Failure of a Customer to Perform Obligations. Any failure by any of Broker's customers to perform any commitment or obligation with respect to a transaction carried by Pershing under this Agreement, whether or not such failure was under the control of Broker.
Appears in 7 contracts
Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (Echapman Com Inc)
Failure of a Customer to Perform Obligations. Any failure by any of Broker's ’s customers to perform any commitment or obligation with respect to a transaction carried by Pershing under this Agreement, whether or not such failure was under the control of Broker.
Appears in 3 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc), Disclosed Clearing Agreement (International Assets Holding Corp)
Failure of a Customer to Perform Obligations. Any failure by any of Broker's ’s customers to perform any commitment or obligation with respect to a transaction carried by Pershing under this Agreement, whether or not such failure was under the control of Broker.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Failure of a Customer to Perform Obligations. Any failure by any of -------------------------------------------- Broker's customers to perform any commitment or obligation with respect to a transaction carried by Pershing under this Agreement, whether or not such failure was under the control of Broker.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
