FINRA Exemption. To enable the Underwriters to rely on Rule 5110(b)(7)(C)(i) of FINRA, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 million or a non-affiliate, public common equity float of at least $100 million and annual trading volume of at least three million shares and (ii) has been subject to the 1934 Act reporting requirements for a period of at least 36 months.
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Samples: Purchase Agreement (Centene Corp)
FINRA Exemption. To enable the Underwriters Underwriter to rely on Rule 5110(b)(7)(C)(i) of FINRA, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 million or a non-affiliate100 million, public common equity float of at least $100 million and (ii) has an annual trading volume of at least three million shares and (iiiii) has been subject to the 1934 Exchange Act reporting requirements for a period of at least 36 months.
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FINRA Exemption. To enable the Underwriters Underwriter to rely on Rule 5110(b)(7)(C)(i) of FINRA, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 million or a non-affiliate, public common equity float of at least $100 million and annual trading volume of at least three million shares and (ii) has been subject to the 1934 Exchange Act reporting requirements for a period of at least 36 months.
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FINRA Exemption. To enable the Underwriters to rely on Rule 5110(b)(7)(C)(i) of FINRAthe FINRA rules, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 300 million or a non-affiliate, public common equity float of at least $100 million and annual trading volume of at least three million shares and (ii) has been subject to the 1934 Exchange Act reporting requirements for a period of at least 36 monthsmonths prior to the date of this Agreement and has filed in a timely manner all reports required to be filed during the 12 calendar months and any portion of a month immediately preceding the filing of the Registration Statement.
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FINRA Exemption. To enable the Underwriters to rely on Rule 5110(b)(7)(C)(i) of FINRA, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 million or a non-affiliate, public common equity float of at least $100 million and annual trading volume of at least three million shares and (ii) has been subject to the 1934 Exchange Act reporting requirements for a period of at least 36 months.
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Samples: Oxford Immunotec Global PLC
FINRA Exemption. To enable the Underwriters to rely on Rule 5110(b)(7)(C)(i5110(h)(1)(C) of FINRA, the Company represents that the Company (i) has a non-affiliate, public common equity float of at least $150 million or a non-affiliate, public common equity float of at least $100 million and annual trading volume of at least three million shares and (ii) has been subject to the 1934 Exchange Act reporting requirements for a period of at least 36 months.
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