Common use of Finder’s Fees Clause in Contracts

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 43 contracts

Samples: Sales Agreement (Ardelyx, Inc.), Sales Agreement (Assertio Holdings, Inc.), Sales Agreement (Creative Realities, Inc.)

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Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 33 contracts

Samples: Purchase Agreement (Pebblebrook Hotel Trust), Purchase Agreement (Pebblebrook Hotel Trust), Underwriting Agreement (Abacus Life, Inc.)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 23 contracts

Samples: Transwitch Corporation (Transwitch Corp /De), Market Issuance Sales Agreement (Geron Corp), Market Issuance Sales Agreement (Novavax Inc)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 14 contracts

Samples: Sales Agreement (Corium International, Inc.), Bionano Genomics, Inc, NeuroMetrix, Inc.

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 13 contracts

Samples: Purchase Agreement (DiamondRock Hospitality Co), Purchase Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co)

Finder’s Fees. The Other than as contemplated by this Agreement, the Company has not incurred any liability for any finder’s feesor broker’s fee, brokerage commissions or similar payments agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.

Appears in 9 contracts

Samples: Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 7 contracts

Samples: Underwriting Agreement (Anworth Mortgage Asset Corp), Securities Purchase Agreement (Transwitch Corp /De), Securities Purchase Agreement (Immucell Corp /De/)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxx pursuant to this Agreement.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.

Appears in 5 contracts

Samples: Sales Agreement (Peregrine Pharmaceuticals Inc), Sales Agreement (Xoma LTD /De/), Novavax Inc

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 4 contracts

Samples: Underwriting Agreement (Skeena Resources LTD), Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement

Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (ALKALINE WATER Co INC), Celsion Corporation (Celsion CORP), Sales Agreement (GREENPOWER MOTOR Co INC.)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Acer Therapeutics Inc.), Sales Agreement (Biovie Inc.), Meta Materials Inc.

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions 's fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Purchase Agreement (DiamondRock Hospitality Co), Underwriting Agreement (Anthracite Capital Inc), Community Bancorp

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Ampio Pharmaceuticals, Inc.), OVERSTOCK.COM, Inc, Xoma LTD /De/

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Offeringsm Sales Agreement (Raser Technologies Inc), Pennymac Mortgage Investment Trust (PennyMac Mortgage Investment Trust)

Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: America First Multifamily Investors, L.P., America First Multifamily Investors, L.P., America First Multifamily Investors, L.P.

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Investor pursuant to this Agreement.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Boxed, Inc.), Common Stock Purchase Agreement (PishPosh, Inc.)

Finder’s Fees. The Company nor has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Forty Seven, Inc.), Sales Agreement (Forty Seven, Inc.)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 2 contracts

Samples: Purchase Agreement (Delta Financial Corp), Purchase Agreement (Delta Financial Corp)

Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementOffering.

Appears in 2 contracts

Samples: Underwriting Agreement (Biotime Inc), Underwriting Agreement (Asterias Biotherapeutics, Inc.)

Finder’s Fees. The Company has not incurred any no liability for any finder’s fees, brokerage commissions or similar payments other fees to any finder or broker in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Packaged Ice Inc), Securities Purchase Agreement (Packaged Ice Inc)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Placement Agents pursuant to this Agreement and any Alternative Equity Distribution Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx FBR pursuant to this Agreement.

Appears in 1 contract

Samples: Geron Corp

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Geron Corp

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Finder’s Fees. The Neither the Company has not incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Common Stock (Alzamend Neuro, Inc.)

Finder’s Fees. The Company has not incurred any liability liability, ------------- contingent or otherwise, for any finder’s brokerage fees, brokerage commissions finder's fees, agent's commissions, financial advisory fees or other similar payments forms of compensation in connection with this Agreement or any of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.

Appears in 1 contract

Samples: Stock Purchase Agreement (Pri Automation Inc)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement and with respect to H.X Xxxxxxxxx & Co. pursuant to a separate written agreement.

Appears in 1 contract

Samples: ProPhase Labs, Inc.

Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementsale of the Placement Shares.

Appears in 1 contract

Samples: Asterias Biotherapeutics, Inc.

Finder’s Fees. The Company has not incurred any liability liability, direct or indirect, for any finder’s feesfinders’, brokerage commissions consulting, or similar payments fees on behalf of or payable by the Company or the Investor in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementTransaction Documents or any other transaction involving the Company and the Investor.

Appears in 1 contract

Samples: Securities Purchase Agreement (PeerLogix, Inc.)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Market Issuance Sales Agreement (Geron Corp)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Representative pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Forte Biosciences, Inc.)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriter pursuant to this Agreement.

Appears in 1 contract

Samples: OVERSTOCK.COM, Inc

Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Agency Agreement (Electra Battery Materials Corp)

Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Peregrine Pharmaceuticals Inc)

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or any other written agreement between the Company and the Agent.

Appears in 1 contract

Samples: Graphite Bio, Inc.

Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Greystone Housing Impact Investors LP

Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.. 

Appears in 1 contract

Samples: Pain Therapeutics Inc

Finder’s Fees. The Company has not incurred any liability for retained, and is not subject to the valid claim of, any finder’s fees, brokerage commissions broker, consultant or similar payments financial advisor in connection with the transactions herein contemplated, except as may otherwise exist Transactions who might be entitled to a fee or commission from Buyer in connection with respect to Agent pursuant to this Agreementthe Transactions.

Appears in 1 contract

Samples: Stock Purchase Agreement (Team Rental Group Inc)

Finder’s Fees. The Company Corporation has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Agency Agreement (Engine Gaming & Media, Inc.)

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