Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 79 contracts
Sources: Equity Financing Agreement (Invech Holdings, Inc.), Equity Financing Agreement (Trans American Aquaculture, Inc), Equity Financing Agreement (Nature's Miracle Holding Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 60 contracts
Sources: Equity Financing Agreement (Adm Endeavors, Inc.), Equity Financing Agreement (Powerdyne International, Inc.), Equity Financing Agreement (Artificial Intelligence Technology Solutions Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 40 contracts
Sources: Investment Agreement (PROTECT PHARMACEUTICAL Corp), Investment Agreement (Pgi Energy Fund I Series-2010,inc), Investment Agreement (Pgi Energy Fund I Series-2010,inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 25 contracts
Sources: Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Orgenesis Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s ▇▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 24 contracts
Sources: Investment Agreement (Phi Group Inc), Investment Agreement (Energie Holdings, Inc.), Investment Agreement (VG Life Sciences, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s ▇▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 13 contracts
Sources: Investment Agreement (Platinum Studios, Inc.), Investment Agreement (Coates International LTD \De\), Investment Agreement (Platinum Studios, Inc.)
Financial Information. During the Open Registration Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 12 contracts
Sources: Investment Agreement (Getting Ready Corp), Investment Agreement (Bedminster National Corp), Investment Agreement (Uscorp)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 12 contracts
Sources: Closing Agreement (Asset Entities Inc.), Common Stock Purchase Agreement (U.S. Lighting Group, Inc.), Closing Agreement (Asset Entities Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇the SEC’s E▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 10 contracts
Sources: Investment Agreement (Endonovo Therapeutics, Inc.), Investment Agreement (Phi Group Inc), Investment Agreement (Phi Group Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 7 contracts
Sources: Investment Agreement (Graystone Co), Investment Agreement (Graystone Co), Investment Agreement (Clean Wind Energy Tower, Inc.)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 7 contracts
Sources: Common Stock Purchase Agreement (Liberty Star Uranium & Metals Corp.), Closing Agreement (Bioxytran, Inc), Closing Agreement (Bioxytran, Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 6 contracts
Sources: Investment Agreement (Arista Financial Corp.), Investment Agreement (NCM Financial), Investment Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 3 contracts
Sources: Investment Agreement (Bella Petrellas Holdings, Inc.), Investment Agreement (Milwaukee Iron Arena Football, Inc), Investment Agreement (Teknik Digital Arts Inc.)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (Fomo Corp.), Common Stock Purchase Agreement (Fomo Corp.), Common Stock Purchase Agreement (VNUE, Inc.)
Financial Information. During the Open Registration Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 3 contracts
Sources: Investment Agreement (Save the World Air Inc), Investment Agreement (Amacore Group, Inc.), Investment Agreement (Tank Sports, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.two
Appears in 3 contracts
Sources: Equity Financing Agreement (Sauer Energy, Inc.), Equity Financing Agreement (HypGen Inc), Equity Financing Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇ED▇▇▇ or ▇r other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 3 contracts
Sources: Equity Financing Agreement (Guided Therapeutics Inc), Equity Financing Agreement (Sunshine Biopharma, Inc), Investment Agreement (Lode-Star Mining Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K K, and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 2 contracts
Sources: Equity Financing Agreement (Green Hygienics Holdings Inc.), Equity Financing Agreement (Green Hygienics Holdings Inc.)
Financial Information. During the Open Period, the Company Investor agrees to make available use commercially reasonable efforts to the Investor obtain via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its the Company's Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii11) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 2 contracts
Sources: Investment Agreement (Greenkraft, Inc.), Investment Agreement (Sunrise Global Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 2 contracts
Sources: Investment Agreement (Seaniemac International, Ltd.), Investment Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority ("FINRA"), unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Kallo Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic non-public information.
Appears in 1 contract
Sources: Equity Financing Agreement (Propanc Health Group Corp)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s ▇▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is is, in the Company’s sole discretion, material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s ▇▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two five (25) calendar days Trading Days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Bioject Medical Technologies Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, FINRA unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Medical Billing Assistance, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ EDGAR or other electronic means the following ▇▇▇▇owing documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇the SEC’s E▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.Principal
Appears in 1 contract
Sources: Equity Financing Agreement
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to pursuantto the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Closing Agreement (Bioxytran, Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; : (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Equity Financing Agreement (Trans American Aquaculture, Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, Authority unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Periodtime from the Execution Date and until Closing or until this Agreement terminates pursuant to Section 6, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Trading Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇the SEC’s E▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports annual reports on Form 10-K, its Quarterly Reports quarterly reports on Form 10-Q, any Current Reports current reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Green Technology Solutions, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.. {00006735 }
Appears in 1 contract
Sources: Investment Agreement (Kallo Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar Trading days of filing or delivery thereof, copies of all documents filed with, and all public correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on ori. Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Equity Financing Agreement
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s EDG▇▇ ▇▇▇▇▇ bsite or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Attune RTD)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ EDGAR or other electronic means the following th▇ ▇▇▇lowing documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇ED▇▇▇ or ▇r other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Periodtime from the Execution Date and until Closing or until this Agreement terminates pursuant to Section 6, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Video River Networks, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Periodtime from the Execution Date and until Closing or until this Agreement terminates pursuant to Section 6, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Trading Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: :
(i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Ab International Group Corp.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: , upon written request of the Investor (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) except as may be required to be limited by Law or the rules or requirements of the Principal Market, within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇the SEC's E▇▇▇▇ website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports audited financial statements, unaudited financial statements for the most recently completed quarter, any current reports filed on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 86-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii11) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor Investor, upon Investor’s request, via ▇▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SECInvestor’s request, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereofafter Investor’s request, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (China Sun Group High-Tech Co)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇▇the SEC’s ED▇▇▇ ▇ebsite or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Attune RTD)
Financial Information. During the Open Period, the Company agrees to make available to the Investor if not available via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forthappropriate forms: (ia) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Securities Act; (iib) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiic) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, FINRA unless such information is material nonpublic information.
Appears in 1 contract
Sources: Investment Agreement (Safe Technologies International Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via ▇E▇▇▇▇ or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on ori. Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract