Common use of Form and Timing of Response Clause in Contracts

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.

Appears in 343 contracts

Samples: Deutsche DWS Money Market Trust, Deutsche DWS Institutional Funds, Dear Financial Services Firm (DWS Variable Series Ii)

AutoNDA by SimpleDocs

Form and Timing of Response. (a) Intermediary Company agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary Company agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Company additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 54 contracts

Samples: Participation Agreement (DWS Variable Series Ii), Participation Agreement (Deutsche Variable Series Ii), Participation Agreement (SBL Variable Annuity Account Xiv)

Form and Timing of Response. (a) 1.2.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary intermediary, or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 20 contracts

Samples: Participation Agreement (Separate Account a of Pacific Life Insurance Co), Participation Agreement (Dfa Investment Dimensions Group Inc), Participation Agreement (Corporate Sponsored Vul Separate Account I)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 11 contracts

Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen), Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen), Shareholder Information Agreement (Separate Account Vul 4 of Transamer Occidental Life Ins Co)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 2.0. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 2.0 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section 2.0 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 10 contracts

Samples: Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Prudential Discovery Premier Group Variable Contract Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)

Form and Timing of Response. (a) Intermediary Company agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary Company agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Company additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 9 contracts

Samples: Participation Agreement (DWS Variable Series I), Participation Agreement (Principal Life Insurance Co Separate Account B), Participation Agreement (Principal Life Insurance Co Separate Account B)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 8 contracts

Samples: Participation Agreement (Separate Account VA QQ), Retail Fund Participation Agreement (Ml of New York Variable Annuity Separate Account D), Shareholder Information Agreement (Merrill Lynch Life Variable Annuity Separate Account A)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveB.1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 B.1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 B.1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 8 contracts

Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Sharing Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account Ii of National Integrity Life Insurance Co)

Form and Timing of Response. (a) 1.4.1 Intermediary agrees to provide, promptly upon request of the Fund or its designee, the information requested information specified in paragraph 1 above. pursuant to this Article I. If requested by the Fund or its designee, . Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 1.1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i( i ) provide (( or arrange to have provided) the information set forth in paragraph 1 m Section 1.1 for those shareholders Shareholders who hold an account with an indirect intermediary or (ii( ii ) restrict or prohibit the indirect intermediary from purchasing, in . m nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform ( i ) or ( ii ).

Appears in 7 contracts

Samples: Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Pruco Life Variable Universal Account), Shareholder Information Agreement (Pruco Life Variable Universal Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders Variable Insurance Product owners who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 7 contracts

Samples: Information Agreement (WRL Series Life Corporate Account), Information Agreement (WRL Series Life Corporate Account), Shareholder Information Sharing Agreement (Transamerica Corporate Separate Account Sixteen)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. Section A. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section A is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section A for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether it plans to perform (i) or (ii).

Appears in 6 contracts

Samples: Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Lincoln Life Variable Annuity Account N), Shareholder Information Agreement (Columbus Life Separate Account 1)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 6 contracts

Samples: 2 Agreement (Annuity Investors Variable Account C), 2 Agreement (Lincoln New York Account N for Variable Annuities), Rule 22c 2 Agreement (Variable Annuity Account A)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above2.1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 2.1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 2.1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 6 contracts

Samples: Shareholder Information Agreement (Minnesota Life Variable Universal Life Account), Shareholder Information Agreement (Advantus Series Fund Inc), Shareholder Information Agreement (Advantus Series Fund Inc)

Form and Timing of Response. (a) a. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 6 contracts

Samples: Fund Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Fund Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M), Fund Participation Agreement (Lincoln National Variable Annuity Account C)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon the request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 5 contracts

Samples: Participation Agreement (Separate Account I of Integrity Life Insurance Co), Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of National Integrity Life Ins Co)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 3 contracts

Samples: Rule 22c 2 Agreement (Principal Life Insurance Co Separate Account B), Information Sharing Agreement (PHL Variable Accumulation Account II), Shareholder Information Agreement (Minnesota Life Individual Variable Universal Life Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveB.1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 B.1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 B.1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 3 contracts

Samples: Participation Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.

Appears in 3 contracts

Samples: National Variable Life Insurance Account, United of Omaha Separate Account C, Columbus Life Separate Account 1

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund Agent or its designee, the requested information specified in paragraph 1 aboveSection 2.0. If requested by the Fund Agent or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 2.0 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund Agent or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section 2.0 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 3 contracts

Samples: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Pruco Life Variable Universal Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. this Section B. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 this Section B is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 this Section B for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 3 contracts

Samples: Shareholder Information Agreement (Protective Variable Annuity Separate Account), Shareholder Information Agreement (Protective Variable Annuity Separate Account), Shareholder Information Agreement (Annuity Investors Variable Account C)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. Section A. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section A is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section A for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether it plans to perform (i) or (ii).

Appears in 3 contracts

Samples: Shareholder Information Agreement (Llac Variable Account), 2 Shareholder Information Agreement (Protective Variable Annuity Separate Account), Shareholder Information Agreement (Titanium Universal Life Variable Account)

Form and Timing of Response. (a) Intermediary The Company agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary the Company agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.

Appears in 2 contracts

Samples: Participation Agreement (Genworth Life of New York VA Separate Account 1), Participation Agreement (Genworth Life & Annuity VA Separate Account 1)

AutoNDA by SimpleDocs

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon the request of the Fund Agent or its designee, the requested information specified in paragraph 1 aboveSection 1.1. If requested by the Fund Agent or its designee, the Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 1.1 above is itself a financial intermediary (an “indirect intermediary”) and, upon further request of the Fund Agent or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for Section 1.1 those shareholders Shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasingpurchasing Shares, in nominee name on behalf of other persons, securities issued by a Fund. The Intermediary additionally agrees to inform the FundFund Agent whether it plans to perform (i) or (ii).

Appears in 2 contracts

Samples: Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. Section A. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section A is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, . promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section A for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether it plans to perform (i) or (ii).

Appears in 2 contracts

Samples: Shareholder Information Agreement (Talcott Resolution Life Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 2 contracts

Samples: Dear Financial (FSL Separate Account M), John Hancock Life Insurance Co (Usa) Separate Account H

Form and Timing of Response. (a) 1.2.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary intermediary, or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 2 contracts

Samples: Participation Agreement (Horace Mann Life Insurance Co Separate Account), Agreement (Jefferson National Life Annuity Account G)

Form and Timing of Response. (a) 1.4.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the information requested information specified in paragraph 1 abovepursuant to this Article 1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 1.1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section 1.1 for those shareholders Shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 2 contracts

Samples: Agreement (Prudential Discovery Select Group Variable Contract Acct), Shareholder Information Agreement (Prudential Discovery Premier Group Variable Contract Account)

Form and Timing of Response. (a) 1.2.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary intermediary, or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii),

Appears in 1 contract

Samples: Shareholder Services Agreement (Aul American Unit Trust)

Form and Timing of Response. (a) 1.2.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 1. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary intermediary, or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.issued

Appears in 1 contract

Samples: Participation Agreement (Forethought Life Insurance Co Separate Account A)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 aboveSection 2.0. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 2.0 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section 2.0 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 1 contract

Samples: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information Information specified in paragraph 1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information Information specified in paragraph 1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information Information set forth in paragraph 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.

Appears in 1 contract

Samples: Shareholder Information Agreement (PHL Variable Accumulation Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, . the requested information specified in paragraph 1 Section 1.1. above. If requested by the Fund or its designee, . Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it Intermediary has received the identification and transaction information specified in paragraph 1 Section 1.1 above is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 Section 1.1 for those shareholders who hold an account with an indirect intermediary intermediary: or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund.. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (1) or (ii); and

Appears in 1 contract

Samples: Shareholder Information Agreement (Variable Annuity Account a of Protective Life)

Form and Timing of Response. (a) 1.4.1 Intermediary agrees to provide, promptly upon request of the Fund or its designee, the information requested information specified in paragraph 1 above. pursuant to this Article I. If requested by the Fund or its designee, . Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 Section 1.1 is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either (i) provide (( or arrange to have provided) the information set forth in paragraph 1 m Section 1.1 for those shareholders Shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, . in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 1 contract

Samples: Shareholder Information Agreement (Pruco Life Flexible Premium Variable Annuity Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 abovethis Section 1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph Section 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph Section 1 for those shareholders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 1 contract

Samples: Administration Agreement (PNC Funds Inc)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in paragraph 1 above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom it has received the identification and transaction information specified in paragraph 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either (i) provide (or arrange to have provided) the information set forth in paragraph 1 for those shareholders share­holders who hold an account with an indirect intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).

Appears in 1 contract

Samples: 22c 2 Agreement (SBL Variable Annuity Account Xiv)

Time is Money Join Law Insider Premium to draft better contracts faster.