Common use of Exchange Restrictions Clause in Contracts

Exchange Restrictions. From time to time option exchanges may restrict trading or exercise privileges for certain classes of options. Although such restrictions could result in financial loss to you, you agree to hold Xxxxxx Xxxxxxx & Co., Inc., the Chicago Board Options Exchange (CBOE) and other organized exchanges, the OCC and FINRA harmless for any acts made in accordance with their constitutions, policies, customs, rules and regulations, and interpretations thereof.

Appears in 4 contracts

Samples: Investment Advisory Services Agreement, Services Agreement, Services Agreement

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Exchange Restrictions. From time to time option exchanges may restrict trading or exercise privileges for certain classes of options. Although such restrictions could result in financial loss to you, you agree to hold Xxxxxx Xxxxxxx & Co., Inc.StockCross, the Chicago Board Options Exchange (CBOE) and other organized exchanges, the OCC and FINRA harmless for any acts made in accordance with their constitutions, policies, customs, rules and regulations, and interpretations thereof.

Appears in 1 contract

Samples: 173.236.4.56

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