FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 252 contracts
Samples: Sales Agreement (Volta Inc.), Sales Agreement (VYNE Therapeutics Inc.), Sales Agreement (Bancorp, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 86 contracts
Samples: Sales Agreement (Pharvaris N.V.), Sales Agreement (Immunic, Inc.), Sales Agreement (Replimune Group, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 85 contracts
Samples: Sales Agreement (Sucampo Pharmaceuticals, Inc.), Sales Agreement (Verastem, Inc.), Sales Agreement (Transcept Pharmaceuticals Inc)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 55 contracts
Samples: Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Gracell Biotechnologies Inc.), Sales Agreement (Marker Therapeutics, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 12 contracts
Samples: Sales Agreement (Kura Oncology, Inc.), Sales Agreement (Beyond Air, Inc.), Sales Agreement (Electrameccanica Vehicles Corp.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 9 contracts
Samples: Sales Agreement (Mirum Pharmaceuticals, Inc.), Sales Agreement (Taysha Gene Therapies, Inc.), Sales Agreement (Dare Bioscience, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.
Appears in 4 contracts
Samples: Sales Agreement (Correvio Pharma Corp.), Sales Agreement (Aurinia Pharmaceuticals Inc.), Aurinia Pharmaceuticals Inc.
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 4 contracts
Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Energy Fuels Inc)
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.
Appears in 3 contracts
Samples: Seabridge Gold Inc, Seabridge Gold Inc, Seabridge Gold Inc
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: NORDIC AMERICAN TANKERS LTD, NORDIC AMERICAN TANKERS LTD
FINRA. If applicablethe offering is required to be filed with FINRA, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Axsome Therapeutics, Inc.), Sales Agreement (Axsome Therapeutics, Inc.)
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the U.S. Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Energy Fuels Inc
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.
Appears in 1 contract
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 1 contract
Samples: Energy Fuels Inc
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering the Offering and the amount of compensation allowable or payable to the Placement Agent as described in the ProspectusProspectus Supplement.
Appears in 1 contract
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus, or the offering shall be otherwise exempt from filing with FINRA under FINRA Rule 5110(h)(1).
Appears in 1 contract
Samples: Sales Agreement (Adagene Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.;
Appears in 1 contract
Samples: Perpetua Resources Corp.
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.. (m)
Appears in 1 contract
Samples: Loan Agreement (Volta Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.
Appears in 1 contract
FINRA. If applicable, FINRA shall have raised no objection objections to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 1 contract
Samples: Contango Oil & Gas Co
