Common use of Financial Advisor Clause in Contracts

Financial Advisor. Except for the Parent Financial Advisor, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by Parent, Merger Sub or Merger LLC.

Appears in 3 contracts

Sources: Agreement and Plan of Merger and Reorganization (SRS Labs Inc), Merger Agreement (Dts, Inc.), Merger Agreement (SRS Labs Inc)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇, Sachs & Co., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee 's or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 3 contracts

Sources: Merger Agreement (Macromedia Inc), Merger Agreement (Adobe Systems Inc), Merger Agreement (Adobe Systems Inc)

Financial Advisor. Except for the Parent Financial AdvisorCovert & Co., LLC, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by Parentthe Company. The Company has made available to Parent all Contracts with Covert & Co., LLC pursuant to which Covert & Co., LLC would be entitled to any payment related to the Merger Sub or Merger LLCthe other transactions contemplated by this Agreement.

Appears in 3 contracts

Sources: Agreement and Plan of Merger and Reorganization (SRS Labs Inc), Merger Agreement (Dts, Inc.), Merger Agreement (SRS Labs Inc)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇, Sachs & Co., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee or other brokerage fee or commission or expense reimbursement for acting as financial advisor to Parent or Acquisition Sub in connection with the MergerOffer, the Upstream Merger or and any of the other transactions contemplated by this Agreement Contemplated Transaction based upon arrangements made by Parentor on behalf of Parent or the Acquisition Sub (it being understood that this Section 4.6 shall not apply to any Person (other than ▇▇▇▇▇▇▇, Merger Sub or Merger LLC▇▇▇▇▇ & Co.) providing services in connection with any financing being obtained in connection with the Contemplated Transactions).

Appears in 2 contracts

Sources: Merger Agreement (Riverbed Technology, Inc.), Merger Agreement (Opnet Technologies Inc)

Financial Advisor. Except for the Parent Financial Advisor, no No broker, finder or investment banker is entitled to any brokerage, commission or brokerage or finder's, opinion, success, transaction ’s fee or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 2 contracts

Sources: Agreement and Plan of Merger and Reorganization (RHL Group, Inc.), Agreement and Plan of Merger and Reorganization (Favrille Inc)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇ ▇▇▇▇▇▇▇, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee ’s or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 2 contracts

Sources: Merger Agreement (LEO Pharma a/S), Merger Agreement (Peplin Inc)

Financial Advisor. Except for the Parent Financial AdvisorM▇▇▇▇▇▇ L▇▇▇▇, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee ’s or other fee or commission in connection with the Merger, the Upstream Merger Mergers or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 2 contracts

Sources: Merger Agreement (Sirenza Microdevices Inc), Merger Agreement (Rf Micro Devices Inc)

Financial Advisor. Except for the Parent Financial AdvisorGoldman and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, no broker, finder finder, financial advisor or investment banker is entitled to any brokerage, finder's’s, opinion, success, transaction fee advisory or other fee or commission commission, or the reimbursement of expenses, in connection with the Merger, the Upstream Merger Business Combination or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of any of the Applied Entities or TEL Entities.

Appears in 2 contracts

Sources: Business Combination Agreement, Business Combination Agreement (Applied Materials Inc /De)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ & Company, Incorporated, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee ’s or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of the Company.

Appears in 2 contracts

Sources: Merger Agreement (Avista Corp), Merger Agreement

Financial Advisor. Except for the Parent Financial AdvisorG▇▇▇▇▇▇, Sachs & Co, no broker, finder finder, investment banker, financial advisor or investment banker other Person is entitled to any brokerage, finder's, opinion, success, transaction ’s or other similar fee or other fee commission, or commission the reimbursement of expenses in connection therewith, in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Transactions based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of the Company.

Appears in 1 contract

Sources: Merger Agreement (Volcano Corp)

Financial Advisor. Except for the Parent Financial AdvisorG▇▇▇▇▇▇ Sachs & Co., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee 's or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 1 contract

Sources: Merger Agreement (Broadvision Inc)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & Co. Inc., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee 's or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 1 contract

Sources: Merger Agreement (Global Sports Inc)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇ Sachs & Co., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee 's or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent, Merger Sub or Merger LLC.

Appears in 1 contract

Sources: Merger Agreement (Interleaf Inc /Ma/)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇ ▇▇▇▇▇ & Associates, Inc., no broker, finder or investment banker is entitled to any brokerage, brokerage or finder's, opinion, success, transaction ’s fee or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of the Company.

Appears in 1 contract

Sources: Merger Agreement (Rafael Holdings, Inc.)

Financial Advisor. Except for the Parent Financial Advisor▇▇▇▇▇▇▇ Sachs & Co, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee 's or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of Parent or any of its Subsidiaries.

Appears in 1 contract

Sources: Agreement and Plan of Reorganization (Millennial Media Inc.)

Financial Advisor. Except for the Parent Financial AdvisorG▇▇▇▇▇▇, Sachs & Co., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee ’s or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by Parentor on behalf of the Company. The Company has provided to Parent a true and complete copy of the engagement letter by and between the Company and G▇▇▇▇▇▇, Merger Sub or Merger LLCS▇▇▇▇ & Co., and any amendments thereto.

Appears in 1 contract

Sources: Merger Agreement (Connetics Corp)

Financial Advisor. Except for the Parent Financial AdvisorOther than ▇▇▇▇▇▇▇▇ Capital, Inc., no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee ’s or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement Contemplated Transactions based upon arrangements made by Parent, Merger Sub or Merger LLCon behalf of any of the Company Entities.

Appears in 1 contract

Sources: Merger Agreement (Creative Realities, Inc.)