Common use of Form and Timing of Response Clause in Contracts

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 1. If requested by Fund Agent, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, Shares. Intermediary additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of the Fund Agentor its designee, the requested information specified in this Section 1. XV.A. If requested by the Fund Agentor its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 XV.A is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act an intermediary (an “Indirect Intermediary”) and, upon further request of the Fund Agentor its designee, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 XV.A for those Shareholders shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, SharesShares issued by the Fund. Intermediary additionally agrees to inform the Fund Agent or its designee whether it plans to perform (i) or (ii) above). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe parties. To the extent practicable, the format for any Shareholder and transaction information provided to the Fund Agent should be consistent with the NSCC Standardized Data Reporting FormatFormat or another industry standardized data reporting format.

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 1A.1. If requested by Fund Agent, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 A.1 is itself a “"financial intermediary,” " as that term is defined in Rule 22c-2 under the 1940 Act (an “"Indirect Intermediary”") and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 A.1 for those Shareholders Contractholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, purchasing Shares in nominee name on behalf of other persons, Shares. Intermediary additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe Parties. To the extent practicable, the format for any Shareholder Contractholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of the Fund Agentor its designee, the requested information specified in this Section 1. XVI.A. If requested by the Fund Agentor its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 XVI.A is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act an intermediary (an “Indirect Intermediary”) and, upon further request of the Fund Agentor its designee, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 XVI.A for those Shareholders shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, SharesShares issued by the Fund. Intermediary additionally agrees to inform the Fund Agent or its designee whether it plans to perform (i) or (ii) above). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe parties. To the extent practicable, the format for any Shareholder and transaction information provided to the Fund Agent should be consistent with the NSCC Standardized Data Reporting FormatFormat or another industry standardized data reporting format.

Form and Timing of Response. Intermediary Servicer agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 1. If requested by Fund Agent, Intermediary Servicer agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 for those Shareholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, Shares. Intermediary Servicer additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary Servicer and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary Dealer agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 121. If requested by Fund Agent, Intermediary Dealer agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 21 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 21 for those Shareholders (as hereinafter defined) who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, Shares. Intermediary Dealer additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary Dealer and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary agrees to provide, promptly within a commercially reasonable time not to exceed 10 business days upon request of Fund Agent, the requested information specified in this Section 1A.1. If requested by Fund Agent, The Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 A.1 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 A.1 for those Shareholders Contractholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, purchasing Shares in nominee name on behalf of other persons, Shares. Intermediary additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting FormatParties.

Form and Timing of Response. Intermediary Dealer agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 123. If requested by Fund Agent, Intermediary Dealer agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 23 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 23 for those Shareholders (as hereinafter defined) who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, Shares. Intermediary Dealer additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary Dealer and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should shall be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of Fund AgentXxx Xxx, or its designee, the requested information specified in this Section 11 (a). If requested by Fund AgentXxx Xxx, or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 (a) is itself a financial intermediary (“financial indirect intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agentthe Xxx Xxx, or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 (a) for those Shareholders who hold an account with an Indirect Intermediary indirect intermediary or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, Sharessecurities issued by the Xxx Xxx Funds. Intermediary additionally agrees to inform Fund Agent Xxx Xxx, or its designee, whether it plans to perform (i) or (ii) above). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe parties. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent Xxx Xxx, or its designee, should be consistent with the NSCC Standardized Data Reporting (“SDR”) Format.

Form and Timing of Response. Intermediary The Company agrees to use its reasonable commercial efforts to provide, promptly upon request of Fund Agentthe Fund, the requested information specified in this Section 114.1. If requested by Fund Agent, Intermediary The Company agrees to use its best reasonable commercial efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 section is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agentthe Fund, to use its reasonable commercial efforts to promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 section for those Shareholders Contract Owners who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, purchasing shares in nominee name on behalf of other persons, Shares. Intermediary The Company additionally agrees to inform the Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe parties. To the extent practicable, the format for any Shareholder Contract Owner and transaction information provided to the Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary Dealer agrees to provide, promptly upon request of Fund Agent, the requested information specified in this Section 122. If requested by Fund Agent, Intermediary Xxxxxx agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction trans- action information specified in this Section 1 22 is itself a “financial intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”) and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information set forth in this Section 1 22 for those Shareholders (as hereinafter defined) who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of other persons, SharesXxxxxx. Intermediary Xxxxxx additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary Dealer and Fund Agent. To the extent practicable, the format for any Shareholder and transaction information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. Intermediary agrees to provide, promptly upon request of Fund Agent, the requested information Transaction Information specified in this Section 1A.1. If requested by Fund Agent, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information Transaction Information specified in this Section 1 A.1 is itself a “"financial intermediary,” " as that term is defined in Rule 22c-2 under the 1940 Act (an “"Indirect Intermediary”") and, upon further request of Fund Agent, promptly either (i) provide (or arrange to have provided) the information Transaction Information set forth in this Section 1 A.1 for those Shareholders Contractholders who hold an account with an Indirect Intermediary or (ii) restrict or prohibit the Indirect Intermediary from purchasing, purchasing Shares in nominee name on behalf of other persons, Shares. Intermediary additionally agrees to inform Fund Agent whether it plans to perform (i) or (ii) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe Parties. To the extent practicable, the format for any Shareholder Contractholder and transaction information Transaction Information provided to Fund Agent should be consistent with the NSCC Standardized Data Reporting Format.

Form and Timing of Response. (1) The Intermediary agrees to provide, promptly upon request of the Fund Agentor its designee, the requested information specified in this Section 1A.1. If requested by the Fund Agentor its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in this Section 1 A.1 is itself a “financial intermediary ("indirect intermediary,” as that term is defined in Rule 22c-2 under the 1940 Act (an “Indirect Intermediary”") and, upon further request of the Fund Agentor its designee, promptly either either: (i) provide (or arrange to have provided) provided to the Fund or its designee the information set forth in this Section 1 A.1 for those Shareholders who hold an account with an Indirect Intermediary indirect intermediary, or (ii) restrict or prohibit the Indirect Intermediary indirect intermediary from purchasing, in nominee name on behalf of other persons, Sharessecurities issued by the Fund. Additionally, the Intermediary additionally agrees to inform the Fund Agent or its designee whether it plans to perform (i) or (ii). (2) above. Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by Intermediary and Fund Agentthe parties. (3) To the extent practicable, the format for any Shareholder and transaction information provided to the Fund Agent or its designee should be consistent with the NSCC Standardized Data Reporting FormatFormat provided, however, the Fund shall not require the Intermediary to report to the Fund using the NSCC Standardized Data Reporting Service. For purposes of this provision, an "indirect intermediary" has the same meaning as in Rule 22c-2.