The Company additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer The Intermediary agrees to provide, promptly upon request of the Fund Agent or its designee, but in any event no later than five (5) business days, the requested information specified in Section 11(a)paragraph 1. If requested by the Fund Agent or its designee, Broker/Dealer the Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) paragraph 1 is itself a financial intermediary (“Indirect Intermediary”"indirect intermediary") and, upon further request of the Fund Agent or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) paragraph 1 for those Shareholders who hold an account with an Indirect Intermediary indirect intermediary or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasingpurchasing Shares, in nominee name on behalf of other persons, securities issued by the a Fund. Broker/Dealer The Intermediary additionally agrees to inform the Fund Agent whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.Fund Agent or its designee and the Intermediary; and (c) To the extent practicable, the format for any transaction information provided to the Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Firm agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a15(a). If requested by the Fund or its designee, Broker/Dealer Firm agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a15(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a15(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Firm additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a)1.1 above. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it Intermediary has received the identification and transaction information specified in Section 11(a) 1.1 above is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either either: (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary; or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Intermediary additionally agrees to inform the Fund or its designee whether it Intermediary plans to perform (i) or (ii).; and (b) Responses required by this paragraph Section 1.1 must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and Intermediary; and (c) To the extent practicablepracticable and agreed by the parties, the format for any transaction information provided to the Fund or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer The Company agrees to provide, promptly upon request of the Fund or its designee, but in any event not later than 10 business days after receipt of request, the requested information specified in Section 11(a). If 1.1.If requested by the Fund or its designee, Broker/Dealer the Company agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) 1. 1 is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1. 1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer The Company additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (ba) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and the Company; and (cb) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund ADI or its designee, the requested information specified in Section 11(a). If requested by the Fund ADI or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund ADI or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund ADI or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/-Dealer agrees to provide, promptly upon request of the Fund Company or its designee, the requested information specified in Section 11(a). If requested by the Fund Company or its designee, Broker/-Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund Company or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the FundCompany. Broker/-Dealer additionally agrees to inform the Fund Company whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund Company should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2020-06-FIT AAI (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2011-09-ALPS (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/-Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/-Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/-Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.. 2020-12-ACIF (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Service Provider agrees to provide, promptly upon request of the Fund Trust or its designee, the requested information specified in Section 11(a9(i). If requested by the Fund Trust or its designee, Broker/Dealer Service Provider agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a1(i) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a1(i) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Service Provider additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(aSection1(i). If requested by the Fund or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a1(i) is itself a financial intermediary (“"Indirect Intermediary”") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a1(i) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.. 2017-10-Harvest (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(aSection1(i). If requested by the Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a1(i) is itself a financial intermediary (“"Indirect Intermediary”") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a1(i) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/-Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/-Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/-Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2019-11-RREDIF (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Trust Entity agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a15(a). If requested by the Fund or its designee, Broker/Dealer Trust Entity agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a15(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a15(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Trust Entity additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2020-03-FIT AAI 7 (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.. 2011-09-ALPS

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(aSection1(i). If requested by the Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a1(i) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a1(i) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the a Fund or its designee, the requested information specified in Section 11(a1(i). If requested by the a Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a1(i) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the a Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a1(i) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii). (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a)1.1, above. If requested by the Fund or its designee, Broker/Dealer Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it Intermediary has received the identification and transaction information specified in Section 11(a) 1.1 above is itself a financial intermediary (“Indirect Intermediaryindirect intermediary”) and, upon further request of the Fund or its designee, promptly either either: (i) provide (or arrange to have provided) the information set forth in Section 11(a) 1.1 for those Shareholders shareholders who hold an account with an Indirect Intermediary indirect intermediary; or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Intermediary additionally agrees to inform the Fund or its designee whether it Intermediary plans to perform (i) or (ii).; and (b) Responses required by this paragraph Section l.l must be communicated in writing and in a format mutually agreed upon by the parties.Fund or its designee and Intermediary; and (c) To the extent practicablepracticable and agreed by the parties, the format for any transaction information provided to the Fund or its designee should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/Dealer Servicer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/Dealer Servicer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/Dealer Servicer additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2019-06-FIT GP (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a) Broker/-Dealer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 11(a). If requested by the Fund or its designee, Broker/-Dealer agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in Section 11(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Broker/-Dealer additionally agrees to inform the Fund whether it plans to perform (i) or (ii).. 2020-06-AAI FIT (b) Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. (c) To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (a1) Broker/Dealer agrees You agree to provide, promptly upon request of the Fund S▇▇▇▇▇▇ Funds or its designee, the requested information specified in Section 11(a15(a). If such information is requested by the Fund or its designee, Broker/Dealer agrees you agree to use best efforts to determine promptly whether any specific person about whom it has you have received the identification and transaction information specified in Section 11(a15(a) is itself a financial intermediary (“Indirect Intermediary”) and, upon further request of the Fund or its designee, to promptly either (i) provide (or arrange to have provided) the information set forth in Section 11(a15(a) for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities Shares issued by the FundS▇▇▇▇▇▇ Funds. Broker/Dealer You additionally agrees agree to inform the Fund whether it plans you plan to perform (i) or (ii). (b2) Responses required by this paragraph section must be communicated in writing and in a format mutually agreed upon by the parties. 1▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ 800-262-6631 c▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ (c3) To the extent practicable, the format for any transaction information provided to the Fund S▇▇▇▇▇▇ Funds should be consistent with the NSCC Standardized Data Reporting Format.