Exculpation Among Purchasers. Each Purchaser acknowledges that ---------------------------- it is not relying upon any person, firm or corporation, other than the Company and its officers and directors, in making its investment or decision to invest in the Company. Each Purchaser agrees that no Purchaser nor the respective controlling persons, officers, directors, partners, agents, or employees of any Purchaser shall be liable for any action heretofore or hereafter taken or omitted to be taken by any of them in connection with the Securities. The parties have executed this Series D Preferred Stock Purchase Agreement as of the date first written above. COMPANY: AVANTGO, INC. By: /s/ Xxxxxxx Xxxx ----------------------------------- Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASER: _______________________________________ (Purchaser Name) By: ___________________________________ Name: _________________________________ Title: ________________________________ Address: ______________________________ _______________________________________ Fax: __________________________________ SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT THE XXXXXXX XXXXX GROUP, INC. By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- XXXXX XXXXXX XXXX 0000, X.X. By: Stone Street 2000, L.L.C., its general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. By: Bridge Street Special Opportunities 2000, L.L.C., it general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------- Name: Xxxxxxx Xxxxxxxx ----------------------------------- Title: Vice President --------------------------------- XXXXXXX XXXXX INVESTMENTS LIMITED By: /s/ Xxxxx Xxxxxxxxxx -------------------------------------- Name: Xxxxx Xxxxxxxxxx ------------------------------------ Title: Vice President ----------------------------------- SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT The parties have executed this Series D Preferred Stock Purchase Agreement as of the date first written above. COMPANY: AVANTGO, INC. By: _____________________________________ Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASER: Ford Motor Company ----------------------------------------- (Purchaser Name) By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------------- Name: Xxxxxxx X. Xxxxxxx ----------------------------------- Title: Assistant Secretary ----------------------------------
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Avantgo Inc), Series D Preferred Stock Purchase Agreement (Avantgo Inc)
Exculpation Among Purchasers. Each Purchaser acknowledges that ---------------------------- it is not relying upon any person, firm or corporation, other than the Company and its officers and directors, in making its investment or decision to invest in the Company. Each Purchaser agrees that no Purchaser nor the respective controlling persons, officers, directors, partners, agents, or employees of any Purchaser shall be liable for any action heretofore or hereafter taken or omitted to be taken by any of them in connection with the Securities. The parties have executed this Series D C Preferred Stock Purchase Agreement as of the date first written above. COMPANY: AVANTGO, INC. By: /s/ Xxxxxxx Xxxx Xxxxx Xxx ----------------------------------- Xxxxxxx XxxxXxxxx Xxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASERINVESTORS: 21ST CENTURY INTERNET FUND, L.P. By: 21/st/ Century Internet Management Partners, LLC /s/ Xxxxx X. Xxxxxxxxx --------------------------------------- Xxxxx X. Xxxxxxxxx, Member H&Q AVANTGO INVESTORS, L.P. By: H&Q Management Corp. Its General Partner /s/ Xxxxxx Xxxxxxxxxxxx --------------------------------------- Xxxxxx Xxxxxxxxxxxx, Attorney-in-Fact ADOBE VENTURES II, L.P. By: Adobe Ventures Management II, LLC Its General Partner /s/ Xxxxxx Xxxxxxxxxxxx --------------------------------------- Xxxxxx Xxxxxxxxxxxx, Attorney-in-Fact SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT XXXXXXXXX & XXXXX EMPLOYEE VENTURE FUND, X.X. XX By: H&Q Venture Management L.L.C. Its General Partner By: /s/ Xxxxxx X. Xxxxxx ---------------------------------- Its: Attorney-in-Fact ---------------------------------- /s/ Xxxxx Xxxxxxxx --------------------------------------- XXXXX XXXXXXXX SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT 18 SLEEPY HOLLOW INVESTMENT PARTNERSHIP, L.P. By: /s/ Xxxx X. Xxxxx --------------------------------------- Name: /s/ (Mrs.) Xxxx X. Xxxxx ------------------------------------- Its: /s/ Officer of General Partner's -------------------------------------- Managing General Partner, -------------------------------------- FSI No. 2 Corporation -------------------------------------- MICROSOFT CORPORATION By: /s/ --------------------------------------- Name: _____________________________________ Its: _______________________________________ (Purchaser Name) 3COM VENTURES, INC. By: ___________________________________ /s/ Xxxxxxx Xxxxxx --------------------------------------- Name: _________________________________ TitleXxxxxxx Xxxxxx ------------------------------------- Its: ________________________________ Address: ______________________________ _______________________________________ Fax: __________________________________ SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT THE XXXXXXX XXXXX GROUP, INC. By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- XXXXX XXXXXX XXXX 0000, X.X. By: Stone Street 2000, L.L.C., its general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000STEALTH FUND, L.P. By: Bridge Street Special Opportunities 2000/s/ Pacific Edge Investment Mgt, L.L.C.Inc. --------------------------------------- Name: Xxxxx Xxxxx, it general partner President ------------------------------------- Its: General Partner -------------------------------------- TACIT FUND, L.P. By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------- Name: Xxxxxxx Xxxxxxxx ----------------------------------- Title: Vice President --------------------------------- XXXXXXX XXXXX INVESTMENTS LIMITED By: /s/ Xxxxx Xxxxxxxxxx Pacific Edge Investment Mgt, Inc. -------------------------------------- Name: Xxxxx Xxxxxxxxxx ------------------------------------ Title: Vice President ----------------------------------- SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT The parties have executed this Series D Preferred Stock Purchase Agreement as of the date first written above. COMPANY: AVANTGO, INC. By: _____________________________________ Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASERPresident ------------------------------------- Its: Ford Motor Company ----------------------------------------- (Purchaser Name) General Partner -------------------------------------- ENTREPRENEURS FUND, L.P. By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------------- Xxxxxx --------------------------------------- Name: Xxxxxxx X. Xxxxxx -------------------------------------- Its: Managing Director --------------------------------------- SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT RBW INVESTMENTS LLC By: /s/ Xxxxxxx ----------------------------------- TitleX. Xxxxxx ---------------------------------------- Name: Assistant Secretary ----------------------------------Xxxxxxx X. Xxxxxx -------------------------------------- Its: Managing Director --------------------------------------- CORNERSTONE PROPERTIES I, LLP By: /s/ Xxxxx Xxxxxxx ---------------------------------------- Name: Xxxxx Xxxxxxx -------------------------------------- Its: Managing Member --------------------------------------- ANGEL INVESTORS, L.P. By: Angel Management, LLC Its General Partner By: /s/ J. Xxxxx XxXxxxx ---------------------------------------- Name: J. Xxxxx XxXxxxx -------------------------------------- Its: Admin Member --------------------------------------- TWB INVESTMENT PARTNERSHIP By: /s/ Xxxxxx X. Xxxxx ---------------------------------------- Name: Xxxxxx X. Xxxxx -------------------------------------- Its: General Partner -------------------------------------- XXXXX PARTNERS LLC By: /s/ Xxxxxx Xxxxxx ---------------------------------------- Name: Xxxxxx Xxxxxx -------------------------------------- Its: Member --------------------------------------- /s/ Xxxxxxxxx X. Xxxxx -------------------------------------------- XXXXXXXXX XXXXX (signature) SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT
Appears in 1 contract
Exculpation Among Purchasers. Each Purchaser acknowledges that ---------------------------- it is not relying upon any person, firm or corporation, other than the Company and its officers and directors, in making its investment or decision to invest in the Company. Each Purchaser agrees that no Purchaser nor the respective controlling persons, officers, directors, partners, agents, or employees of any Purchaser shall be liable for any action heretofore or hereafter taken or omitted to be taken by any of them in connection with the Securities. The parties have executed this Series D C Preferred Stock Purchase Agreement as of the date first written above. COMPANY: AVANTGO, INC. By: /s/ Xxxxxxx Xxxx Xxxxx Xxx ----------------------------------- Xxxxxxx XxxxXxxxx Xxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASERINVESTORS: 21ST CENTURY INTERNET FUND, L.P. By: 21/st/ Century Internet Management Partners, LLC /s/ Xxxxx X. Xxxxxxxxx --------------------------------------- Xxxxx X. Xxxxxxxxx, Member H&Q AVANTGO INVESTORS, L.P. By: H&Q Management Corp. Its General Partner /s/ Xxxxxx Xxxxxxxxxxxx --------------------------------------- Xxxxxx Xxxxxxxxxxxx, Attorney-in-Fact ADOBE VENTURES II, L.P. By: Adobe Ventures Management II, LLC Its General Partner /s/ Xxxxxx Xxxxxxxxxxxx --------------------------------------- Xxxxxx Xxxxxxxxxxxx, Attorney-in-Fact SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT XXXXXXXXX & XXXXX EMPLOYEE VENTURE FUND, X.X. XX By: H&Q Venture Management L.L.C. Its General Partner By: /s/ Xxxxxx X. Xxxxxx ---------------------------------- Its: Attorney-in-Fact ---------------------------------- /s/ Xxxxx Xxxxxxxx --------------------------------------- XXXXX XXXXXXXX SIGNATURE PAGE TO SERIES C PREFERRED STOCK PURCHASE AGREEMENT 18 SLEEPY HOLLOW INVESTMENT PARTNERSHIP, L.P. By: /s/ Xxxx X. Xxxxx --------------------------------------- Name: /s/ (Mrs.) Xxxx X. Xxxxx ------------------------------------- Its: /s/ Officer of General Partner's -------------------------------------- Managing General Partner, -------------------------------------- FSI No. 2 Corporation -------------------------------------- MICROSOFT CORPORATION By: /s/ --------------------------------------- Name: _____________________________________ Its: _______________________________________ (Purchaser Name) 3COM VENTURES, INC. By: ___________________________________ /s/ Xxxxxxx Xxxxxx --------------------------------------- Name: _________________________________ TitleXxxxxxx Xxxxxx ------------------------------------- Its: ________________________________ Address: ______________________________ _______________________________________ FaxSTEALTH FUND, L.P. By: __________________________________ /s/ Pacific Edge Investment Mgt, Inc. --------------------------------------- Name: Xxxxx Xxxxx, President ------------------------------------- Its: General Partner -------------------------------------- TACIT FUND, L.P. By: /s/ Pacific Edge Investment Mgt, Inc. -------------------------------------- Name: Xxxxx Xxxxx, President ------------------------------------- Its: General Partner -------------------------------------- ENTREPRENEURS FUND, L.P. By: /s/ Xxxxxxx X. Xxxxxx --------------------------------------- Name: Xxxxxxx X. Xxxxxx -------------------------------------- Its: Managing Director --------------------------------------- SIGNATURE PAGE TO SERIES D C PREFERRED STOCK PURCHASE AGREEMENT THE XXXXXXX XXXXX GROUP, INC. RBW INVESTMENTS LLC By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ X. Xxxxxx ---------------------------------------- Name: Xxxxxxx Xxxxxxxx ---------------------------------- TitleX. Xxxxxx -------------------------------------- Its: Vice President --------------------------------- XXXXX XXXXXX XXXX 0000Managing Director --------------------------------------- CORNERSTONE PROPERTIES I, X.X. By: Stone Street 2000, L.L.C., its general partner LLP By: /s/ Xxxxx Xxxxxxx Xxxxxxxx ------------------------------------ ---------------------------------------- Name: Xxxxx Xxxxxxx Xxxxxxxx ---------------------------------- Title-------------------------------------- Its: Vice President --------------------------------- BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000Managing Member --------------------------------------- ANGEL INVESTORS, L.P. By: Bridge Street Special Opportunities 2000Angel Management, L.L.C., it general partner LLC Its General Partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------- J. Xxxxx XxXxxxx ---------------------------------------- Name: Xxxxxxx Xxxxxxxx ----------------------------------- TitleJ. Xxxxx XxXxxxx -------------------------------------- Its: Vice President --------------------------------- XXXXXXX XXXXX INVESTMENTS LIMITED Admin Member --------------------------------------- TWB INVESTMENT PARTNERSHIP By: /s/ Xxxxxx X. Xxxxx Xxxxxxxxxx -------------------------------------- ---------------------------------------- Name: Xxxxxx X. Xxxxx Xxxxxxxxxx ------------------------------------ Title-------------------------------------- Its: Vice President ----------------------------------- General Partner -------------------------------------- XXXXX PARTNERS LLC By: /s/ Xxxxxx Xxxxxx ---------------------------------------- Name: Xxxxxx Xxxxxx -------------------------------------- Its: Member --------------------------------------- /s/ Xxxxxxxxx X. Xxxxx -------------------------------------------- XXXXXXXXX XXXXX (signature) SIGNATURE PAGE TO SERIES D C PREFERRED STOCK PURCHASE AGREEMENT EXHIBIT A --------- SCHEDULE OF PURCHASERS Purchaser -------------------------------------- Sleepy Hollow Investment Partnership, L.P. Xxx Xxxxxxx Xxxxxx Xxxxx 0000 Xxxxxxx, XX 00000 Fax: Microsoft Corporation Xxx Xxxxxxxxx Xxx Xxxxxxx, XX 00000 Attn: Chief Financial Officer CC: General Counsel, Finance and Administration Fax: 3Com Ventures, Inc. C/O 3Com Corporation 0000 Xxxxxxxx Xxxxx Xxxxx Xxxxx, XX 00000 Attn: Vice President, Business Development Fax: (000) 000-0000 cc: General Counsel Fax: (000) 000-0000 Adobe Ventures II, L.P. x/x Xxxxxxxxx & Xxxxx Incorporated Xxx Xxxx Xxxxxx, 18/th/ Floor San Francisco, CA 94104 Fax: (000) 000-0000 Xxxxxxxxx & Xxxxx Employee Venture Fund, X.X. XX. x/x Xxxxxxxxx & Xxxxx Incorporated Xxx Xxxx Xxxxxx, 18/th/ Floor San Francisco, CA 94104 Fax: (000) 000-0000 H&Q AvantGo Investors, L.P. x/x Xxxxxxxxx & Xxxxx Incorporated Xxx Xxxx Xxxxxx, 18/th/ Floor San Francisco, CA 94104 Fax: (000) 000-0000 The parties have executed this Series D Preferred Stock Purchase Agreement as of the date first written above. COMPANYTacit Fund, L.P. 000 Xxxxxxxx Xxxxxx, Suite 160 Palo Alto, CA 94301 Fax: AVANTGO(000) 000-0000 The Stealth Fund, INC. ByL.P. 000 Xxxxxxxx Xxxxxx, Suite 160 Palo Alto, CA 94301 Fax: _____________________________________ Xxxxxxx (000) 000-0000 Entrepreneurs Fund, L.P. 0000 Xxxxxxxxxxx Xxxx Xxxxx 0000 Xxxx Xxxx, Chief Executive Officer Address: XX 00000 Fax (000) 000-0000 RBW Investments LLC 0000 Xxxxxxxxxxx Xxxx Xxxxx 0000 Xxxx Xxxx, XX 00000 Fax (000) 000-0000 Cornerstone Properties LLP Bayshore Corporate Center 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASERFax: Ford Motor Company ----------------------------------------- (Purchaser Name000) By000-0000 Angel Investors, L.P. c/o Wilson, Sonsini, et al., 000 Xxxx Xxxx Xxxx Xxxx Xxxx, XX 00000 Fax: /s/ TWB Investment Partnership c/o Perkins Coie LLP 0000 Xxxxx Xxxxxx, 00/xx/ Xxxxx Xxxxxxx, XX 00000-0000 Fax: (000) 000-0000 Xxxxx Partners LLC 000 Xxxxxx Xxxxxx Xxx Xxxxxx, XX 00000 Fax: (000) 000-0000 Xxxxxxxxx Xxxxx 0000 Xxxxxxxx Xxxx Xxxxxxx Xxxx, XX 00000 Fax: (000) 000-0000 Xxxxx Xxxxxxxx 0000 Xxxxxx Xxxxxx Xxxxxxx, XX 00000 EXHIBIT B --------- FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVANTGO, INC. The undersigned, Xxxxx X. Xxxxxxx ------------------------------------- Name: Xxxxxxx X. Xxxxxxx ----------------------------------- Title: Assistant Secretary ----------------------------------III hereby certifies that:
Appears in 1 contract
Exculpation Among Purchasers. Each Purchaser acknowledges that ---------------------------- it is not relying upon any person, firm or corporation, other than the Company and its officers and directors, in making its investment or decision to invest in the Company. Each Purchaser agrees that no Purchaser nor the respective controlling persons, officers, directors, partners, agents, or employees of any Purchaser shall be liable to any other Purchaser for any action heretofore or hereafter taken or omitted to be taken by any of them in connection with the purchase of the Securities. The parties have executed this Series D Preferred Common Stock and Warrant Purchase Agreement as of the date first written above. COMPANY: AVANTGOHELIX BIOMEDIX, INC. By: /s/ --------------------------------------------- R. Sxxxxxx Xxxxxx, President and CEO Purchaser's Signature Page --------------------------------------------- Name (Printed) --------------------------------------------- Signature Date --------------------------------------------- Name if jointly held (Printed) ---------------------------------------------- Signature Date ---------------------------------------------- Title if Applicable ---------------------------------------------- Social Security Number or ID ---------------------------------------------- Address ---------------------------------------------- ---------------------------------------------- ---------------------------------------------- Email Address ---------------------------------------------- Telephone ---------------------------------------------- Facsimile Signature Page to Stock and Warrant Purchase Agreement EXHIBIT A SCHEDULE OF PURCHASERS PURCHASER SHARES OF COMMON STOCK SHARES OF WARRANT STOCK $ INVESTED --------- ---------------------- ----------------------- ---------- Axxxx Xxxxxxxxx 17,000 0 $25,500 Fxxxx Xxxxxxxx 10,000 0 $10,000 Sxxxxxx X. Xxxxxx 10,000 0 $15,000 Gxxxxx Xxxxxx 66,667 0 $100,000 Wxxxxxx Xxxxxxxx 26,667 0 $40,000 Kxxxx Xxxxxx 17,000 0 $17,000 Jxxxx X. Xxxxxxxx 34,000 0 $51,000 RBFSC, Inc. 750,000 0 $1,125,000 Pxxxxx, Xxxxxxx 28,000 0 $42,000 Sxxxxxxxxx, Xxxxxxxx 20,000 0 $30,000 ABC Investment Group 500,000 0 $750,000 Sxxxxx, Xxxx ----------------------------------- 10,000 0 $15,000 Sxxxxx, Xxxxxx 10,000 0 $15,000 Txxxxx, Xxxxx 10,000 0 $15,000 Gxxxxxxx, Xxxxxx 10,000 0 $15,000 Lxxxxxxxx, Xxxxx 16,667 0 $25,000 Wxxxx, Xxxxxxxx 12,500 0 $18,750 Axxxxxxx, Xxxxx 10,000 0 $15,000 Kxxxx, Xxxxxx 10,000 0 $15,000 Sxxxxx, Xxxxx X. 13,333 0 $20,000 MxXxxx, Xxxxxxx Xxxx25,000 0 $37,500 Oxxxxxx, Chief Executive Officer AddressXxxx 25,000 0 $37,500 Jxxxx, Xxxxxxxx Xxxxx 33,333 0 $50,000 EXHIBIT B - FORM OF WARRANT THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE SECURITIES UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR UNLESS (i) SOLD PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS AND (ii) AT THE OPTION OF THE COMPANY, AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED HAS BEEN DELIVERED TO THE COMPANY. -------------------------------------------------------------------------------- HOLDER(S): WARRANT NUMBER: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx-------------------------------------------------------------------------------- NO. OF SHARES FOR WHICH THIS WARRANT IS INITIALLY EXERCISABLE: -------------------------------------------------------------------------------- ISSUE DATE: TERMINATION DATE: -------------------------------------------------------------------------------- WARRANT FOR THE PURCHASE OF SHARES OF COMMON STOCK OF HELIX BIOMEDIX, XX 00000 PURCHASER: INC. THIS CERTIFIES THAT, for valuable consideration, that the undersigned, together with (his/her/its) successors and permitted assigns (the "Holder") is entitled to purchase, subject to the terms set forth below, up to _______________________________________ shares of duly authorized, validly issued, fully paid and nonassessable shares of common stock, $0.001 par value per share (Purchaser Namethe "Common Stock") By: ___________________________________ Name: _________________________________ Title: ________________________________ Address: ______________________________ _______________________________________ Fax: __________________________________ SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT THE XXXXXXX XXXXX GROUPof Helix BioMedix, INC. By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- XXXXX XXXXXX XXXX 0000Inc., X.X. By: Stone Street 2000, L.L.C., its general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. By: Bridge Street Special Opportunities 2000, L.L.C., it general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------- Name: Xxxxxxx Xxxxxxxx ----------------------------------- Title: Vice President --------------------------------- XXXXXXX XXXXX INVESTMENTS LIMITED By: /s/ Xxxxx Xxxxxxxxxx -------------------------------------- Name: Xxxxx Xxxxxxxxxx ------------------------------------ Title: Vice President ----------------------------------- SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT The parties have executed this Series D Preferred Stock Purchase Agreement as of a Delaware corporation (the date first written above. COMPANY: AVANTGO, INC. By: _____________________________________ Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASER: Ford Motor Company ----------------------------------------- (Purchaser Name) By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------------- Name: Xxxxxxx X. Xxxxxxx ----------------------------------- Title: Assistant Secretary ----------------------------------"Company").
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Helix Biomedix Inc)
Exculpation Among Purchasers. Each Purchaser acknowledges that ---------------------------- it is not relying upon any person, firm or corporation, other than the Company and its officers and directors, in making its investment or decision to invest in the Company. Each Purchaser agrees that no Purchaser nor the respective controlling persons, officers, directors, partners, agents, or employees of any Purchaser shall be liable for any action heretofore or hereafter taken or omitted to be taken by any of them in connection with the Securities. The parties have executed this Series D Preferred Stock Convertible Note and Warrant Purchase Agreement as of the date first written above. COMPANY: AVANTGOStrategic Gaming Investments, INC. Inc. By: /s/ Xxxxxxx Xxxx ----------------------------------- Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASER: ________:_______________________________ (Purchaser Name) By: :_____________________________ Title:____________________________ Address:__________________________ Facsimile Number:_________________ PURCHASERS: VC PARTNERS, LLC By:_______________________________ Name:_____________________________ Title:____________________________ XXXX XXXXX By:_______________________________ Name: __Xxxx Xxxxx XXXXX ROMANIA By:_______________________________ TitleName: ___________Xxxxx Romania EXHIBIT A SCHEDULE OF PURCHASERS INITIAL INVESTMENT: Name and Address Face Amount Notes Warrants Shares Exercise Price ---------------------- ----------------- --------------- ------------- VC Partners, LLC $60,000 60,000 $0.40/share (a Nevada company) 0000 Xxxxx Xxxxxx Drive Las Vegas, NV 89120 Xxxx Xxxxx $30,000 30,000 $0.40/share 0000 Xxxxxxxx Xxxxx Xxxxxx, XX 00000 Xxxxx Romania $30,000 30,000 $0.40/share 0000 Xxxxxxxxxxxx Xxx Xxxxxx, XX 00000 SUBSEQUENT INVESTMENTS: Name and Address Face Amount Notes Warrants Shares Exercise Price ---------------------- ----------------- --------------- -------------- EXHIBIT B - FORM OF NOTE THIS SECURED CONVERTIBLE PROMISSORY NOTE ("NOTE" OR "SECURITIES") HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF WITHIN THE UNITED STATES, ITS TERRITORIES AND POSSESSIONS, OR ANY AREA SUBJECT TO ITS JURISDICTION, OR TO ANY CITIZEN OR RESIDENT OF THE UNITED STATES OR ANY STATE, TERRITORY, OR POSSESSION THEREOF, INCLUDING ANY ESTATE OF SUCH PERSON OR ANY COMPANY, PARTNERSHIP, TRUST, OR OTHER ENTITY CREATED OR EXISTING UNDER THE LAWS THEREOF, UNTIL ONE YEAR AFTER THE CLOSING OF THE OFFERING IN WHICH THE HOLDER PURCHASED THE SECURITIES, AND THEREAFTER MAY NOT BE SO TRANSFERRED ABSENT AN EFFECTIVE REGISTRATION UNDER THE ACT, COMPLIANCE WITH RULE 144 OR ITS SUCCESSOR RULE UNDER THE ACT, OR AN OPINION OF COUNSEL, SATISFACTORY TO THE COMPANY AND ITS COUNSEL, THAT REGISTRATION IS NOT REQUIRED. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFER AS DESCRIBED HEREIN. STRATEGIC GAMING INVESTMENTS, INC. SECURED CONVERTIBLE PROMISSORY NOTE _____________________ Address: Las Vegas, Nevada For value received, Strategic Gaming Investments, Inc., a Delaware corporation (the "Company"), hereby promises to pay to _____________, the registered holder hereof and its authorized successors and permitted assigns, the ("Holder"), the principal amount of _________________ _______________________________________ Fax: __________________________________ SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT THE XXXXXXX XXXXX GROUP, INC. By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- XXXXX XXXXXX XXXX 0000, X.X. By: Stone Street 2000, L.L.C., its general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------ Name: Xxxxxxx Xxxxxxxx ---------------------------------- Title: Vice President --------------------------------- BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. By: Bridge Street Special Opportunities 2000, L.L.C., it general partner By: /s/ Xxxxxxx Xxxxxxxx ------------------------------------- Name: Xxxxxxx Xxxxxxxx ----------------------------------- Title: Vice President --------------------------------- XXXXXXX XXXXX INVESTMENTS LIMITED By: /s/ Xxxxx Xxxxxxxxxx -------------------------------------- Name: Xxxxx Xxxxxxxxxx ------------------------------------ Title: Vice President ----------------------------------- SIGNATURE PAGE TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT The parties have executed this Series D Preferred Stock Purchase Agreement as with simple interest thereon at the rate of eight percent (8.0%) per annum on the unpaid balance of the date first written aboveprincipal sum on or before the Maturity Date (defined below). COMPANY: AVANTGOThe Company shall make payment at such place as the Holder indicates in Section 17 herein. All principal and interest shall be payable, INCas provided for herein, in immediately available funds in lawful money of the United States of America. By: _____________________________________ Xxxxxxx Xxxx, Chief Executive Officer Address: 0000 Xxxxx Xxxxxxxx Xxxxxxxxx Xxxxx 000 Xxx Xxxxx, XX 00000 PURCHASER: Ford Motor The principal amount of this secured convertible promissory note (the "Note") is convertible into common stock of the Company ----------------------------------------- (Purchaser Namethe "Common Stock") By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------------- Name: Xxxxxxx X. Xxxxxxx ----------------------------------- Title: Assistant Secretary ----------------------------------as more fully set forth herein.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Strategic Gaming Investments, Inc.)
